# Nicsa


## Posts

- [GDPR: How New EU Data Protection Rules Will Impact US Fund Managers](https://nicsa.org/gdpr-how-new-eu-data-protection-rules-will-impact-us-fund-managers/): In 2016, the European Union adopted a revised and reinforced data protection framework, called the General Data Protection Regulation. Looking at the regulation’s material scope, it will apply from 25 May 2018 to all types of businesses, including the financial services and investment funds sector. The protection of the GDPR will cover natural persons, whatever […]
- [A Look At NICSA’s 2019 Strategic Leadership Forum Speaker Line-Up](https://nicsa.org/a-look-at-nicsas-2019-strategic-leadership-forum-speaker-line-up/): NICSA’s Strategic Leadership Forum will take place April 3-5, 2019 at the Sawgrass Marriott Golf Resort and Spa in Ponte Vedra Beach, FL. Here, thought leaders within the asset management industry will convene to discuss the top issues facing today’s asset management industry. Here’s a sneak peek at the innovative firms taking the stage at […]
- [Principals of Product](https://nicsa.org/principals-of-product/): NICSA members gained insight into emerging product trends – and how investment managers and distributors are working together to support them — during a breakout session at NICSA’s Strategic Leadership Forum in April. Jack Tierney, Head of Investment Policy and Governance, Invesco Unit Trusts, moderated the panel, which included leaders from Columbia Threadneedle Investments, Delta […]
- [Capital Markets Masterclass](https://nicsa.org/capital-markets-masterclass/): Attendees of NICSA’s annual General Membership Meeting received a comprehensive overview focused on the sunny investment environment of today as well as clouds on the horizon. Dr. David Kelly, Chief Global Strategist and Head of the Global Market Insights Strategy Team at J.P. Morgan, led the general session. “We are now in the 10thyear of […]
- [Mapping the Future with Fidelity](https://nicsa.org/mapping-the-future-with-fidelity/): It’s no secret that our industry is evolving — so how can asset managers not just keep up, but thrive? Leveraging more than two decades of experience, Carolyn Clancy, EVP, Head of the Broker-Dealer Segment at Fidelity Clearing & Custody Solutions (FCCS), helped deconstruct our changing world during Nicsa’s 2019 General Membership Meeting in Boston. […]
- [Product Development: Where is the Puck Going?](https://nicsa.org/product-development-where-is-the-puck-going/): As the asset management industry evolves, the role of product development has become more prominent than ever. “I’ve heard several asset managers say that product development is now at the heart of the firm, more than portfolio management,” Patrick Curtin, Managing Director at Citi, told attendees during a panel discussion on the topic during NICSA’s […]
- [Face the Membership with CNBC’s Tyler Mathisen](https://nicsa.org/face-the-membership-with-cnbcs-tyler-mathisen/): NICSA members kicked off the second day of the NICSA’s 2019 Strategic Leadership Forum with an appearance from CNBC’s own Tyler Mathisen. Mathisen, “Power Lunch” Co-Anchor & Vice President of Events Strategy at CNBC, used his vast experience in financial journalism to lead a group of C-suite executives through a discussion around the latest business trends […]
- [Prioritizing Your Tech Spend](https://nicsa.org/prioritizing-your-tech-spend/): Whether it’s artificial intelligence, big data, or blockchain, it’s hard to scan through your newsfeed without running into one of today’s tech buzzwords. Firms want to leverage this cutting-edge technology to drive value, but the cost of managing and maintaining technology spending is one of the most challenging aspects of such an endeavor. Nicsa members […]
- [GDPR Is Here: Are You Ready?](https://nicsa.org/gdpr-is-here-are-you-ready/): The General Data Protect Regulation (GDPR), in effect on May 25, has impacted funds, distributors, administrators and depositaries that come in contract with personal data of EU citizens, regardless of where they are based. NICSA members received details about the regulation, industry obligations and other practical guidance during a recent #WebinarWednesday session moderated by Nitin […]
- [EU Priorities for Investment Funds](https://nicsa.org/eu-priorities-for-investment-funds/): November 1, 2019 marked the inauguration of Ursula von der Leyen, the 13th president of the European Commission elected by the European Parliament. In the weeks preceding, Nicsa brought together a panel of global regulatory experts for a #WebinarWednesday event on the EU’s priorities for financial services. Gerard Gilsenan, Senior Director, Regulatory and Investor Communications at FundAssist, moderated the discussion, which […]
- [Industry Leaders Outlook: Product & Marketing Roundtable](https://nicsa.org/industry-leaders-outlook-product-marketing-roundtable/): It’s no secret that the wealth and asset management industry is facing rapid evolution in terms of product development and marketing trends. As the industry continues to transform, Matt Fronczke, Director, Analytics & Consulting at SS&C Research, says future success lies in the asset manager’s ability to provide personalized investment solutions, which will require a paradigm […]
- [Effective Cost Forecasting and Budgeting in Asset Management](https://nicsa.org/effective-cost-forecasting-and-budgeting-in-asset-management/): Fund firms want to make the most of advanced technology for cost forecasting and budgeting — and for good reason. By automating the process of budgeting, accruing, and validating fund expenses, firms can increase accuracy, provide more frequent reporting and analytics, and minimize risk, among other benefits. Nicsa members got the scoop on best practices […]
- [UCITS Assets Could Quadruple by 2048, According to ALFI’s 30th Anniversary Report](https://nicsa.org/ucits-assets-could-quadruple-by-2048-according-to-alfis-30th-anniversary-report/): According to the report issued today by ALFI to mark ALFI’s 30th anniversary, UCITS assets have the potential to grow at a compound rate of 5% in the next three decades, with average annual net sales flows rising from €201 billion in 2017 to €860 billion in thirty years. As long as certain risk factors […]
- [Pearls of Wisdom from Morgan Stanley’s Carla Harris](https://nicsa.org/pearls-of-wisdom-from-morgan-stanleys-carla-harris/): Industry powerhouse Carla Harris, Managing Director and Senior Client Advisor at Morgan Stanley, shared “hard earned and hard learned” pearls of wisdom from her 32-year career on Wall Street during NICSA’s Strategic Leadership Forum this month. “I dare say that I’ve learned a few things about not only surviving, but more importantly, thriving, in the […]
- [Trends on the Advisor Landscape](https://nicsa.org/trends-on-the-advisor-landscape/): Asset managers gained valuable insight on how to capture advisors’ attention and leave a lasting impression during a recent #WebinarWednesday presentation on the topic. Meredith Lloyd Rice, Vice President at Cogent Reports, Market Strategies International, moderated the session. “I’ll be sharing highlights from two of our syndicated research products: our Advisor Brandscape® and our Advisor Touchpoints® […]
- [Forces Shaping the Regulatory Landscape](https://nicsa.org/forces-shaping-the-regulatory-landscape/): It’s been a decade since the global financial crisis, and the industry remains in the midst of a changing regulatory environment. NICSA members heard a panel of experts discuss the future of these regulations during NICSA’s 2018 Strategic Leadership Forum. The panel, moderated by Don Andrews, Partner & Global Practice Leader for Risk and Compliance […]
- [2019 Strategic Leadership Forum Focus Revealed](https://nicsa.org/2019-strategic-leadership-forum-focus-revealed/): Join us in Florida from April 3rd to 5th to address the industry’s most important issues head on. Let NICSA help solidify your 2019 business planning.  Hear from all perspectives—asset management firms, broker dealers, and an extensive group of firms that include technology, law, and service firms that support the industry.  We’ve got a line-up of […]
- [MiFID II: Six Months Later](https://nicsa.org/mifid-ii-six-months-later/): It’s been more than half a year since the Markets in Financial Instruments Directive (MiFID II) came into effect, and in that time, the legislation has fundamentally reshaped the financial landscape for EU firms, as well as non-EU firms that distribute products via affected intermediaries. “MiFID II has brought enormous complexity to asset managers in […]
- [GMM Attendees Invited to Join the Diversity Movement](https://nicsa.org/gmm-attendees-invited-to-join-the-diversity-movement/): NICSA members closed out NICSA’s 2018 General Membership Meeting with an intellectually honest discussion about the challenges and realities of diversity and inclusion within the industry. Dan Houlihan, Executive Vice President, Head of Global Fund Services, North America, Northern Trust, moderated the panel, which included forward-thinking representatives from Confluence, Fidelity, and Northern Trust. Houlihan began […]
- [Next-Generation Proxy Voting](https://nicsa.org/next-generation-proxy-voting/): As the industry continues to evolve through rapid advancements in technology, so do the tools funds can use to improve the accuracy, transparency, and efficiency of the proxy voting and solicitation system. “While mail — both hard copy and email — and phone calls are still important tools in engaging fund shareholders, we’re always striving […]
- [Data Analytics: The Value of Business Intelligence Reporting](https://nicsa.org/data-analytics-the-value-of-business-intelligence-reporting/): Firms across the asset management industry are increasingly focused on transforming into customer-centric, data-driven organizations. NICSA members discussed this movement and gained a deeper understanding of trends in business intelligence during a breakout session at the 2018 GMM. Lyndsay Noble, Lead, Analytics Consulting Practice, DST Systems, moderated the panel, which featured experts from BNY Mellon, […]
- [The Intersection of ESG, Big Data, and Artificial Intelligence](https://nicsa.org/the-intersection-of-esg-big-data-and-artificial-intelligence/): Earlier this summer, NICSA hosted an outstanding panel on ESG in New York. Previously, in part 1 of this three-part series, we discussed how the panelists described learning about ESG as being akin to “Learning a New Language”, while in part 2, we learned about the ways in which institutional investors are thinking about ESG.  […]
- [Nicsa Announces Investment Industry’s First “transparent” Conference](https://nicsa.org/nicsa-announces-investment-industrys-first-transparent-conference/): Marlborough, Massachusetts – September 8, 2008 – NICSA (The National Investment Company Service Association) announced today that it has launched the mutual fund industry’s first “transparent” conference. For the first time ever, the trade association will offer online access to session content for a highly-regarded industry conference, as well as the opportunity to interact with […]
- [2014 Nicsa/Nova Award Winners Announced](https://nicsa.org/2014-nicsa-nova-award-winners-announced/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 McLean, VA, August 21, 2014—NICSA, in partnership with Money Management Executive, proudly announces the winners of the 2014 NICSA/NOVA Awards, the Robert L. Gould Award, and the NICSA Lifetime Achievement Awards. These individuals and firms will be honored on September 11, 2014 in Boston […]
- [NICSA's General Membership Meeting Targets Innovation and Growth](https://nicsa.org/nicsas-general-membership-meeting-targets-innovation-and-growth/): McLean, VA, October 5, 2017—NICSA announces the kick off of its General Membership Meeting, Leveraging Innovation to Drive Growth, on October 5. Leaders in the asset management industry converge in Boston to share their insights regarding developments in innovation and opportunity. Attendees will have access to diverse perspectives from all segments of the industry on […]
- [Nicsa Announces Lifetime Achievement Award Recipient](https://nicsa.org/nicsa-announces-lifetime-achievement-award-recipient/): Edward J. Falvey, retired industry leader and long-time NICSA supporter honored MIAMI, February 21, 2007 - The National Investment Company Service Association (NICSA) awarded it’s highest honor, the NICSA Lifetime Achievement Award, to Edward J. Falvey during a ceremony on Wednesday at the association’s 25th Anniversary Annual Conference and Expo at the Doral Golf Resort […]
