Boston, MA – July 21, 2023 — Nicsa has announced the winners of its 2023 Blackwell Scholarship Awards. Blackwell Scholars receive up to four years of scholarship support, a mentor from a Nicsa member company, and access to career networking and internship opportunities. 2023 marks the 25th year of Blackwell Scholarship awards.

 

The 2023 Blackwell Scholarship recipients are as follows:

 

Alyssa Castro | Davidson College, class of 2027

Saanvi Chougule | New Jersey Institute of Technology, class of 2027

Nicholas Gasper | Saint Vincent College, class of 2027

Amanda Sanchez | Louisiana State University, class of 2027

Rebecca Stansell | University of Texas at Austin, class of 2027

 

The five new awardees represent the following firms:  Broadridge Financial Solutions, Capital Group American Funds, Federated Hermes, Franklin Templeton, and Invesco.

 

Thirteen additional students had their award renewed for the coming academic year. Awards are renewable for up to 4 years per student.

 

Maggie Banhart | Kansas State University

Berenika Belinkiy | Bryant University

Sebastian Cerro | Texas A&M University

Lizbeth Flores | University at Albany

E’Nyah Norris-Conley | Northern Arizona University

Jonathan Odima | University of Texas at Austin

Sofia Ostendorf | University of Illinois at Urbana-Champaign

Brendan Ridge | University of Pittsburgh

John Shen | University of Massachusetts Lowell

Ruth Shiferaw | Massachusetts Institute of Technology

Esha Thota | University of California, Los Angeles

Olivia Tucker | Wichita State University

Zuzanna Wheeler | Creighton University

 

The thirteen renewal awards represent American Century Investments, Broadridge, Calamos Investments, Capital Group, Edward Jones, Federated Hermes, Invesco, JP Morgan Chase & Co, MFS Investment Management, and State Street.

 

View All Recipients.

 

This year, eighty-one applications were submitted by children of employees representing twenty-four firms across the global asset and wealth management industry. Recipients were evaluated based on demonstrated excellence in leadership, community service and academic merit.

“Nicsa congratulates each of the well deserving 2023 Blackwell Scholars. We are very appreciative of the Nicsa member firms who generously support the Blackwell Scholarship Fund with their contributions and event participation,” said Jim Fitzpatrick, President and CEO of Nicsa.

Each year, Nicsa’s Strategic Leadership Forum (SLF) features “Nicsa Gives Back,” a day of philanthropic events including the Blackwell Scholarship Charity Golf Tournament. All proceeds from the tournament go toward the Blackwell Scholarship fund. 

 

About the Nicsa/William T. Blackwell Scholarship Fund

The Nicsa/William T. Blackwell Scholarship Fund was established as a tribute to former Nicsa President Bill Blackwell’s commitment to education. Since the scholarship program's inception, the fund has made over $850,000 in awards to students with financial need. The Blackwell Scholarship Fund is endowed through donations by individuals and Nicsa member companies. Blackwell Scholars receive up to four years of scholarship support, a mentor from a Nicsa member company, and access to career networking and internship opportunities.

The Blackwell Scholarship is administered by The Philanthropic Initiative, in conjunction with The Boston Foundation. 

 

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset and wealth management industry in order to develop, share, and advance leading practices. For over sixty years, Nicsa has promoted a collaborative environment where members come together to help strategically address the industry’s most vital issues. 

Nicsa’s Diversity Project North America champions DEI as a strategic business priority within the asset and wealth management industry. The goal of the Diversity Project North America is to advance better business results for our member firms and positive long-term impact for the clients we all serve by fostering an industry where diversity is achieved, equity is the standard, and inclusion is celebrated.

 

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Boston, MA – July 10, 2023 – Nicsa, a leading Association in support of the asset and wealth management industry, recognized six new Committee Chairs over the past six months. These individuals have each helped support the nonprofit’s work to advance leading practices across a wide spectrum of industry business lines and professionals.

