Publications

Content   /   Publications

The Way We Work 2025

Insights into asset and wealth management industry trends as they relate to work environments and corporate policies.

The Way We Work Survey Results

Supplemental survey data for The Way We Work 2025.

ETF Share Class Toolkit

Key considerations for evaluating the proposed ETF share class structure, designed to guide internal discussions and help firms prepare for operational, regulatory and compliance alignment.

The State of Alternative Investments in Asset & Wealth Management

Critical factors driving the adoption and success of alternative investments including education, technology, and operational excellence.

Consumer Data Privacy Laws Toolkit

A best-practices approach to US State Legislation in asset & wealth management.

Return-to-Office Update 2023

Insights into post pandemic policy development.

Transfer Agent Compliance Guide

The industry’s only one-stop resource for transfer agent rules and standards.

A Return-to-the-Office Roadmap

Post-pandemic policy themes in the global asset management industry.

Toolkit | Accelerating Data Analytics

A best-practices approach to analytics in asset management.

Standardization of Cashflow Transmission

Standardizing TA cash files sent to Middle Office and Custodians.

Toolkit | Battling Fraudsters

Best practices for battling bad actors in a work-from-home, flex-time environment.

Toolkit | Work-from-Home Cybersecurity

Best practice tips for cybersecurity compliance in a work-from-home environment.

Investing Through Unit Investment Trusts

A reference guide for financial advisors and their clients to better understand UITs.

Transforming Data Analytics Processes

What takes a data analytics process from “good” to “great".

Nuanced Practices of ESG Investing

A Rosetta Stone for learning to speak ESG.

Managing Advisor Succession

How financial institutions are thinking about advisor retirement trends and succession planning.

Fraud Prevention Best Practices

Social engineering recognition and response.

Aligning Sales and Marketing Goals

Utilizing analysis-driven insights to support cross-function alignment.

Toolkit | Intermediary Evaluation

How are asset managers evaluating their distribution partnerships?

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