- [Alfi And Nicsa Enter Into A Formal Alliance](https://nicsa.org/alfi-and-nicsa-enter-into-a-formal-alliance/): Luxembourg - September 14, 2004. The National Investment Company Service Assoiation (NICSA) and the Association of the Luxembourg fund industry (ALFI) are deepening their cooperation. Thanks to an agreement that has just been signed in Luxembourg, the two associations and their members will be better placed to meet the challenges posed by the increasing globalization […]
- [Nicsa’s 2019 General Membership Meeting to Kick Off in Boston October 17 & 18 with a Focus on Major Issues Shaping the Global Asset Management Industry](https://nicsa.org/nicsas-2019-general-membership-meeting-to-kick-off-in-boston-october-17-18-with-a-focus-on-major-issues-shaping-the-global-asset-management-industry/): Boston, MA, October 7, 2019—Leading asset management trade association NICSA is less than two weeks away from the start of its 2019 General Membership Meeting (GMM), taking place in Boston. Each year, the GMM brings together innovative and forward-thinking asset management industry leaders for robust discussions on the topics shaping the space. On October 17, […]
- [Nicsa Announces Jylanne Dunne as New Vice President For Its Diversity Project](https://nicsa.org/nicsa-announces-jylanne-dunne-as-new-vice-president-for-its-diversity-project/): Washington, D.C. – June 4, 2019 — The Diversity Project North America, an initiative sponsored by NICSA, is today announcing the hiring of its first full-time leader, Jylanne Dunne, as well as a number of additions to its list of founding members and the launch of five operating committees to execute several short-term objectives. NICSA, a […]
- [Nicsa Announces The Election Of Chairman, Vice Chairman And New Directors To Its Board](https://nicsa.org/nicsa-announces-the-election-of-chairman-vice-chairman-and-new-directors-to-its-board/): Contact: Ellen Weinraub Marketing Director, NICSA 508-683-1613 Boston, MA—May 20, 2010—NICSA announced, at the trade-association’s annual General Membership Meeting, the election of Michael J. Woodall, Managing Director, Mutual Fund Shareholder Services of Putnam Investments as Chairman of its Board of Directors. Michael Woodall is Managing Director and Head of Mutual Fund Shareholder Services, for Putnam […]
- [Nicsa 2019 Strategic Leadership Forum Headlines Distribution, Tech Trends, and Diversity](https://nicsa.org/nicsa-2019-strategic-leadership-forum-headlines-distribution-tech-trends-and-diversity/): Washington, D.C. – April 3, 2019—NICSA announces the launch of its 2019 Strategic Leadership Forum, where over 300 executives from across the global asset management spectrum—including investment management firms, broker dealers, and professional service providers—will converge in Ponte Vedra Beach, Florida to share their insights on evolving business models within the financial industry. Among the […]
- [Nicsa Announces Personnel Change](https://nicsa.org/nicsa-announces-personnel-change/): Marlborough, MA, October 17 -- The Board of Directors of the National Investment Company Service Association (NICSA) announced today the departure of Barbara Weidlich, who is leaving the organization after 6 years as President, effective immediately. The Board expressed its appreciation for her many contributions, and for leaving the organization in a strong position with […]
- [Nicsa Announces Winner Of 2005 Pricewaterhousecoopers Award](https://nicsa.org/nicsa-announces-winner-of-2005-pricewaterhousecoopers-award/): Lee L. Gremillion, Consultant, Teacher and Author of Mutual Fund Textbook, is Honored MIAMI, February 23, 2005 – The National Investment Company Service Association (NICSA) announced today that educator, author and consultant Dr. Lee L. Gremillion has been selected as the 2005 recipient of the PricewaterhouseCoopers Award, which is given annually to recognize volunteers who […]
- [NICSA Honors Volunteers of the Year at 2018 Strategic Leadership Forum](https://nicsa.org/nicsa-honors-volunteers-of-the-year-at-2018-strategic-leadership-forum/): MCLEAN, VA – March 7, 2018—NICSA announced the winners of its 2018 Volunteer of the Year Awards. Volunteers were honored at the NICSA Strategic Leadership Forum held from February 28-March 2, 2018 in Miami, Florida. “NICSA’s Volunteer of the Year awards celebrate members who have given a voice to the Association’s passion for serving the […]
- [Nicsa Honors MVP Award Winners At 2015 Strategic Leadership Forum](https://nicsa.org/nicsa-honors-mvp-award-winners-at-2015-strategic-leadership-forum/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 McLean, VA, February 6, 2015—NICSA has named the winners of its 2015 MVP Award honoring NICSA committee volunteers whose sustained contributions have been recognized as exceptional by committee co-chairs. The recipients will be honored at the NICSA Strategic Leadership Forum held from February 9-11, […]
- [As Deadline Nears, Fund Managers And Advisers Report Good Progress Preparing For New Compliance Regulations](https://nicsa.org/as-deadline-nears-fund-managers-and-advisers-report-good-progress-preparing-for-new-compliance-regulations/): Boston - September 16, 2004. Industry professionals say they are well on the way toward responding to new federal securities regulations effective October 5. Nearly all those who participated in a survey conducted by Boston-based consulting firm Diversified Management Resources said their firms had appointed a Chief Compliance Officer, required under the regulations. However, 30% […]
- [NICSA Honors NOVA Award Winners at 2018 General Membership Meeting](https://nicsa.org/nicsa-honors-nova-award-winners-at-2018-general-membership-meeting/): MCLEAN, VA – [September 10, 2018]—NICSA proudly announces the winners of the 2018 NICSA NOVA Awards. The NICSA NOVA Awards showcase excellence in innovation and leadership within the asset management industry. Award winners will be honored on October 11th at the 2018 NICSA General Membership Meeting in Boston. A list of the 2018 award winners […]
- [Nicsa Sponsors Ongoing Compliance Research Program](https://nicsa.org/nicsa-sponsors-ongoing-compliance-research-program/): Boston – January 5, 2005 NICSA announced today that it is continuing its partnership with Diversified Management Resources (D.M.R.) to conduct surveys on various aspects of securities industry compliance practices. NICSA, PA Compliance, SalesLink Corporation and PFPC sponsored an earlier research project, “Compliance 2004,” which reviewed firms’ readiness for far-reaching regulations that were effective October […]
- [Iba And Nicsa To Co-sponsor Globalisation Of Investment Funds Conference](https://nicsa.org/iba-and-nicsa-to-co-sponsor-globalisation-of-investment-funds-conference/): For Immediate Release April 27, 2006 - Boston, MA and London, England -- The International Bar Association (IBA) has reached an agreement with the National Investment Company Service Association (NICSA) to co-sponsor a conference on the Globalisation of Investment Funds. The conference will take place in Bermuda at the Fairmount Southampton from Sunday, May 13, […]
- [Nicsa Announces Keynote Speakers For The 2014 Strategic Leadership Forum](https://nicsa.org/nicsa-announces-keynote-speakers-for-the-2014-strategic-leadership-forum/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 McLean, VA, November 25, 2013–NICSA announces the keynote presenters for the 2014 Strategic Leadership Forum (32nd Annual Conference.) This event will be held in Hollywood, Fla. on February 9-11, 2014, and will address the theme of “Managing the Investment Firm in a Global World.” […]
- [Nicsa Welcomes New Vice Chair And Four New Members To Board Of Directors](https://nicsa.org/nicsa-welcomes-new-vice-chair-and-four-new-members-to-board-of-directors/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 Boston, MA (September 23, 2013) -–NICSA announced the appointment of a new vice chair, George Batejan, Global Head of Technology & Operations, Janus Capital Group, and four new members to its 2013-2014 Board of Directors roster, including: Peter Poulin, Principal, Deloitte; Bob Wallace, Managing […]
- [Nicsa 2018 Strategic Leadership Forum Highlights Distribution, Product Trends](https://nicsa.org/nicsa-2018-strategic-leadership-forum-highlights-distribution-product-trends/): McLean, VA, March 2, 2018—NICSA announces the launch of its 2018 Strategic Leadership Forum, where over 350+ executives from across the global asset management spectrum—including asset management firms, broker dealers, and professional service providers—converged in Miami, Florida to share their insights on evolving business models within the financial industry. Distribution and product trends take center […]
- [Nicsa Announces Keynote Speakers For The 31st Annual Conference In Miami](https://nicsa.org/nicsa-announces-keynote-speakers-for-the-31st-annual-conference-in-miami/): Contact: Michele Liston Deputy Executive Director, NICSA 508-485-1500 McLean, VA (November 15, 2012)—NICSA, leading provider of independent education and networking forums to professionals in the global investment management community, announces the keynote speaker lineup for the 31st NICSA Annual Conference to take place in Miami on February 10-13, 2013. “The keynote speakers are a critical […]
- [Nicsa Joins Coalition For National Retirement Planning Week](https://nicsa.org/nicsa-joins-coalition-for-national-retirement-planning-week/): With 79 Million Boomers on the Brink of Retirement, Comprehensive Financial Planning is Critical NICSA Joins Education, Advocacy and Industry Leaders in Sponsoring National Retirement Planning Week® April 2, 2011, Boston, MA — Reports show that this year the first of 79 million Baby Boomers will turn 65, and that 4 million boomers will turn […]
- [Nicsa Partners With Diversified Management Resources For Compliance Practices Survey](https://nicsa.org/nicsa-partners-with-diversified-management-resources-for-compliance-practices-survey/): Boston - August 18, 2004. The National Investment Company Service Association (NICSA) announced today that it is partnering with Diversified Management Resources (D.M.R.) to conduct a survey to confirm the state of the securities industrys preparation for federal securities regulations that require mutual funds and investment advisers to adopt and implement a Compliance Program and […]
- [NICSA Honors Volunteers of the Year at 2019 Strategic Leadership Forum](https://nicsa.org/nicsa-honors-volunteers-of-the-year-at-2019-strategic-leadership-forum/): Washington, D.C. – April 4, 2019—NICSA announced the recipients of its 2019 Volunteer of the Year Awards. Honorees will be celebrated at the NICSA Strategic Leadership Forum held April 3-5, 2019 at the Sawgrass Marriott Golf Resort and Spa in Ponte Vedra Beach, FL. “NICSA’s Volunteer of the Year Awards recognize the outstanding efforts of […]
- [Leading Asset Management Firms Launch Initiative to Improve Diversity of Financial Services Industry](https://nicsa.org/leading-asset-management-firms-launch-initiative-to-improve-diversity-of-financial-services-industry/): BOSTON, MA – OCTOBER 2, 2018 – “The Diversity Project,” an initiative focused on increasing diversity within the asset management industry, was launched today in North America by 14 leading financial organizations. NICSA, a non-profit trade association for the global asset management industry, is the sponsor of the Project. The goal of the Diversity Project […]
- [NICSA Announces Election of Seven New Board Members](https://nicsa.org/nicsa-announces-election-of-seven-new-board-members/): McLean, VA – October 15, 2018: NICSA announces that it has elected the following new members to its Board of Directors: Stacy Bernstein – American Century Investments; Cliff Poirier – Fidelity Investments; Bethany Hendricks – Franklin Templeton; Mark Lavan – Legg Mason; Kirk Reid – OppenheimerFunds; Rachel Schnoll – Goldman Sachs Asset Management; and Sasha […]
- [Nicsa Honors Industry Leaders with NOVA Awards at 2019 General Membership Meeting](https://nicsa.org/nicsa-honors-industry-leaders-with-nova-awards-at-2019-general-membership-meeting/): Washington, D.C. – September 12, 2019— NICSA, a leading asset management trade association, today announced the winners of the 2019 NICSA NOVA Awards, which recognize excellence in innovation and leadership within the asset management industry. Award winners are showcased each year at the NICSA General Membership Meeting and this year will be honored on October […]