Nicsa supports a variety of committees that are open to all employees of member firms. Committees comprise individuals across divisions, departments, and all levels of management who actively participate in collaboration around industry solutions. View full list of Nicsa Committees here.

Committee Chairs are the visionaries responsible for establishing and tracking the mission of each Committee, as well as presiding over activities and content generation. 

 

With congratulations to recent appointees:

Ryan Burns | Northern Trust | Membership

Heidi Lastoria | MFS Investment Management | Unclaimed Property 

Rosa Licea-Mailloux | MFS Investment Management | DPNA Next Practices

Anish Mazumdar | Aliter Investment Services | Technology & Digital Innovation

Cassie McCarthy | EY | DPNA DEI Perception Study

Kirstin Pickens | FS Investments | General Membership Meeting ‘23

 

In recognition of past service:

Charles Booth | Compliance & Risk Management

LeeAnn Dionne | Unclaimed Property

Naomi Fink | DPNA Next Practices

Maggie Klimentova | DPNA Industry Engagement & Events

Mark Lavan, Franklin Templeton | General Membership Meeting ‘22

Cassie McCarthy | EY | DPNA Benchmarking

Kelli O’Brien | Citi | General Membership Meeting ‘22

Alex Pire | Amundi | International

 

*DPNA: Diversity Project North America, a Nicsa initiative.

 

A full list of Nicsa Committee Chairs follows:


TOPIC COMMITTEE CHAIRS:

Alternative Investments

Michael Murtaugh, Wells Fargo

 

Compliance & Risk Management

Stephanie Tyler, Franklin Templeton

 

Data Analytics

Brian Foote, Broadridge

 

Fund Administration

Jon Gezotis, Citi

Victoria McGowan, J.P. Morgan

 

Fund & Investor Services

Linda Azzara, GMO, LLC 

Rhett Payne, J.P. Morgan

 

International

Lesley-Anne Archibald, Baillie Gifford

 

Next Gen

Lesley-Anne Archibald, Baillie Gifford

Nicholas Lombardo, Citi

 

Product & Distribution

Scott Brady, Columbia Threadneedle

Alaina Giampapa, Natixis

 

Retirement

Alvin Hasegawa, Fiduciary Trust International

Brad Spolec, SS&C Technologies

 

SMA & Model Portfolio

Daniel Milligan, Columbia Threadneedle

Patrick Mullins, Invesco

 

Technology & Digital Innovation

Chuck Gallant, BNY Mellon

Anish Mazumdar, Aliter Investment Services

Karym Murphy, HengTian Services

 

UIT

Scott Larsen, Guggenheim Investments

Matt Wolcott, Hennion & Walsh, Inc. 

 

Unclaimed Property

Heidi Lastoria, MFS Investments

Carol Irvine, Abandoned Property Advisors, LLC.

 

EVENT COMMITTEE CHAIRS:

General Membership Meeting

Chuck Gallant, BNY Mellon

Kirstin Pickens, FS Investments

 

Fearless Leadership Symposium

Cheryl Boyd, EY

Nicole Green, SS&C Technologies

 

Strategic Leadership Forum

Steven Rueschhoff, Edward Jones

Kelli O’Brien, Citi

 

DIVERSITY PROJECT NORTH AMERICA COMMITTEE CHAIRS: 

Benchmarking

Cheryl Reich, Broadridge

Deb Sealy, Aegon

Education & Outreach

Suzanne Cullinane, Janus Henderson

Ann Carpenter, State Street Global Advisors (SSGA)

 

Industry Engagement & Events

Emily Lawrence, Northern Trust

 

Next Practices

Rosa Licea-Mailloux, MFS Investment Management

Ofelia Potter, Northern Trust

 

ADVISORY COMMITTEE CHAIRS:

Awards

Karen Walsh, Putnam Investor Services

 

Content

Anne Hebard-Duduch, SS&C Technologies

Janet Bienkowski, MFS Investment Management

 

Membership

Ryan Burns, Northern Trust

 

GOVERNANCE COMMITTEE CHAIRS:

Nicsa Executive Committee

Stacy Bernstein, American Century

Scott Brady, Columbia Threadneedle

 

Audit

Lisa Halbach, Bank of America

 

Treasurer

Irene Speridakos, BNY Mellon

 

Nominating

Clint Harris, Invesco

 

Diversity Project CEO Advisory Council

Thomas Arnold, EY

 

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset and wealth management industry in order to develop, share, and advance leading practices. For over sixty years, Nicsa has promoted a collaborative environment where members come together to help strategically address the industry’s most vital issues. 

The Diversity Project North America champions DEI as a strategic business priority within the asset and wealth management industry. The goal of the Diversity Project North America is to advance better business results for our member firms and positive long-term impact for the clients we all serve by fostering an industry where diversity is achieved, equity is the standard, and inclusion is celebrated.

 

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May 4, 2023 -- FOR IMMEDIATE RELEASE

On June 14, the asset and wealth management industry will come together for meaningful dialogue and action planning around key business initiatives that enhance productivity, promote growth, and drive bottom line results.

Nicsa’s Fearless Leadership Symposium – the premier DEI-focused conference for global asset and wealth management business leaders – will unite senior executives to explore the advancement of diversity, equity and inclusion in the industry. The event, powered by Nicsa’s Diversity Project North America (DPNA) and launched in 2021, was the first national conference focused on DEI issues specific to asset and wealth management professionals.

“We are excited about our 3rd annual Fearless Leadership Symposium and celebrating the five-year anniversary of our Diversity Project North America initiative in 2023. Nicsa continues to be at the forefront of the most important issues facing our member firms and it is our privilege to facilitate industry collaboration on issues like DEI,” said Jim Fitzpatrick, President & CEO.

A CEO Fireside Chat, as well as sessions on Leadership of Tomorrow, Igniting an Inclusive Culture, and From Moment to Movement, will feature speakers from some of the world's largest and most influential asset and wealth management firms. The event draws upon senior business executives to explore bold business practices that support the long-term sustainability of the industry. The conference will feature interactive workshops, panel discussions, and networking opportunities. Attendees will have the chance to participate in thought-provoking discussions, share their own experiences, and learn from their peers.

"We look forward to hosting this conference and bringing together innovative minds in the asset and wealth management industry to discuss diversity, equity, and inclusion," said Justine Phoenix, Head of Diversity Project North America. "Creating a more inclusive workplace is not only the right thing to do, but it also makes good business sense. By valuing and fostering diversity and equity, we can attract and retain the best talent and drive better outcomes for our clients."

  

Featured Speakers

Baroness Helena Morrissey

Lisa Jones, Head of the Americas, President & CEO, Amundi US, Inc.

Emily Portney, CEO, BNY Mellon’s Asset Servicing

Rachel Bellow, Co-founder & President, Bonfire

Bill Proudman, CEO, WMFDP LLC | FDP Global

Matt Cameron, Global Managing Director, LGBT Great

Moderator: Byron Pitts, Anchor & Chief National Correspondent, ABC News

Rising Stars Recognized

Nicsa’s Rising Star Program celebrates and cultivates the industry’s next generation of leaders. Honorees are diverse, emerging leaders within the industry that embody the values of the Diversity Project North America and demonstrate a commitment and intentionality for change. Awardees will be recognized at a reception during the Symposium and will receive mentorship, networking, and career development opportunities.

About Fearless Leadership Symposium

Visit nicsa.org/fls to view the agenda and speakers, Individuals can purchase in-person registration passes which include access to all on-site programming and events. The conference is open to asset and wealth management professionals from all backgrounds and levels of experience. Attendees can register for the event on the Nicsa website. For media inquiries, please contact Allison Lovett, VP of Content &. Communications at Nicsa at [email protected].

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset and wealth management industry in order to develop, share, implement, and advance leading practices.  For over sixty years, Nicsa has promoted an open and collaborative environment, where members’ and partners’ deep expertise and unique perspectives have come together to help strategically implement and support the industry’s most vital issues. Click here for more information about membership.