- [DOL, Fintech Headline at NICSA SLF](https://nicsa.org/dol-fintech-headline-at-nicsa-slf/): McLean, VA, January 29, 2017—NICSA announces the launch of its Strategic Leadership Forum, Disruptors Facing the Asset Management Industry. Leading financial services companies, including asset managers, mutual fund companies, broker dealers, as well as service providers and professional services firms that support the industry converge in Hollywood, Florida to share their insights on shifting paradigms […]
- [Nicsa Announces 2014 Winners Of Blackwell Scholarship Awards](https://nicsa.org/nicsa-announces-2014-winners-of-blackwell-scholarship-awards/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 McLean, VA, February 10, 2014–NICSA announces the winners of NICSA / William T. Blackwell Scholarship Awards. Awards in 2014 ranged from $5,000 to $10,000 and include access to mentoring support. This year's scholarship recipients are as follows: Katherine Bareman--Western Washington University Ashwini Basker--University of […]
- [Salesforce.com, Google, Cxo Media Headline Nicsa Technology Summit For The Financial Services Industry](https://nicsa.org/salesforce-com-google-cxo-media-headline-nicsa-technology-summit-for-the-financial-services-industry/): For Immediate Release October 30, 2006 – Las Vegas, NV and Boston, MA NICSA announces the launch of the NICSA Technology Summit “The Application of Innovation” for the financial services industry. Leading business technologists converge in Las Vegas to share their visions for the financial services industry as the business technology paradigm shifts. Visionary speakers […]
- [NICSA Offers Industry Guide For Transfer Agent Compliance Standards](https://nicsa.org/nicsa-offers-industry-guide-for-transfer-agent-compliance-standards/): MCLEAN, VA –March 5, 2018. NICSA announced today the release of their 2018 Transfer Agent Compliance Guide. The guide provides NICSA members with a comprehensive, educational resource of current compliance updates and standards as they relate to the transfer agent function within the asset management industry. NICSA’s Transfer Agent Committee, which meets regularly to monitor […]
- [Nicsa Announces Updated Membership Fee Structure](https://nicsa.org/nicsa-announces-updated-membership-fee-structure/): Wellesley, MA - May 10, 2004 - The NICSA Board of Directors have approved a modification in NICSA’s membership fee structure. NICSA membership fees have remained unchanged for the past ten years. During that decade consumer prices increased 27% and industry assets grew 252% from $2.1 trillion to $7.4 trillion. In that same time, although […]
- [New Nicsa Survey Finds Wide Variation In Policies On Beneficiary Designations](https://nicsa.org/new-nicsa-survey-finds-wide-variation-in-policies-on-beneficiary-designations/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 Boston, MA, November 5, 2014—Policies and procedures regarding beneficiary designations vary widely, concludes a NICSA survey of retirement plan administrators and individual retirement account custodians released today. The survey was conducted in June by NICSA’s Retirement Committee, with the assistance of the Insured Retirement […]
- [Nicsa Announces The Election Of A New Chairman, Vice Chairman And Other Members To Its Board Of Directors](https://nicsa.org/nicsa-announces-the-election-of-a-new-chairman-vice-chairman-and-other-members-to-its-board-of-directors/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 Boston, MA, October 1, 2014—NICSA proudly announces new additions to its Board of Directors including: George Batejan, Global Head of Technology & Operations, Janus Capital Group as the new NICSA Chairman of the Board of Directors along with Dan Houlihan, Senior Vice President, Northern […]
- [Nicsa Expands with Creation of Distribution and Analytics Committee](https://nicsa.org/nicsa-expands-with-creation-of-distribution-and-analytics-committee/): McLean, VA, June 19, 2018—NICSA announces the launch of two new committees as it further expands its reach into the product and distribution arenas. Deepening the association’s engagement among distribution and data analytics executives will complement NICSA’s historical mission of advancing leading practices among technology, compliance and operations professionals within the asset management industry. Under […]
- [NICSA hosts a free webinar on Beneficiary Designation, April 11, as part of National Retirement Planning Week](https://nicsa.org/nicsa-hosts-a-free-webinar-on-beneficiary-designation-april-11-as-part-of-national-retirement-planning-week/): Boston, MA—Changes in employee benefits, longer life spans, uncertainty with Social Security and Medicare, and the rising cost of health care have made planning for and funding retirement more difficult than it was for previous generations. Combined with the fallout from the recent recession, the result is that Americans are experiencing low levels of confidence […]
- [Nicsa Releases White Paper - Broker/Custodian Resignations](https://nicsa.org/nicsa-releases-white-paper-broker-custodian-resignations/): McLean, VA, February 13, 2017 —NICSA is pleased to announce the release of a new white paper to its member firms: Broker/Custodian Resignations, An Assessment of Firm Preparedness and Current Practices. The Department of Labor’s fiduciary rule—whether delayed, altered, or implemented in April 2017—has thrust an increased complexity onto client servicing and puts critical process […]
- [Nicsa Announces Events Calendar – Not Business As Usual For Spring 2009](https://nicsa.org/nicsa-announces-events-calendar-not-business-as-usual-for-spring-2009/): Contact: Ellen Weinraub Marketing Director, NICSA 508-683-1613 Marlborough, MA — April 9, 2009 — As the industry copes with the challenges of doing business in touch economic times, so must NICSA, a not-for-profit trade association which has served the mutual fund industry for over 47 years. “We are responding to the times”, says NICSA president, […]
- [Nicsa Announces New President](https://nicsa.org/nicsa-announces-new-president/): Miami, Florida - February 18, 2008 - The National Investment Company Service Association (NICSA) announced today that Theresa Hamacher, CFA has been named President of the association, effective March 3, 2008. "NICSA is very fortunate to have Theresa joining the organization," said Peggy Schooley, President of Evergreen Service Company and Chairman of NICSA. "We are […]
- [Nicsa Announces The Election Of Vice Chairman, Four New Members To The Board Of Directors](https://nicsa.org/nicsa-announces-the-election-of-vice-chairman-four-new-members-to-the-board-of-directors/): Wellesley, MA—June 29, 2005—The National Investment Company Service Association (NICSA) announced at the trade-association’s annual General Membership Meeting the election of a new officer, Vice-Chairman, and the election of four Directors to its Board. Peggy Schooley, President of Evergreen Service Company was elected to the new office, Vice Chairman. Peggy joined Evergreen in 2005 from […]
- [Nicsa Releases 2019 Reference Guide for Transfer Agent Compliance Standards](https://nicsa.org/nicsa-releases-2019-reference-guide-for-transfer-agent-compliance-standards/): Washington D.C. –April 9, 2019. NICSA announced today the release of the 2019 NICSA Transfer Agent Compliance Guide. The guide provides members of the global asset management industry with a onestop, comprehensive resource of current compliance updates and standards as they relate to the transfer agent function. NICSA’s Transfer Agent Committee, which meets regularly to […]
- [NICSA Honors Committee Award Winners at 2017 SLF](https://nicsa.org/nicsa-honors-committee-award-winners-at-2017-slf/): McLean, VA, January 31, 2017—NICSA announces the winners of the 2017 MVP Awards at the NICSA Strategic Leadership Forum held from January 29-31, 2017 in Hollywood, Florida. NICSA’s committees work on behalf of the organization to provide its members with content, resources, and events to keep up-to-date on evolving issues within the global investment management […]
- [Keynote Speakers Announced For The 2015 Nicsa Strategic Leadership Forum](https://nicsa.org/keynote-speakers-announced-for-the-2015-nicsa-strategic-leadership-forum/): Contact: Alyssa Gagen Director of Social Media and Marketing, NICSA 508-485-1500 McLean, VA, December 11, 2014—NICSA announced the keynote speakers for the 2015 NICSA Strategic Leadership Forum (33rd Annual Conference), to be held in Hollywood, FL, February 8-10, 2015. This year’s conference will showcase ideas, best practices and strategies to help operations executives drive success […]
- [NICSA's General Membership Meeting Tackles Best Practices in the Asset Management Industry](https://nicsa.org/nicsas-general-membership-meeting-tackles-best-practices-in-the-asset-management-industry/): Boston, MA, October 11, 2018 - NICSA announces the commencement of its General Membership Meeting, taking place October 11th and 12th Boston. Executives representing a diverse cross section of the asset management industry have convened to share best practice development and implementation across myriad business lines and applications. Key business themes targeted at the conference […]
- [NICSA Announces the 2018 Executive Committee](https://nicsa.org/nicsa-announces-the-2018-executive-committee/): MCLEAN, VA – January 8, 2018 – NICSA is pleased to announce the newly appointed 2018 Executive Committee, effective December 14, 2017. The executive committee members are a subset of the full Board of Directors and provide ongoing direction regarding the association’s strategy and supports the President & CEO in executing NICSA’s mission. “I am […]
- [NICSA and MFS Announce Publication of New Text on Mutual Funds](https://nicsa.org/nicsa-and-mfs-announce-publication-of-new-text-on-mutual-funds/): Mfs And Nicsa Announce Publication Of New Text On Mutual Funds The Fund Industry, by Robert Pozen and Theresa Hamacher, is definitive guide to global industry BOSTON (February 24, 2011) — MFS and NICSA announce that The Fund Industry: How Your Money is Managed has been published by John Wiley & Sons. This definitive guide […]
- [Nicsa Adds New Committees on Alternatives & Separately Managed Accounts](https://nicsa.org/nicsa-adds-new-committees-on-alternatives-separately-managed-accounts/): Washington, D.C. – May 21, 2019—NICSA, a leading trade association dedicated to fostering dialogue and connecting all aspects of the global asset management industry, today announced the launch of two new committees as it further expands its reach into the product and distribution business lines of the industry: the Alternative Investments Committee and the Separately […]
- [Nicsa Announces The Election Of Five New Members To The Board Of Directors](https://nicsa.org/nicsa-announces-the-election-of-five-new-members-to-the-board-of-directors/): Wellesley, MA-June 21, 2004 - The National Investment Company Service Association (NICSA) announced at the trade-associations annual General Membership Meeting that five individuals have been elected to serve on the NICSA Board of Directors. "Each of these individuals will add great expertise and industry knowledge to the NICSA Board, as well as a proven commitment […]
- [Nicsa Announces the Hiring of Justine Phoenix, Vice President - Distribution & Broker Dealer Engagement](https://nicsa.org/nicsa-announces-the-hiring-of-justine-phoenix-vice-president-distribution-broker-dealer-engagement/): MCLEAN, VA – October 30, 2017 – NICSA is pleased to announce the hiring of Justine Phoenix as Vice President – Distribution & Broker Dealer Engagement, effective October 23, 2017. Justine’s primary responsibilities will be to drive distribution & broker dealer engagement, recruit new members, and assist with content development in these areas. “I am […]
- [Making The Business Case: Why Diversity Matters To ESG Investors](https://nicsa.org/making-the-business-case-why-diversity-matters-to-esg-investors/): As investors become aware of the sustainability and ethical implications of their decision-making processes, the conversation around diversity and inclusion (D&I) has become all the more relevant to asset managers.  Nicsa members had the opportunity to explore the intersection between Environmental, Social, and Corporate Governance (ESG) investing and D&I at a bonus breakfast sponsored by […]