  

About Diversity Project North America

Nicsa’s Diversity Project North America promotes a diverse and inclusive asset and wealth management industry with the right talent to deliver the best possible results for our clients, reflect the society we serve, and ensure long-term business sustainability. The Project spans the entire range of the profession: asset and wealth managers, fund complexes, asset servicers, broker dealers, asset owners and professional service firms that support the industry. We seek to share best practices, identify gaps in our industry and initiate action to help solve or improve those inadequacies.

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Boston, MA –April 17, 2023 – As part of its ongoing mission to accelerate diversity, equity, and inclusion (DEI) in the asset and wealth management industry, Nicsa’s Diversity Project North America has teamed up with EY to deliver its 2023 DEI Perception Survey.

The survey explores insights on the perception of progress in the asset and wealth management industry in addressing important areas of focus around DEI, including transparency, talent attraction and retention, and corporate culture.

The survey was launched on April 19 and was prepared with Ernst & Young LLP (EY US), a founding member of the Diversity Project North America. The initiative includes contributions by DPNA’s DEI Perception Survey Committee. The 2023 survey will be open through the Nicsa Fearless Leadership Symposium in June.

Key takeaways will serve to measure progress, as well as identify gaps and opportunities, as the industry moves forward on the path toward a more inclusive and equitable working environment. A comprehensive 2023 report highlighting survey findings is expected to be published in the Fall of 2023.

Justine Phoenix, Head of Diversity Project North America stated, “The Diversity Project North America is proud to work with EY on this important initiative. Benchmarking perceptions over time will help us to illuminate progress and identify obstacles within the industry. Understanding and addressing perception gaps is critical to our mission of advancing DEI.”


About the Survey 

 

About Diversity Project North America

The Diversity Project’s goal is to accelerate progress towards a diverse and inclusive culture in the asset and wealth management industry to deliver the best possible results for clients, reflect the society we serve, and ensure long-term business sustainability. Click here for more information on Nicsa’s Diversity Project North America initiative.


About Nicsa

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset and wealth management industry in order to develop, share, implement, and advance leading practices.  For over sixty years, Nicsa has promoted an open and collaborative environment, where members’ and partners’ deep expertise and unique perspectives have come together to help strategically implement and support the industry’s most vital issues. Click here for more information about membership.

About EY

EY is a global leader in assurance, tax, strategy, transaction and consulting services. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over. We develop outstanding leaders who team to deliver on our promises to all of our stakeholders. In so doing, we play a critical role in building a better working world for our people, for our clients and for our communities.

EY refers to the global organization, and may refer to one or more, of the member firms of Ernst & YoungGlobal Limited, each of which is a separate legal entity. Ernst & Young Global Limited, a UK company limited by guarantee, does not provide services to clients. Information about how EY collects and uses personal data and a description of the rights individuals have under data protection legislation are available via ey.com/privacy. For more information about our organization, please visit ey.com.

 
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Boston, MA – February 9, 2023 — Nicsa has announced its Volunteer of the Year Awardees, who will be honored at its Strategic Leadership Forum at the beginning of March. Nicsa’s Volunteer of the Year Awards recognize outstanding efforts of members who are dedicated to supporting the mission of the Association, serving the global asset management community, and advancing the broader industry.

  

Nicsa’s committees work to provide association members with educational resources on the issues that matter most to the global asset management industry.  On behalf of Nicsa, committee members support the association’s mission of developing, sharing, and advancing leading practices among industry participants.  Each year, Nicsa recognizes volunteers who have constantly gone above and beyond in their efforts to serve the Nicsa community in the last 12 months.

 

“We are very honored to recognize these exemplary professionals, who demonstrate passion, leadership, and dedication toward advancing best practices in the asset and wealth management industry,” said Jim Fitzpatrick, President and CEO of Nicsa.

  

A list of this year’s honorees follows:

  

Alternative Investments Committee

Justin Schwartz | DTCC

 

Compliance & Risk Management Committee

Eileen Storz-Salino | Morgan Stanley

 

Content Committee

Anish Mazumdar | Aliter Investment Services, LLC

 

Data Analytics Committee

Brian Foote | Broadridge

 

Diversity Project Benchmarking Committee

Cheryl Reich | Broadridge

 

Diversity Project Education & Outreach Committee

John Saf | Calamos Investments

  

Diversity Project Fearless Leadership Symposium Committee

Meaghan Ryan, CFA | Columbia Threadneedle Investments

 

Diversity Project Industry Engagement & Events Committee

La Rae Heyl | Aegon Asset Management

 

Diversity Project “Next Practices” Committee

Rosa Licea-Mailloux | MFS Investment Management

 

Fund & Investor Services Committee

Linda Azzara | GMO

 

Fund Administration Committee

Tom Perugini | State Street

 

General Membership Meeting Committee

Kelli O'Brien | Citi

  

International Committee

Emmanuel Gutton | ALFI

Membership Committee

David Whitaker

Next Gen Committee

Donnie Aylward | MFS Investment Services

 

Product & Distribution Committee

Justin Hansen | MFS Investment Management

 

Retirement Committee

Perri Williams | Invesco

 

SMA & Model Portfolio Committee

Melissa Cross | Allspring Global Investments

 

Strategic Leadership Forum Committee

Jim Nolan | Citi

 

Technology & Digital Innovation Committee

Stan Hawkins | Capital Group | American Funds

 

UIT Committee

Dawn Kahler | Guggenheim Investments

 

Unclaimed Property Committee

Heather Gabell | MarketSphere Unclaimed Property Specialists

 

President’s Awards

Steve Rueschhoff | Edward Jones

Kelli O'Brien | Citi

 

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset management industry in order to develop, share, implement, and advance leading practices.  For over sixty years, Nicsa has promoted an open and collaborative environment, where members’ and partners’ deep expertise and unique perspectives have come together to help strategically implement and support the industry’s most vital issues. Click here for more information about membership.

 

Nicsa aims to help firms operating in all segments of the global asset management industry meet the changing needs of their clients by aligning and educating industry participants through formal education programs, interactive forums, networking opportunities, and initiatives such as the Diversity Project North America. The Diversity Project’s goal is to accelerate progress towards a diverse and inclusive culture in the asset management industry to deliver the best possible results for clients, reflect the society we serve, and ensure long-term business sustainability. Click here for more information on Nicsa’s Diversity Project North America initiative.

 

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Boston, MA – January 30, 2023 – Nicsa has announced the election of four new members to its Board of Directors.

 

The new Board members are as follows:

 

Emmy Bernard, Partner, Head of Marketing & Strategic Partnerships, ACA Group

John Gray, Senior Vice President, Envision Financial Systems, Inc. 

Angela Morales, Director of Alternative Investments, Charles Schwab Investment Management

Christine Selmi, Senior Vice President, Account, Treasury & Tax Services, Fidelity Investments

 

Ryan Burns, Senior Vice President, Northern Trust was nominated to join the Executive Committee and serve as a Vice President and Chair of the Membership Committee.

 

“Nicsa is proud to announce the expansion of our Board, which brings valued thought leadership and diverse perspectives to our mission of advancing best practices in the asset and wealth management industry,” said Nicsa President & CEO Jim Fitzpatrick.

 

At its 2022 General Membership Meeting, Nicsa announced that five new members had been elected to its Board of Directors; that information can be found here.

 

The full list of elected officers on the Nicsa Executive Committee include:

Chairperson: Scott Brady, Head of Product Development & Strategy, Columbia Threadneedle Investments 

Vice Chairperson: Stacy Bernstein, Head of Financial Intermediaries, American Century Investments 

Vice President, Content: Janet Bienkowski, Vice President, MFS Investment Management 

Vice President, Membership: Ryan Burns, Senior Vice President, Northern Trust

Vice President, Audit: Lisa Halbach, Vice President, Director of Fund Administration, Bank of America/Merrill Lynch 

Vice President, Nominating: Clint Harris, Executive Vice President & Head of Wealth Management Platforms, Invesco 

Vice President & Treasurer: Irene Speridakos, Managing Director, Global Head of Investment Managers, BNY Mellon

 

View full list of Nicsa board members here.