- [Finally, A Complete Analysis Of The Mutual Fund Industry](https://nicsa.org/finally-a-complete-analysis-of-the-mutual-fund-industry/): BOSTON, January 8, 2001- While dozens of books have been written to tell investors how to select mutual funds for their investment portfolios, very few address the aspect of how a fund company actually works. A Purely American Invention: The U.S. Open-End Mutual Fund Industry does just that. The book-an "everything you've ever wanted or […]
- [Nicsa Announces Election of Nine New Members to their Board of Directors](https://nicsa.org/nicsa-announces-election-of-nine-new-members-to-their-board-of-directors/): Boston, MA – October 17, 2019 – Nicsa is announcing it has elected nine new members to their Board of Directors: Brandon Anderson – SS&C Patrick Curtin – Citi Clint Harris – Invesco Chris Keller – Harris Associates Frieda Lewis – Broadridge Dan Moorman – Wells Fargo Eileen Norton – TD Ameritrade David Rosen – […]
- [Nicsa Partners With NECF In Support of First-of-its-kind Online Program Through UC Berkeley](https://nicsa.org/nicsa-partners-with-necf-in-support-of-first-of-its-kind-online-program-through-uc-berkeley/): Boston - January 26, 2004. The National Investment Company Service Association (NICSA) announced today that it is partnering with New England College of Finance (NECF) to promote a new online program with UC Berkeley Extension. This innovative and timely program, entitled "Accelerated Program in Financial Services", was created under the direction of an Advisory Board […]
- [Business Continuity Experts on Developing a “Return to the Workplace” Roadmap](https://nicsa.org/business-continuity-experts-on-developing-a-return-to-the-workplace-roadmap/): Since March, leaders in the asset management industry have been forced to adapt to the new reality brought upon by the COVID-19 pandemic. Now, in the face of continued uncertainty, firms are doing all they can to develop policies and processes that will ensure a safe return to the workplace.   Business continuity leaders shared […]
- [The Importance of Allyship](https://nicsa.org/the-importance-of-allyship/): By Jim Fitzpatrick, President & CEO of Nicsa:   Amid the social unrest that has gripped the world in recent months, many industry executives have come forward to declare their growing awareness of the need for change. Others have committed to measurable action. While it is sometimes difficult to be hopeful in the midst of […]
- [Best Practices for a Stronger Future](https://nicsa.org/best-practices-for-a-stronger-future/): After ushering in the new decade on somewhat strong footing, the global asset management industry has witnessed a transformation rife with uncertainty and volatility on the heels of the Covid-19 pandemic. As a leading industry association with members across the global landscape—all possessing diverse and unique talents, experience and perspectives—Nicsa is committed to promoting best […]
- [Asset Managers Talk Inclusion and Well Being Amid COVID-19](https://nicsa.org/asset-managers-talk-inclusion-and-well-being-amid-covid-19/): COVID-19 has wreaked havoc on business plans and flipped our social structure on its head. Founding members of the Diversity Project North America recently gathered to explore how to foster employee well being in this new work-from-home environment — all while keeping the spotlight on inclusion.   Nicsa’s Diversity Project North America is an active, […]
- [Exploring the Practical Challenges of Vendor Governance Oversight](https://nicsa.org/exploring-the-practical-challenges-of-vendor-governance-oversight/): Nicsa members received an in-depth look at vendor oversight programs from the perspective of both asset management firms that have outsourced key functions and the service providers they’ve hired. The event took place in February 2020. Marc Lotti, Partner, Division Head, Cybersecurity and Risk at ACA-Aponix moderated the event, which also featured thought leaders at […]
- [Exploring the Role of the Data Scientist — and Whether Your Firm Needs One](https://nicsa.org/exploring-the-role-of-the-data-scientist-and-whether-your-firm-needs-one/): Asset management firms know that a data-driven approach can help them make smarter, more informed decisions. But should they be searching for the elusive data science unicorn — a seemingly mythical leader in problem-solving, business, and technology? A panel of experts explored this question during a breakout session at Nicsa’s SLF in February 2020. Brian Foote, Vice […]
- [Educational Clinic Explores Disruption in the Distribution Landscape](https://nicsa.org/educational-clinic-explores-disruption-in-the-distribution-landscape/): FinTech firms are increasingly making an impact on the asset management landscape — but what specific forces are driving this disruption, and where will they lead the industry? Members explored this topic during an interactive educational clinic held at Nicsa’s latest SLF event in February of 2020, moderated by Dennis Gallant, Senior Analyst at Aite […]
- [Panelists Tackle Critical Issues Impacting Financial Advisors](https://nicsa.org/panelists-tackle-critical-issues-impacting-financial-advisors/): As advances in technology and other trends continue to reshape the role of the financial advisor, it’s clear that an agile approach is key. Members had the opportunity to explore the most important actions advisors are taking to change their practice and what they will need to be ready for the future during Nicsa’s SLF […]
- [Demystifying the Tech Trends Informing Our Future](https://nicsa.org/demystifying-the-tech-trends-informing-our-future/): A diverse panel of tech experts took the stage at Nicsa’s recent SLF to share their perspectives on the asset management industry’s digital transformation trends — from blockchain and artificial intelligence (AI) to behavioral biometrics and cybersecurity. The session, moderated by Lyndsay Noble, Director of Data Science at SS&C, featured thought leaders from BNY Mellon, […]
- [Global Perspectives on Investment Management Growth Trends](https://nicsa.org/global-perspectives-on-investment-management-growth-trends/): While the majority of today’s millionaires live in North America, the fastest growth is occurring in international markets. According to a 2019 study by Boston Consulting Group, revenue in Asia’s private banking sector alone could equal or exceed that of Western Europe by 2023. Jennifer Hoopes, Senior Managing Director and General Counsel at Foreside, pointed […]
- [Citi’s Candi Wolff Explores Unique Aspects of the 2020 Race](https://nicsa.org/citis-candi-wolff-explores-unique-aspects-of-the-2020-race/): It’s no secret that the upcoming presidential election may have a significant impact on the asset management industry — but what should we expect? Candi Wolff, Head of Global Government Affairs at Citi, gave Nicsa members her perspective on the issue as a keynote speaker at Nicsa’s SLF in late February. Wolff, who served in […]
- [Tenured CEOs Offer Projections and Predictions for the Future](https://nicsa.org/tenured-ceos-offer-projections-and-predictions-for-the-future/): “The one thing I know for sure is that change will be constant,” Jeff Ringdahl, President and COO at Resolute Investment Managers told Nicsa members during a panel discussion at the 2020 Strategic Leadership Forum in February.   The conversation, which was moderated by Paul Kraft, US Mutual Fund and Investment Adviser Practice Leader at […]
- [Industry Veteran Peter Kraus on Innovations in Client-first Fee Structures](https://nicsa.org/industry-veteran-peter-kraus-on-innovations-in-client-first-fee-structures/): Nicsa members kicked off the 2020 Strategic Leadership Forum in February with a deep dive into fee structures with Wall Street veteran Peter Kraus.  For more than four decades, Kraus worked at major financial institutions — including Goldman Sachs, Merrill Lynch, and AllianceBernstein (AB).   In 2018, as a vocal proponent of pay-for-performance compensation models, […]
- [Leaders in Global Wealth Management Share 2020 Business Planning Perspectives](https://nicsa.org/leaders-in-global-wealth-management-share-2020-business-planning-perspectives/): Attendees at Nicsa's 2020 Strategic Leadership Forum gained insight into industry trends from the perspective of distributors during the Face the Membership Part II session, on Friday, February 28. The panel was moderated by professional investor and TV personality Guy Adami — one of the original “Fast Money Five” on CNBC’s Fast Money program. He […]
- [CNBC’s Guy Adami Heads Panel of Thought Leaders in Global Asset Management](https://nicsa.org/cnbcs-guy-adami-heads-panel-of-thought-leaders-in-global-asset-management/): Nicsa members gained insight into industry trends from the perspective of leading firms during a recent Face the Membership Roundtable at Nicsa's 2020 Strategic Leadership Forum. The Forum took place at the end of February 2020 in Fort Lauderdale, Florida.  The highly anticipated event was spearheaded by professional investor and TV personality Guy Adami — […]
- [Nicsa Honors Volunteers of the Year at the 2020 Strategic Leadership Forum](https://nicsa.org/nicsa-honors-volunteers-of-the-year-at-the-2020-strategic-leadership-forum/): Boston, MA –February 27, 2020— Nicsa announced the recipients of its annual Volunteer of the Year Awards. Honorees will be celebrated at the Nicsa Strategic Leadership Forum held from February 26 - 28, 2020 at the Marriott Harbor Beach Resort and Spa in Fort Lauderdale, Florida.   Nica’s Volunteer of the Year Awards recognizes the […]
- [Nicsa 2020 Strategic Leadership Forum to Focus  on the Asset Management Industry’s Top Business Issues](https://nicsa.org/nicsa-2020-strategic-leadership-forum-to-focus-on-the-asset-management-industrys-top-business-issues/): Event will highlight technology trends, distribution evolution, and top-tier client service and investment management strategies   Boston, MA–February 20, 2020 — One of the most important events on the asset management industry conference calendar, Nicsa’s 2020 Strategic Leadership Forum, is just days away.   Taking place in Ft. Lauderdale, FL from February 26th through the 28th, […]
- [Nicsa Presents Honorees with Volunteer of the Year Awards at SLF 2020](https://nicsa.org/nicsa-presents-honorees-with-volunteer-of-the-year-awards-at-slf-2020/): Nicsa Presents Honorees with Volunteer of the Year Awards at SLF 2020 Nicsa is pleased to announce the winners of its annual Volunteer of the Year Awards. Honorees will be celebrated at the Nicsa Strategic Leadership Forum held from February 26-28, 2020 in Fort Lauderdale, Florida. “We look forward to honoring Nicsa committee members who […]
- [Architects of Innovation: Product Creation in Asset Management](https://nicsa.org/architects-of-innovation-product-creation-in-asset-management/): If you look back at the history of asset management, investors are better off today than ever before — at least according to Kunal Kapoor, Chief Executive Officer at Morningstar. Kapoor explored the latest product development trends in the asset management industry during Nicsa’s 2019 General Membership Meeting in Boston. The presentation was followed by […]
- [Compliance Agility and Efficiency in Investment Operations](https://nicsa.org/compliance-agility-and-efficiency-in-investment-operations/): For the past four years, registered investment companies in the U.S. have largely been focused on the reporting modernization regulations adopted by the SEC, such as Forms N-PORT and N-CEN.   Now, after meeting those requirements, including a significant N-PORT filing in 2019, Gary Casagrande, Vice President of Global Market Strategy at Confluence, said it’s […]
- [Rising Cyber Risk in Asset Management](https://nicsa.org/rising-cyber-risk-in-asset-management/): Technological advancement in the asset management industry is undoubtedly a double-edged sword. Used strategically, it can bring forth better visibility, streamlined workflows, and higher returns. When mismanaged, the results can be harder to swallow, presenting increased risk in terms of data privacy and security.   Nicsa members explored this issue in depth during a recent […]
- [Advancing Diversity in the North American Fund Industry | Article by Paperjam](https://nicsa.org/advancing-diversity-in-the-north-american-fund-industry-article-by-paperjam/): “As asset management professionals looking to best support the distribution of our products and services, we have to understand who our clients are and ask ourselves if the industry’s workforce is reflective of the society we serve,” said Jim Fitzpatrick, President and CEO of Nicsa as he reviews the rewards, challenges, and the road ahead […]