 

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset management industry in order to develop, share, implement, and advance leading practices.  For over sixty years, Nicsa has promoted an open and collaborative environment, where members’ and partners’ deep expertise and unique perspectives have come together to help strategically implement and support the industry’s most vital issues. Click here for more information about membership.

Nicsa aims to help firms operating in all segments of the global asset management industry meet the changing needs of their clients by aligning and educating industry participants through formal education programs, interactive forums, networking opportunities, and initiatives such as the Diversity Project North America. The Diversity Project’s goal is to accelerate progress towards a diverse and inclusive culture in the asset management industry to deliver the best possible results for clients, reflect the society we serve, and ensure long-term business sustainability. Click here for more information on Nicsa’s Diversity Project North America initiative.

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Boston, MA -- Nicsa, a leading asset management trade association, announced the winners of the 2022 Nicsa NOVA Awards at its recent General Membership Meeting. The awards recognize excellence in innovation and leadership within the asset management industry.

The 2022 award winners are as follows:

Outstanding Service to the Fund Industry - Robert L. Gould Award

Rheeta Wise, President, MFS Service Center, MFS Investment Management

 

Strategic Leadership Award

Anne Hebard-Duduch, Strategic Client Executive, SS&C Technologies

 

Industry Innovation Awards 

Innovation in Distribution | Eaton Vance Advisor Institute | Chasing Positivity®

Innovation in Product Development & Marketing | State Street | Total ESG Solutions 

Innovation in Technology | Citi | Proprietary Advanced Citi ETF System (ACES)

Innovation in Technology | John Hancock/Manulife | Landscape DX

Operational Excellence | FIS | Global Transfer Agency Services

Emerging Leaders

Edmarie Leatherman, Product Owner, Capital Group, American Funds

Daryn Levesque, Senior Principal Consultant (ETP), ACA Foreside Distribution Operations, ACA Group

Sarah Mahmoud, Managing Consultant, SS&C

Xiaochun Zhu, Vice President, Insigma, HengTian Software

 

President’s Awards

Chuck Gallant, Director, Digital and Data Products, BNY Mellon

Mark Lavan, Co-Head Retail Sales, Franklin Templeton

Kelli O'Brien, Director, North America Fund Services Product Manager, Citi

 

“The 2022 Nicsa NOVA Award honorees are an exceptional group of industry professionals who have demonstrated dedication, excellence. and leadership. We are very proud of their contributions to the global asset management community,” said Jim Fitzpatrick, President & CEO of Nicsa.

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset management industry in order to develop, share, implement, and advance leading practices.  For over fifty years, Nicsa has promoted an open and collaborative environment, where members’ and partners’ deep expertise and unique perspectives have come together to help strategically implement and support the industry’s most vital issues. Click here for more information about membership.

 

Nicsa aims to help firms operating in all segments of the global asset management industry meet the changing needs of their clients by aligning and educating industry participants through formal education programs, interactive forums, networking opportunities, and initiatives such as the Diversity Project North America. The Diversity Project’s goal is to accelerate progress towards a diverse and inclusive culture in the asset management industry to deliver the best possible results for clients, reflect the society we serve, and ensure long-term business sustainability. Click here for more information on Nicsa’s Diversity Project North America initiative.

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Boston, MA – November 2, 2022 – Nicsa announced at its 2022 General Membership Meeting the election of five new members to its Board of Directors.

 

The new Board members are as follows:

Mike Mastroianni, US Head of Relationship Management, SS&C

Kelli O'Brien, Director, Citi

Charles Rizzo, Chief Operations Officer, Americas and EMEA, Head of Global Fund Administration, John Hancock

Tosin Salami, Senior Vice President, of Product Strategy, State Street Bank

John Stadtler, Partner, PwC Financial Services

  

“We’re excited to expand our board with five new members who will bring expertise and insight to our work and long-term mission,” said Nicsa President & CEO Jim Fitzpatrick. “These outstanding professionals, representing some of the industry’s leading firms, will add valued and varied perspectives to how Nicsa advances leading practices in the global asset management community.” 