- [A Look at Who’s Taking the Nicsa Stage at 2020 SLF](https://nicsa.org/a-look-at-whos-taking-the-nicsa-stage-at-2020-slf/): Thought leaders from around the nation and around the globe will convene at Nicsa’s Strategic Leadership Forum from February 26-28 at the Marriott Harbor Beach Resort in Fort Lauderdale. Here’s a look at our lineup, including experts from a diverse set of asset management firms, broker dealers, and extensive group of technology, law, and service […]
- [Nicsa Kicks Off 2020 with a Fresh Brand  and a New Technology Platform](https://nicsa.org/nicsa-kicks-off-2020-with-a-fresh-brand-and-a-new-technology-platform/): Washington, D.C.– January 13, 2020 – Today, leading asset management trade association NICSA is announcing it is rebranding to “Nicsa” and is upgrading its technology tools to better serve its members. The enhancements bring a fresh new look and improved engagement functionality as it further expands its presence in the global asset management space. “We […]
- [Nicsa’s SLF Features Hot Topics to Warm Up Your Winter](https://nicsa.org/nicsas-slf-features-hot-topics-to-warm-up-your-winter/): Join us in Fort Lauderdale from February 26-28 to address the industry’s most important issues head on. Solidify your 2020 business plans with timely insights from a diverse set of perspectives—asset management firms, broker dealers, and an extensive group professional service firms. Nicsa has over twelve hours of educational content lined up with an impressive […]
- [NICSA Announces Election of Chairman of the Board](https://nicsa.org/nicsa-announces-election-of-chairman-of-the-board/): McLean, VA, January 30, 2017—The National Investment Company Service Association (NICSA) announced at its annual General Membership Meeting in September 2016 the election of Dan Houlihan, Senior Vice President and Head of Global Fund Services at Northern Trust Company, as Chairman of its Board of Directors. As Chairman, Dan will preside over the governing body […]
- [What Would Belichick Say?](https://nicsa.org/what-would-belichick-say/): “To live in the past is to die in the present.” Hey, if the motto is good enough for Bill Belichick, it’s good enough for me. Team loyalties aside, I think we can all agree that victory in business (as it is on the field) requires leaders who are change agents that promote teamwork and an unrelenting […]
- [DOL: SOFT LAUNCH KICKS IN](https://nicsa.org/dol-soft-launch-kicks-in/): Today, the DOL fiduciary rule officially goes into partial effect.  This ends weeks of speculation as to whether the Department of Labor would again delay its implementation. While the fiduciary rule itself has not been altered to date, the DOL has issued several transition exemptions in order to ease some of the burden associated with […]
- [The Year of the Crescendo: Excitement Builds Around SLF](https://nicsa.org/the-year-of-the-crescendo-excitement-builds-around-slf/): Boston Financial Data Services is excited about participating in NICSA’s upcoming Strategic Leadership Forum. Here’s why. NICSA Board Member Anne Hebard of BFDS weighs in on the concept of disruption and how it’s impacting financial services. As we enter 2017, it certainly feels as though certain themes are rising to a crescendo. But, as Anne […]
- [Nicsa Announces The Winners Of The 2013 NOVA Awards](https://nicsa.org/nicsa-announces-the-winners-of-the-2013-nova-awards/): McLean, VA, August 21, 2013 -– NICSA and Money Management Executive are pleased to announce the winners of the 2013 NOVA Awards. To be honored at the 2013 NICSA General Membership Meeting on September 20, 2013 in Boston, these awards recognize outstanding service, leadership and innovation within the fund operations industry. Nominated by their fund […]
- [#SLFnicsa WRAP UP](https://nicsa.org/slfnicsa-wrap-up/): Throughout the 2017 NICSA Strategic Leadership Forum, which took place January 29-31 in Hollywood, Florida, the theme of Disruptors Facing the Asset Management Industry prevailed. From new technology to uncertainty in the regulatory landscape, discussions focused on how financial professionals will handle strategic business planning in 2017 and beyond.   Whether or not you were […]
- [Industry Leaders: Transformation in Next Five Years Will Outpace the Last 50](https://nicsa.org/industry-leaders-transformation-in-next-five-years-will-outpace-the-last-50/): Last week, NICSA President Jim Fitzpatrick sat down with several industry senior executives from OppenheimerFunds, American Funds, Fidelity and MFS to discuss the rapid pace of change within financial services and how these asset managers are evolving in response.  We heard how these leaders are preparing their teams and operating models for both disruption and […]
- [Blockchain Webinar Recap: “All Bets Are Off”](https://nicsa.org/blockchain-webinar-recap-all-bets-are-off/): Through our work across the financial services sector, it is clear to us that blockchain technology has the potential to transform our industry.  During NICSA’s recent Strategic Leadership Forum, disruptor technologies were a focus, and blockchain applications seemed to attract real interest.  During last week’s Blockchain Trends & Applications webinar, we invited several industry leaders […]
- [How to Lead Change in Financial Services: Webinar Recap](https://nicsa.org/how-to-lead-change-in-financial-services-webinar-recap/): We recently invited a panel of industry experts to share their insights on new technologies and the impact on client servicing and human capital management. The “Leading Change in Financial Services” webinar provided diverse perspectives on these important issues and resonated with our listeners. (NICSA members can access the replay here). Sandy Schwan of Evolving […]
- [FinReg Outlook: Clouds on the Horizon?](https://nicsa.org/finreg-outlook-clouds-on-the-horizon/): Compared with 2018, a year fraught with hefty regulations such as MiFID II and GDPR, the 2019 regulatory outlook may seem tame – but that certainly doesn’t mean asset managers should let their guards down. “There are a number of significant regulatory issues on the horizon that asset managers should be aware of,” Sean Tuffy, […]
- [Advisor Feedback: Success Strategies from Top Performers](https://nicsa.org/advisor-feedback-success-strategies-from-top-performers/): “There’s no better way to up your game than to listen to your clients,” said Mary Kralis Hoppe, CIMA, Senior Vice President, Field Sales, US Global Wealth Management at PIMCO Investments, during a panel on advisor feedback during the NICSA GMM last month. “Oftentimes, there are a lot of disconnects as to what we think […]
- [Perspectives from Abroad](https://nicsa.org/perspectives-from-abroad/): Asset managers from worldwide markets came together to share their diverse perspectives on global product trends, distribution, and regulatory issues during NICSA’s Strategic Leadership Forum this month. The unique opportunity helped NICSA members understand how to better meet global market needs. Andrew Dougherty, Head of Asset Managers and Alternative Investors, Americas, BNP Paribas, moderated the […]
- [TAX & REPORTING UPDATE: AVOIDING FUND REPORTING TRAPS](https://nicsa.org/tax-reporting-update-avoiding-fund-reporting-traps/): NICSA members gleaned valuable insights from a recent #WebinarWednesday primer on the 2019 tax legislation and reporting landscape. The discussion, which featured professionals from State Street and EY, provided an in-depth look at changes that will significantly impact asset managers. LAG Rule and Partnership Withholding Maria Murphy, Principal, Tax Services at Ernst & Young LLP, kicked […]
- [Fintech Innovation Labs: A Look Behind The Curtain](https://nicsa.org/fintech-innovation-labs-a-look-behind-the-curtain/): NICSA members received a sneak peek into the industry’s cutting-edge innovation labs during a recent breakout session at NICSA’s Strategic Leadership Forum in Miami, Florida. Chuck Gallant, Managing Director, Asset Servicing at BNY Mellon, moderated the panel, in which fintech leaders shared first-hand accounts of how their firms are exploring new products and technologies. Gallant, […]
- [Jim Fitzpatrick Recognized as Leader in Diversity, Influential LGBT Ally](https://nicsa.org/jim-fitzpatrick-recognized-as-leader-in-diversity-influential-lgbt-ally/): LGBT Great Launches 50For50 Pride Campaign NICSA is delighted to announce that President and CEO Jim Fitzpatrick is featured in LGBT Great’s #50For50 Executives  campaign. The campaign showcases 50 executive leaders across the asset management industry pioneering a diverse and inclusive environment. Jim is a proud ally of the LGBT community and has been recognized for […]
- [Preparing for the Next-Gen Client Base](https://nicsa.org/preparing-for-the-next-gen-client-base/): Affluent millennials — defined as individuals born from 1982 to 2000 who have $100,000 or more in investible assets — are a nascent but quickly expanding population, and learning how to successfully engage them is of increasing importance to asset management firms. According to a recent study by Cogent Reports, more than a third of […]
- [Morgan Stanley’s Carla Harris to Keynote at the NICSA SLF in April](https://nicsa.org/morgan-stanleys-carla-harris-to-keynote-at-the-nicsa-slf-in-april/): NICSA members will have the opportunity to hear the unique perspective of an industry powerhouse in an intimate setting during the Strategic Leadership Forum at the Sawgrass Marriott Golf Resort and Spa in Ponte Vedra Beach, FL this April. Carla Harris is the Vice Chairman, Managing Director and Senior Client Advisorat Morgan Stanley. Carla will […]
- [Best Practices in Building a Global Compliance Program](https://nicsa.org/best-practices-in-building-a-global-compliance-program/): In an increasingly globalized economy, investment firms must embrace a global perspective when it comes to compliance with regulations worldwide. But doing so is no easy task. “When implementing a compliance program in a global environment, there’s a number of challenges that organizations face, from standardization issues in terms of contractual agreements and practices to […]
- [Aligning Your Organization to Meet Changing Client Needs](https://nicsa.org/aligning-your-organization-to-meet-changing-client-needs/): As new product solutions, distribution strategies, and technologies transform the asset management industry, organizations must evolve to keep pace. “We are facing a lot of industry transformation on an ongoing basis,” Moderator Scott Smith, Director, Cerulli Associates, told attendees during a breakout session on the topic at NICSA’s Strategic Leadership Forum in Miami this month. […]
- [A Glimpse at the 2019 GMM Speaker Lineup](https://nicsa.org/a-glimpse-at-the-2019-gmm-speaker-lineup/): NICSA’s General Membership Meeting will take place October 17-18, 2019 at the Royal Sonesta in Boston. NICSA is bringing together an impressive line-up of innovative leaders to discuss timely themes facing the global asset management industry and the business response to those issues. Here’s a sneak peek at the firms taking center stage at the […]
- [Artificial Intelligence: Transforming the Asset Management Industry](https://nicsa.org/artificial-intelligence-transforming-the-asset-management-industry/): In 2016, scientists at SONY CSL Research Lab released “Daddy’s Car,” the first full song composed by artificial intelligence. The company’s AI software, called Flow Machines, created the song using machine learning.  “They ‘taught’ it using a database of songs, including a lot of the Beatles,” said Kelley Conway, Managing Director, Technology Advisory Practice at […]
- [Sneak Peek at NICSA GMM Speaker Line-up](https://nicsa.org/sneak-peek-at-nicsa-gmm-speaker-line-up/): NICSA’s General Membership Meeting will take place October 11 and 12 in Boston. Here, thought leaders within the asset management industry will convene to discuss the top issues facing today’s asset management industry, including enhanced data analytics, evolving resource allocation, and increased focus on Next Gen product and distribution models. Here’s a sneak peek at this year’s GMM […]
- [Major Macro Trends Impacting the Asset Management Business](https://nicsa.org/major-macro-trends-impacting-the-asset-management-business/): Jeffrey Saut had worked for six months in 1971 on a trading desk in New York City before he mustered up the courage to ask his boss about the enormous red number four that hung boldly above his credenza. His boss pushed his chair back from the trading desk and took a long drag of […]
- [NICSA to be Featured at ALFI Global Distribution Conference](https://nicsa.org/nicsa-to-be-featured-at-alfi-global-distribution-conference/): NICSA will once again partner with ALFI for the Association of the Luxembourg Fund Industry’s Global Distribution Conference from September 25-26 , where 650+ senior representatives from the global distribution community will convene to learn about the latest developments on the global distribution landscape. The conference will reflect on 30 years of UCITS, explore the […]
- [C-Suite Summit: How to Stay Relevant & Bolster Client Value](https://nicsa.org/c-suite-summit-how-to-stay-relevant-bolster-client-value/): Frontline industry executives from 1251 Capital Group, Amundi Pioneer Asset Management USA, Capital Group, Easton Vance, and PwC gathered during Nicsa's 2019 General Membership Meeting in Boston to share insights on how to stay relevant and bolster client value.  John Stadtler, Partner, US Financial Services Industry Group at PwC, moderated the event, which focused on […]
- [The Institutional View of ESG](https://nicsa.org/the-institutional-view-of-esg/): In June, NICSA hosted a well-attended panel on ESG in New York. This event covered a great deal of ground, and in Part 1 of this three-part series, we discussed how the panelists described learning about ESG as being akin to “Learning a New Language.”  Rosetta Stone secured, the audience was then treated to discussion […]
- [The Reality Behind Buzzwords Series: Blockchain](https://nicsa.org/the-reality-behind-buzzwords-series-blockchain/): We’ve all seen the headlines touting blockchain’s industry-disrupting capabilities, but what the asset management industry really needs is a firm understanding of the technology’s practical uses. Experts from Foreside and Citisoft broke through the hype late last month with the latest edition of Nicsa’s webinar-based “Reality Behind Buzzwords Series,” which clearly defined blockchain, its use in cryptocurrency, and the implications […]
- [Panel Examines Unconscious Bias, Encourages ‘Building Bridges’](https://nicsa.org/panel-examines-unconscious-bias-encourages-building-bridges/): The asset management industry should take a closer look at unconscious bias and pay more attention to nuances within employee demographics to foster inclusion, industry pros said at a recent Fund Intelligence breakfast briefing. “Sometimes when we speak about women, we neglect women of color,” Shaunice Hawkins, principal at Evolutions Consulting and adjunct professor at New York University, said. “When we […]
- [The Diversity Project North America](https://nicsa.org/the-diversity-project-north-america/): NICSA members enjoyed an update on one of the industry’s fastest-growing initiatives — the Diversity Project North America— during a recent #WebinarWednesday event.  Shaelyn Otikor, Senior Vice President, Global Strategy, Corporate & Institutional Services at Northern Trust, moderated the event, which also featured forward-thinking representatives from NICSA and Aon.  Jylanne Dunne, VP, Diversity Project North America at NICSA, kicked off the program […]
- [The Next-Gen Workforce in the Asset Management Industry](https://nicsa.org/the-next-gen-workforce-in-the-asset-management-industry/): The group of individuals we typically classify as the “next generation” is changing. For a long time, the phrase was relatively specific to Generation Y (Millennials), born between 1977 and 1995. But today, Generation Z (Centennials) — or those born after 1995 — are entering the workforce, joining Millennials, Generation X, and Baby Boomers. “Discussions […]
- [Is the Asset Management Industry ‘Data Driven’ Yet?](https://nicsa.org/is-the-asset-management-industry-data-driven-yet/): When it comes to data and analytics, Lyndsay Noble, Head of Advance Analytics Practice, SS&C, said asset managers should know where to channel their efforts. “When people think about data-driven companies, they often consider what is known as FAANG: Facebook, Apple, Amazon, Netflix, and Google,” Noble said during a breakout session at NICSA’s recent Strategic […]
- [Two Must-see Keynotes Revealed for NICSA GMM in October](https://nicsa.org/two-must-see-keynotes-revealed-for-nicsa-gmm-in-october/): NICSA will be back at the Royal Sonesta in Boston this fall for its annual General Membership Meeting from October 17-18 to address the top issues facing asset managers and financial service providers.  Here, NICSA members will have the opportunity to share time with two industry powerhouses: Fidelity’s Carolyn Clancy and Morningstar’s Kunal Kapoor.  Upside & Opportunity […]
- [The Alternative Investments Sector has the Wind in its Sails](https://nicsa.org/the-alternative-investments-sector-has-the-wind-in-its-sails/): Driven by an environment of low interest rates and the quest for return and portfolio diversification, the alternative investments sector has the wind in its sails. With the aim to replicate the UCITS success story in the alternative investments area, Luxembourg has consistently expanded its range of structuring opportunities over the past few years. After […]
- [Uncovering Unconscious Bias](https://nicsa.org/uncovering-unconscious-bias/): We may not be aware of them, but Corporate and Business Development Expert Mona Sabett says our unconscious biases are deeply rooted in our evolutionary pasts. Take the loss aversion bias, identified in 1992 by Amos Tversky and Daniel Kahneman, for example. “That bias says that the pain that we experience from loss outweighs the pleasure […]
- [Digitize Me: The Evolving Client Experience](https://nicsa.org/digitize-me-the-evolving-client-experience/): NICSA members learned about technological trends poised to transform the asset management landscape and how they can enhance the client experience during the 2018 General Membership Meeting last month. Chuck Gallant, Managing Director at BNY Mellon, moderated the panel, which featured experts from BlackRock, DTCC, and Northern Trust. Barbara O’Malley, Senior Vice President at Northern […]
- [Staying Ahead of Sanctions](https://nicsa.org/staying-ahead-of-sanctions/): From OFAC sanctions on Russian oligarchs to the U.S.’s recent withdrawal from the Iran nuclear deal, changes in global politics are making regulatory compliance an increasing challenge for firms. According to Sam Sundera, Regional Manager, West Coast Americas at SIX, there are more than 4,500 sanctioned securities listed across all global exchanges with approximately 135 […]
- [Ensuring Compliance with Unclaimed Property Regulations](https://nicsa.org/ensuring-compliance-with-unclaimed-property-regulations/): For fund companies keeping up with a plethora of regulatory standards, unclaimed property compliance can often get lost. However, it’s important to remain educated on state escheatment laws in order to protect shareholders and minimize the risk of costly audits. Unclaimed property legislation is rapidly evolving, and financial services companies must keep up with the […]
- [ETF Product Design and Distribution Trends](https://nicsa.org/etf-product-design-and-distribution-trends/): It’s no secret that exchange-traded funds (ETFs) are becoming a significant part of the investor toolkit — and with increased adoption comes innovation. For today’s asset managers, it’s more important than ever to stay up-to-date on the latest trends shaping the ETF landscape. To that end, NICSA members received an in-depth look at ETF product […]
- [Pack Your Bag with Best Practices at the NICSA GMM](https://nicsa.org/pack-your-bag-with-best-practices-at-the-nicsa-gmm/): NICSA will be back at the Royal Sonesta in Boston this fall! Join us for the annual General Membership Meetingfrom October 11-12 to address the top issues facing asset managers and financial service providers. Hear how firms across the industry are streamlining their businesses through enhanced data analytics, evolving resource allocation, and increased focus on […]
- [Navigating Turbulent Changes to the Sanctions Landscape](https://nicsa.org/navigating-turbulent-changes-to-the-sanctions-landscape/): “We’re living in a boom time for sanctions,” Stephen Brosnihan, Regional Director, Sales Support Operations for North America at SIX, told NICSA members during a recent #WebinarWednesday session. The event, in which panelists explored how to reduce operational risk in the face of evolving economic sanctions, also featured experts from Bureau van Dijk and Charles Schwab. […]
- [Identifying Growth Opportunities in an Evolving Asset Management Industry](https://nicsa.org/identifying-growth-opportunities-in-an-evolving-asset-management-industry/): On Thursday, March 1, members attending NICSA’s Strategic Leadership Forum gained insight on emerging trends and opportunities for asset managers and fund companies from the perspective of a leading independent investment research company. Kunal Kapoor, CEO of Morningstar, shared his view on the influx of change in the industry with the 350+ asset management executives […]
- [NICSA Recognizes Innovators in Asset Management at General Membership Meeting](https://nicsa.org/nicsa-recognizes-innovators-in-asset-management-at-general-membership-meeting/): NICSA will be recognizing outstanding leadership in the global asset management industry at its 2019 GMM in Boston this October. The NICSA NOVA award ceremony is one of our most anticipated events, and we very much look forward to recognizing this year’s winners. Nominated by their colleagues within the asset management industry, award winners are […]
- [“Like Learning a New Language…” NICSA Presents a Rosetta Stone for Learning to Speak ESG](https://nicsa.org/like-learning-a-new-language-nicsa-presents-a-rosetta-stone-for-learning-to-speak-esg/): In June, NICSA held its latest event, focused on “ESG Essentials for Asset Managers & Advisors.” The discussion was robust and more than filled a two-hour window, led by moderator Hannah Glover, Managing Editor with Ignites, and featuring: John Farley, Vice President – Responsible Investment Strategy, Calvert Research & Management; Mark Hays, Vice President – Sustainable Investing, J.P. […]
- [The Great Wealth Transfer: The Future of Advice](https://nicsa.org/the-great-wealth-transfer-the-future-of-advice/): As we teeter on the precipice of one of the greatest wealth transfers in history — in which U.S. baby boomers are expected to pass down a collective $68 trillion to Generation X and Millennials — asset managers must plan for the future of an aging client set.  To help them do so, Bill McManus, […]
- [Industry Leaders Tackle Data, Product Development, and Talent Management](https://nicsa.org/industry-leaders-tackle-data-product-development-and-talent-management/): Leaders from the asset management industry provided their take on key industry trends and how they will play out during 2019 during a recent #WebinarWednesday event on the topic. Jim Fitzpatrick, President of NICSA, moderated the esteemed panel, which also included experts from Columbia Threadneedle, Morgan Stanley, and Oppenheimer Funds. “Our goal is to provide you […]
- [Building Deeper Advisory Relationships with Data](https://nicsa.org/building-deeper-advisory-relationships-with-data/): If you’re looking to form stronger advisory relationships, try turning your existing client data into a winning asset. According to a report from Broadridge, asset managers should integrate data and analytics into their marketing strategies in an effort to acquire talent, forge deeper relationships, and encourage retention.  Tim Kresl, Principal, Broadridge Financial Solutions, Inc., told […]
- [Empowering Women in Asset Management](https://nicsa.org/empowering-women-in-asset-management/): Women may account for more than half of the entry-level financial services workforce, but that doesn’t mean they will face a level playing field further along in their careers. According to Women in the Workplace,  an initiative between McKinsey & Company and LeanIn.org, women are significantly underrepresented in the upper ranks of financial-services companies, accounting […]
- [AI Trends with Traction](https://nicsa.org/ai-trends-with-traction/): As we head further into 2019, artificial intelligence is uniquely poised to drive operational efficiencies, strengthen compliance efforts, and inform investment decisions in fund management. “There’s a lot of change going on in the world at large in terms of technology and human behaviors — and none more so than in the field of financial […]