 

The following Board members’ terms were elected for a second term:

Katerina Tzouganatos, Principal, Control & Regulatory, Deloitte

David Rosen, Managing Director, Head of Wealth Management Innovation, Morgan Stanley

Clint Harris, Executive Vice President & Head of Wealth Management Platforms, Invesco 

Eileen Norton, Managing Director, Managed Accounts, Alternative Investments & Structured Product Solutions, Charles Schwab

Dan Moorman, Managing Director, Packaged Investment Products, Wells Fargo

Frieda Lewis, Chief Commercial Diversity Officer, Broadridge

Chris Keller, President, Harris Associates

 

The full list of elected officers on the Nicsa Executive Committee include:

Chairperson: Scott Brady, Head of Product Development & Strategy, Columbia Threadneedle Investments 

Vice Chairperson: Stacy Bernstein, Head of Financial Intermediaries, American Century Investments 

Vice President & Treasurer: Irene Speridakos, Managing Director, Global Head of Investment Managers, BNY Mellon

Vice President, Membership: David Whitaker, Global Services Leader, ACA Group

Vice President, Content: Janet Bienkowski, Vice President, MFS Investment Management 

Vice President, Audit: Lisa Halbach, Vice President, Director of Fund Administration, Bank of America/Merrill Lynch 

Vice President, Nominating: Clint Harris, Executive Vice President & Head of Wealth Management Platforms, Invesco 

View full list of Nicsa board members here.

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset management industry in order to develop, share, implement, and advance leading practices.  For over sixty years, Nicsa has promoted an open and collaborative environment, where members’ and partners’ deep expertise and unique perspectives have come together to help strategically implement and support the industry’s most vital issues. Click here for more information about membership.

Nicsa aims to help firms operating in all segments of the global asset management industry meet the changing needs of their clients by aligning and educating industry participants through formal education programs, interactive forums, networking opportunities, and initiatives such as the Diversity Project North America. The Diversity Project’s goal is to accelerate progress towards a diverse and inclusive culture in the asset management industry to deliver the best possible results for clients, reflect the society we serve, and ensure long-term business sustainability. Click here for more information on Nicsa’s Diversity Project North America initiative.

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Boston, MA -- November 2, 2022 -- Nicsa, a leading asset management trade association, is proud to announce the winners of the 2022 Nicsa NOVA Awards, which recognize excellence in innovation and leadership within the asset management industry.

The 2022 award winners are as follows:

Outstanding Service to the Fund Industry - Robert L. Gould Award

Rheeta Wise, President, MFS Service Center, MFS Investment Management

 

Strategic Leadership Award

Anne Hebard-Duduch, Strategic Client Executive, SS&C Technologies

 

Industry Innovation Awards 

Innovation in Distribution | Eaton Vance Advisor Institute | Chasing Positivity®

Innovation in Product Development & Marketing | State Street | Total ESG Solutions 

Innovation in Technology | Citi | Proprietary Advanced Citi ETF System (ACES)

Innovation in Technology | John Hancock/Manulife | Landscape DX

Operational Excellence | FIS | Global Transfer Agency Services

Emerging Leaders

Edmarie Leatherman, Product Owner, Capital Group, American Funds

Daryn Levesque, Senior Principal Consultant (ETP), ACA Foreside Distribution Operations, ACA Group

Sarah Mahmoud, Managing Consultant, SS&C

Xiaochun Zhu, Vice President, Insigma, HengTian Software

 

President’s Awards

Chuck Gallant, Director, Digital and Data Products, BNY Mellon

Mark Lavan, Co-Head Retail Sales, Franklin Templeton

Kelli O'Brien, Director, North America Fund Services Product Manager, Citi

 

“The 2022 Nicsa NOVA Award honorees are an exceptional group of industry professionals who have demonstrated dedication, excellence. and leadership. We are very proud of their contributions to the global asset management community,” said Jim Fitzpatrick, President & CEO of Nicsa.