- [Rethinking Product Development](https://nicsa.org/rethinking-product-development/): “With the traditional, actively-managed 40 Act fund gradually losing market share, asset managers need to modernize their product development process to seriously consider emerging trends in retail, or advisor-sold, investment products,” said Loren Fox, Director of Research at Ignites, during a recent #WebinarWednesday session on product development. The discussion, which featured insights from FIS, MFS, and Wells […]
- [SEC Fiduciary Rule Proposal – The Finer Points](https://nicsa.org/sec-fiduciary-rule-proposal-the-finer-points/): On April 18, 2018, the Securities and Exchange Commission (SEC) voted 4-1 to propose a package of rules and interpretations intended to enhance the retail investor experience and provide greater transparency regarding investors’ relationships with advisers and broker-dealers. NICSA members took a close look at the proposal during a recent #WebinarWednesday discussion moderated by Tim […]
- [GMM Executive Session: Perspectives from the C-Suite](https://nicsa.org/gmm-executive-session-perspectives-from-the-c-suite/): NICSA’s 2018 General Membership Meeting in Boston was kicked off Thursday, Oct. 11, with a peek into the minds of top asset management executives. Bob Mulhall, Partner, Wealth and Asset Management, EY, led a panel of seasoned executives from RBC Global Asset Management, State Street Global Advisors, and Eaton Vance through the discussion, which focused on […]
- [The Bottom Line: Exploring the Benefits of Wellness in the Workplace](https://nicsa.org/the-bottom-line-exploring-the-benefits-of-wellness-in-the-workplace/): The human element will become a critical asset in the workplace of the future, said David Atkinson, People and Organization Director at PwC, during a recent #WebinarWednesday on  employee wellness. Atkinson moderated the event, which featured a panel of forward-thinking experts from Franklin Templeton Investments, Invesco, and MFS Investment Management. The session allowed attendees to […]
- [Understanding Regulation Best Interest](https://nicsa.org/understanding-regulation-best-interest/): In June, the SEC voted to adopt a package of rules and interpretations designed to increase the quality and transparency of retail investors’ relationships with financial professionals. These directives included the Regulation Best Interest (Reg BI) rule, the Form CRS Relationship Summary, and two distinct interpretations under the Investment Advisers Act of 1940. During a […]
- [CEOs Explore Keys to Success in Asset Management at NICSA’s SLF](https://nicsa.org/ceos-explore-keys-to-success-in-asset-management-at-nicsas-slf/): Over 350 asset management executives gathered at NICSA’s Strategic Leadership Forum at the end of February to discuss some of the most timely and pertinent topics affecting the global financial industry. As always, the much anticipated “Face the Membership” session provided valuable insight into industry trends from the perspective of some of the industry’s leading […]
- [Recognizing Social Engineering: How to Build “Guardians of the Enterprise”](https://nicsa.org/recognizing-social-engineering-how-to-build-guardians-of-the-enterprise/): One out of every 2,500 calls into financial call centers is a fraud call.1 This staggering statistic is part of a growing and evolving trend in the asset management industry. Fraudsters are on the rise, and their methods of exploitation are becoming increasingly sophisticated. “I cannot think of another topic that has captivated our collective industry […]
- [Navigating the World of ESG Investing](https://nicsa.org/navigating-the-world-of-esg-investing/): Whether they’re seeking to ensure profitability or guarantee that their investments reflect their values, investors are increasingly considering environmental, social and governance (ESG) factors in their decision-making processes, making fund-level transparency vital. “We’re seeing demand for more transparency around ESG to aid in product selection as well as the due diligence process,” Larry Lawrence, Executive […]
- [NICSA Recognizes Leaders in Asset Management at General Membership Meeting](https://nicsa.org/nicsa-recognizes-leaders-in-asset-management-at-general-membership-meeting/): NICSA will be recognizing outstanding leadership in the global asset management industry at its GMM in Boston. Nominated by their colleagues within the asset management industry, the award winners are chosen by an independent panel of judges comprised of distinguished industry leaders. Don’t miss the opportunity to celebrate excellence in innovation! This year’s Strategic Leadership […]
- [JP Morgan’s Dr. David Kelly to Headline at NICSA GMM in October](https://nicsa.org/jp-morgans-dr-david-kelly-to-headline-at-nicsa-gmm-in-october/): NICSA members will get a unique opportunity to hear investment ideas and business strategies from one of the industry’s most respected authorities on capital markets in an intimate setting at the General Membership Meeting in Boston, this October. Dr. David Kelly is the Chief Global Strategist and Head of the Global Market Insights Strategy Team […]
- [Sharpen Your Perception with Amy Herman at NICSA’s SLF](https://nicsa.org/sharpen-your-perception-with-amy-herman-at-nicsas-slf/): For nearly fifteen years, Amy Herman has provided training to top officers in the US military, law enforcement, medicine, education and numerous other industries. Now, Amy Herman offers her unique guidance to the asset management industry! NICSA members will have the opportunity to hear her unique perspective at the Strategic Leadership Forum at the Sawgrass […]
- [Fraud Alert: Current Trends & Prevention Techniques](https://nicsa.org/fraud-alert-current-trends-prevention-techniques/): The latest technological innovations are bringing enhanced customer experiences to financial organizations, but with those milestones come new cybersecurity threats. As protecting firms and clients becomes a growing and evolving concern, it’s more important than ever to stay one step ahead of cyber criminals. NICSA members tackled this topic during a breakout session on best […]
- [Converting Data Analytics into Business Strategy](https://nicsa.org/converting-data-analytics-into-business-strategy/): On Oct. 24, #WebinarWednesday enthusiasts tuned in for part three of a comprehensive discussion on data analytics. The conversation picked up where NICSA’s webinar, “Adding Value with Modeling techniques,” left off. Ryan Dargis, Senior Vice President of Northern Trust, set the stage. “Today’s session follows on our earlier data-focused webinars and will concentrate on what […]
- [New Challenges on the TA Compliance Landscape](https://nicsa.org/new-challenges-on-the-ta-compliance-landscape/): On the heels of the release of the 2019 NICSA Transfer Agent Compliance Guide, experts from Reed Smith, FIS, and Northern Trust gathered for a special #WebinarWednesday event to provide insight on today’s most pressing compliance issues.  The guide, produced by NICSA, Reed Smith, and Donnelley Financial Solutions (DFIN), is a comprehensive, educational resource of current compliance updates and standards […]
- [#Trending 2025: Asset Management of the Future](https://nicsa.org/trending-2025-asset-management-of-the-future/): NICSA members examined the future of asset management industry and how upcoming trends can be leveraged to drive growth during a panel discussion at NICSA’s SLF on Thursday, March 1. Paul Kraft, Partner at Deloitte, moderated the panel, which featured experts from esteemed global consulting firms. “The target group that everyone’s trying to track down […]
- [Penetrating the RIA/Family Office Space](https://nicsa.org/penetrating-the-ria-family-office-space/): As fund managers increasingly turn to the unique RIA/family office market for growth opportunities, an effective distribution strategy becomes more important than ever. NICSA members were coached on how to successfully interact with key investment research teams — including Pacific Life, Independent Financial Partners, and Massey Quick Simon— during a recent #WebinarWednesday panel on the […]
- [Innovation in Sustainable Finance](https://nicsa.org/innovation-in-sustainable-finance/): If you’re wondering what effects population growth has had on the environment, take a look at side-by-side photos of Alaska’s Muir Glacier taken in 1914 and 2014. The snapshots provide alarming visual evidence that the dense ice has retreated significantly over the last century. Hakan Lucius, Head of Corporate Responsibility at European Investment Bank, displayed these […]
- [Protecting the Franchise: Managing Risk in the Global Economy](https://nicsa.org/protecting-the-franchise-managing-risk-in-the-global-economy/): NICSA members learned strategies for surviving and thriving in uncertainty during a session on the topic at last month’s General Membership Meeting. Antonio Crombie, Strategic, Regulatory and Operational Risk Management Leader at Deloitte, lead a panel of experts from Foreside, Putnam, and SEI through the discussion, which was centered on best practices. TRENDS IN RISK MANAGEMENT […]
- [Trends in the Advisor Market](https://nicsa.org/trends-in-the-advisor-market/): Asset managers and distributors are always looking to uncover strategies that strengthen partnerships with financial advisors — and NICSA members had a free opportunity to do so during a #WebinarWednesday event late last month. Meredith Lloyd Rice, Vice President at Cogent Syndicated,  a division of Escalent, presented the webinar, in which she shared highlights from the […]
- [Distribution Disruption — From Both Sides](https://nicsa.org/distribution-disruption-from-both-sides/): Broker-dealers and asset managers joined together to outline their unique perspectives on distribution during a General Session at NICSA’s recent 2019 Strategic Leadership Forum. The two panels, moderated by experts at Legg Mason and Merrill Lynch, focused on product innovation and platform enhancements, as well as scale, flexibility, and customization for advisors, home offices, and […]
- [NICSA To Recognize Volunteers of the Year at Strategic Leadership Forum](https://nicsa.org/nicsa-to-recognize-volunteers-of-the-year-at-strategic-leadership-forum/): NICSA is pleased to announce the winners of its 2019 Volunteer of the Year Awards. Volunteers will be honored at the NICSA Strategic Leadership Forum held from April 3-5, 2019 at the Sawgrass Marriott Golf Resort and Spa in Ponte Vedra Beach, FL. “NICSA’s Volunteer of the Year Awards recognize the outstanding efforts of members […]
- [Luxembourg Limited Partnerships and Raifs Are on the Rise](https://nicsa.org/luxembourg-limited-partnerships-and-raifs-are-on-the-rise/): Guest Author: Susanne Weismüller, Senior Legal Adviser, ALFI  Two Luxembourg vehicles have shown an impressive development since their inception: the special limited partnership (SLP, or abbreviated in French as SCSp) and the reserved alternative investment fund (RAIF). Looking at the evolution since the beginning of this year, the total number of Luxembourg SLPs increased from 1702 […]
- [Nicsa GMM Takes In-Depth Look at Growth and Innovation](https://nicsa.org/nicsa-gmm-takes-in-depth-look-at-growth-and-innovation/): NICSA members are pursuing pathways to industry growth and the 2019 General Membership Meeting in October is set to help firms navigate a crosscurrent of disruptive trends. To address these issues, tenured experts across firm types, business channels, and operating models will converge to focus on delivering better outcomes to investors. The 2019 NICSA GMM will gather […]
- [The Confluence of Tech and Ops in Asset Management](https://nicsa.org/the-confluence-of-tech-and-ops-in-asset-management/): Breakthrough technology is reshaping the asset management business model at record speed. As tech and ops become increasingly interwoven, firms are positioning themselves to both leverage new opportunities and navigate potential complexities. “Technology is advancing at an exponential rate,” Brandon Anderson, Relationship Executive, DST Systems, Inc., said to members on #WebinarWednesday. “A key strategy for […]
- [Fraud Prevention in Today’s Multi-Channel Cyber Environment](https://nicsa.org/fraud-prevention-in-todays-multi-channel-cyber-environment/): Financial fraud is a growing concern in the digital age — and scammers have more tools at their disposal to access sensitive data than ever before. Fortunately, technology has also brought forth defense mechanisms and controls that industry leaders can leverage to prevent fraud. “Fraud is a multi-channel problem,” said Chuck Gallant, Director, Asset Servicing […]