About Nicsa 

Nicsa is a not-for-profit trade association striving to connect all facets of the global asset management industry in order to develop, share, implement, and advance leading practices.  For over fifty years, Nicsa has promoted an open and collaborative environment, where members’ and partners’ deep expertise and unique perspectives have come together to help strategically implement and support the industry’s most vital issues. Click here for more information about membership.

 

Nicsa aims to help firms operating in all segments of the global asset management industry meet the changing needs of their clients by aligning and educating industry participants through formal education programs, interactive forums, networking opportunities, and initiatives such as the Diversity Project North America. The Diversity Project’s goal is to accelerate progress towards a diverse and inclusive culture in the asset management industry to deliver the best possible results for clients, reflect the society we serve, and ensure long-term business sustainability. Click here for more information on Nicsa’s Diversity Project North America initiative.

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Boston, MA – October 11, 2022 – The Nicsa 2022 General Membership Meeting (GMM) will take place November 2 - 3 at the Renaissance Boston Waterfront Hotel.  With timely insights into critical business pathing for the global asset management industry, the two-day event will provide educational sessions on the strategic implementation of key business initiatives impacting asset management firms, broker dealers, and financial services firms.

Amid a landscape of market volatility, high inflation, and policy changes, the industry is resetting expectations, goals, and business models. The Nicsa GMM will provide 10+ hours of educational content broken out over three themes that are making a holistic impact on the asset management industry: Digital Innovation, Data, and Product & Distribution. Conference content will focus on the elements of these themes that are affecting all employees across the spectrum of the industry. Conference participants will include industry peers from all facets of asset management including  product development, distribution, technology, operations, compliance, talent management and client service.

Speakers include:

 

Jennifer Ball

Head of US Marketing, Franklin Templeton

 

Sanjay Balu

VP, Sr. Director Enterprise Applications Architecture, MFS Investment Mgmt.

 

Bill Beaulieu

Principal Director, Strategy & Consulting, Accenture

 

Katie D'Angelo

Managing Director, Head of Wealth & Investment Management Partnerships, Allspring Global Investments

 

Tony Davidow

President and Founder, T. Davidow Consulting, LLC

 

Ben Doob (Moderator)

Head of Market Intelligence, ISS

 

Jim Fanning

Director, Global Financial Services Leader for North America, Amazon Web Services

 

Francesca Federico

Co-Founder & President, Twelve Points

 

Matthew Goulet

Head of Asset Management Services & Business Development, Fidelity Investments

 

Justin Hansen

Managing Director, Global Strategic Accounts, Retail SMA, MFS Investment Management

 

Todd Hjerpe (Moderator)

Cyber Security - Financial Services Managing Director, EY

 

Fiona Horsewill

Managing Director, Global Head Data & Digital, Securities Services, Citi

 

Miro Kazakoff

Author of Persuading with Data and a Senior Lecturer, MIT

 

Brad Mahaney (Moderator)

Managing Consultant, Aliter Investment Services

 

Amy McDonald

Senior Associate, Morgan, Lewis & Bockius LLP

 

Dan Menicucci

Chief Security Advisor for Financial Services, Microsoft

 

John Miller

Investment Strategies Consultant, Allspring Global Investments

 

Gautam Moorjani

General Manager, Intelligent Automation Solutions, SS&C

 

Lara Rhame

Chief US Economist, FS Investments

 

Jeff Roedersheimer

SVP, Global Technology Strategy & Architecture, Capital Group

 

Leia Rudikoff

Global Anti-Fraud Officer, Manulife

 

Tim Savage

Senior Manager Fraud Nexus, Nuance Communications

 

Mark Smith

Senior Portfolio Manager, Senior Vice President, Wealth Advisor, Morgan Stanley

 

Scott Smith (Moderator)

Director, Advice Relationships, Cerulli Associates

 

Hadley Stern

Managing Director, Head of Digital Asset Custody, BNY Mellon

 

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