- [The European Fund Landscape: Implications for Global Distribution](https://nicsa.org/the-european-fund-landscape-implications-for-global-distribution/): NICSA members examined the mutual fund industry from a European perspective during a recent breakout session at NICSA’s Strategic Leadership Forum. Moderated by Lisa Shea, Senior Vice President, Global Fund Services at Northern Trust, the panel featured experts from ALFI (Association of the Luxembourg Fund Industry), KNEIP and PwC “In the aftermath of the financial […]
- [RULE 30E-3: Best Practices For Notice, Access & E-Delivery](https://nicsa.org/rule-30e-3-best-practices-for-notice-access-e-delivery/): Earlier this year, the Securities and Exchange Commission adopted a new rule intended to modernize the delivery of fund reports. “At its highest level, Rule 30e-3 allows mutual funds to send shareholders a short notice alerting them to the issuance of a new shareholder report that is available on a website, instead of sending the […]
- [Four Thought Provoking Questions About Sales Data](https://nicsa.org/four-thought-provoking-questions-about-sales-data/): In the asset management industry, harnessing data correctly helps distribution teams boost productivity and improve client engagement, among other benefits. Leaders from Franklin Templeton, Allspring Global Investments, and Morgan Stanley took a deep dive into this topic during a recent session at Nicsa’s GMM moderated by Ben Doob, Head of Market Intelligence at ISS.   […]
- [Advice from Industry FinTech Experts](https://nicsa.org/advice-from-industry-fintech-experts/): It’s one thing to hear about the latest emerging technologies — but entirely another to deploy and manage them across your firm. Leaders from top asset management companies recently showed attendees of Nicsa’s GMM how it’s done, detailing their experiences with new and innovative solutions built to advance firms worldwide.   “Traditionally, we think of […]
- [Why Customized Service Models Are Here to Stay](https://nicsa.org/why-customized-service-models-are-here-to-stay/): Companies like Amazon, Uber, and Airbnb have radically altered customer expectations — and in doing so, they've raised the bar for everyone. As a result, people now expect Amazon-like conveniences across all industries and areas of practice, including financial services. Members of Nicsa explored this phenomenon at their 2022 General Membership Meeting.    A recent […]
- [Our Most Tangible Takeaways on Fearless Leadership](https://nicsa.org/our-most-tangible-takeaways-on-fearless-leadership/): Guest Blog: DPNA Industry Engagement & Events The Diversity Project North America connects industry professionals to collaborate on the issues and opportunities that are driving DEI in asset management. The Engagement & Events Committee shares findings and ideas with the broader industry community. Recently, the Industry Engagement & Events Committee met to discuss the content […]
- [Nicsa Honors its 2022 NOVA Award Winners](https://nicsa.org/nicsa-honors-its-2022-nova-award-winners/): Boston, MA -- November 2, 2022 -- Nicsa, a leading asset management trade association, is proud to announce the winners of the 2022 Nicsa NOVA Awards, which recognize excellence in innovation and leadership within the asset management industry. The 2022 award winners are as follows: Outstanding Service to the Fund Industry - Robert L. Gould […]
- [Nicsa Elects Five New Members To Its Board Of Directors](https://nicsa.org/nicsa-elects-five-new-members-to-its-board-of-directors/): Boston, MA – November 2, 2022 – Nicsa announced at its 2022 General Membership Meeting the election of five new members to its Board of Directors.   The new Board members are as follows: Mike Mastroianni, US Head of Relationship Management, SS&C Kelli O'Brien, Director, Citi Charles Rizzo, Chief Operations Officer, Americas and EMEA, Head of Global Fund Administration, John […]
- [Three Things Working Moms Want](https://nicsa.org/three-things-working-moms-want/): “Never overlook the power of moms,” Chandra Sanders, VP of RISE at The Mom Project, said during a lightning session at Nicsa’s recent Fearless Leadership Symposium. “Why? Because moms are a force. A workforce.”   At The Mom Project, Sanders works to create economic opportunity for mothers and women of color by helping them live […]
- [Supporting Transgender Colleagues](https://nicsa.org/supporting-transgender-colleagues/): By the time Allie Shafer reached her mid-30s, she had transitioned socially as a transgender woman with one major exception: her workplace. Her company was located in Missouri, a state that to this day has no law prohibiting discrimination based on sexual orientation or gender identity.   Around the same time, Shafer’s wife was diagnosed […]
- [DEI Means Sustainability for Asset Management](https://nicsa.org/dei-means-sustainability-for-asset-management/): Like most goals worthy of pursuit in life, the asset management industry’s focus on diversity, equity, and inclusion (DEI) is not a one-time initiative but an ongoing effort requiring continuous commitment, compromise, and even course corrections.   “We have to fight hard against short-termism when talking about DEI — and serving our clients well from […]
- [Actionable Tips for Embracing Inclusion](https://nicsa.org/actionable-tips-for-embracing-inclusion/): The key to gaining support for diversity, equity, and inclusion (DEI) across your organization is to clearly communicate the reasons "why" it is important: Faster innovation, better team-building, and increased profits are but a few examples.   Once everyone is on board, the tactical side of embracing DEI — the “how” — can be even […]
- [C-Suite Leaders on Increasing Accountability in DEI](https://nicsa.org/c-suite-leaders-on-increasing-accountability-in-dei/): Between Airbnb, Uber, and Amazon, we’ve seen numerous companies recognize unmet client needs in recent years — and change the rules of the game entirely.   And, as was the case with hospitality, transportation, and retail, the asset management industry is ripe for innovation. What happens next is in our hands, according to Mel Lindsey, […]
- [The Straight, White Male Dilemma](https://nicsa.org/the-straight-white-male-dilemma/): In the early 90s, before Bill Proudman founded his global leadership development consultancy, he began to notice a recurring pattern. Regardless of the industry he was working in, straight, white males like himself outsourced diversity initiatives to people who have been historically marginalized and underrepresented.   “If there were two women on the team, they […]
- [A Radically Different Year: Don’t Miss This Chief Economist’s View on a Post-Pandemic Economy](https://nicsa.org/a-radically-different-year-dont-miss-this-chief-economists-view-on-a-post-pandemic-economy/): Chief US Economist Lara Rhame from FS Investments has been announced as a keynote speaker at Nicsa’s 2022 General Membership Meeting, an annual in-person event for industry professionals across the asset management industry. The event will take place in Boston on November 2-3 at the Renaissance Boston Waterfront Hotel.   Lara Rhame is a Managing […]
- [Speaker Line-Up for Nicsa GMM to Provide Bold Business Outlook for 2023](https://nicsa.org/speaker-line-up-for-nicsa-gmm-to-provide-bold-business-outlook-for-2023/): Boston, MA – October 11, 2022 – The Nicsa 2022 General Membership Meeting (GMM) will take place November 2 - 3 at the Renaissance Boston Waterfront Hotel.  With timely insights into critical business pathing for the global asset management industry, the two-day event will provide educational sessions on the strategic implementation of key business initiatives impacting asset […]
- [An Evening with Ted Truscott to Kick Off Two-Day DEI Agenda](https://nicsa.org/an-evening-with-ted-truscott-to-kick-off-two-day-dei-agenda/): Leader and innovator Ted Truscott has been announced as a keynote speaker at this year’s Fearless Leadership Symposium, the second annual DEI-focused event for asset management professionals hosted by Nicsa’s Diversity Project North America. Mr. Truscott will enlighten the FLS audience with inspiration from his decades-long career during the evening’s Rising Stars dinner in Boston […]
- [Nicsa’s Diversity Project North America Announces 2022 Rising Stars](https://nicsa.org/nicsas-diversity-project-north-america-announces-2022-rising-stars/): Boston, MA – September 15, 2022 – Nicsa is pleased to announce the 2022 awardees of its Rising Star Program, a mentorship and awards program aimed at providing networking and career development opportunities to diverse, aspiring leaders in the asset management industry. Watch video. Nicsa’s Diversity Project North America recognizes the importance of supporting emerging leaders with a program […]
- [Nicsa Plans Event Focused on Bold Action in DEI  for the Asset Management Industry](https://nicsa.org/nicsa-plans-event-focused-on-bold-action-in-dei-for-the-asset-management-industry/): Boston, MA – September 7, 2022 — Nicsa, a leading global asset management trade organization, will be hosting its second annual Fearless Leadership Symposium in Boston on October 6-7, 2022.   The pivotal two-day event will highlight leadership skills and sustainability practices that can enhance productivity and promote long-term growth in the asset management industry. […]
- [Nicsa, the Asset Management Industry Association, Marks its 60th Anniversary](https://nicsa.org/nicsa-the-asset-management-industry-association-marks-its-60th-anniversary/): Boston, MA – August 29, 2022 – Leading trade association Nicsa is celebrating its 60th anniversary. The Boston-born association has expanded across geographies and business functions to cover all facets of the global asset management industry. View Anniversary Page. Watch Anniversary Video.  The organization announced it will celebrate the milestone at its upcoming General Membership Meeting […]
- [Nicsa Announces 2022 Blackwell Scholarship Awards](https://nicsa.org/nicsa-announces-2022-blackwell-scholarship-awards/): Boston, MA – July 25, 2022 — Nicsa has announced the winners of its 2022 Blackwell Scholarship Awards. Blackwell Scholars receive up to four years of scholarship support, a mentor from a Nicsa member company, and access to career networking and internship opportunities. 2022 marks the 60th anniversary of Nicsa, and the 24th year of Blackwell […]
- [Nicsa Welcomes New Committee Chairs](https://nicsa.org/nicsa-welcomes-new-committee-chairs/): Boston, MA – June 30, 2022 – Nicsa welcomed eleven new Committee Chairs over the past six months who will each help support the nonprofit’s work to advance leading practices within the global asset management industry. Nicsa supports a variety of committees that are open to all employees of member firms, providing an excellent opportunity […]
- [Inclusive Talent Management - Steps Your Firm Should Take Now](https://nicsa.org/inclusive-talent-management-steps-your-firm-should-take-now/): The financial benefits of diverse workforces are no longer speculative — they’re proven. Today, mountains of evidence, including McKinsey & Company’s 2020 “Racial Equity in Financial Services” report, have established a direct correlation between profitability and the diversity of senior teams.   The McKinsey report, for example, found that “For every 10 percent more racially […]
- [Surfing the Alts Wave](https://nicsa.org/surfing-the-alts-wave/): A Guest Blog by Sanne-LIS, Luxembourg | ALFI Member  Pierre Weimerskirch, Managing Director, Sanne-LIS, Luxembourg Over the last 10 years alternative investments have grown tremendously, with 2021 breaking records. Luxembourg, as a leading international hub for the distribution of alternative funds, has benefited greatly from this trend. Today, more than 6,000 alternative investments funds with […]
- [Healthy Minds: The Next Big ESG Issue?](https://nicsa.org/healthy-minds-the-next-big-esg-issue/): Healthy Minds: The Next Big ESG Issue? Replay Session Moderator Marty Griffin, Vice President Operations, Northeast Retirement Services, kicked off the last session of Nicsa’s 2022 SLF with a quote from Blackrock CEO Larry Fink:   “In addition to upending our relationship with where we physically work, the pandemic also shone a light on issues […]
- [Preparing for Disruptors](https://nicsa.org/preparing-for-disruptors/): Industry disruption: It’s thrilling when your organization is causing it — and quite the opposite if your organization is lagging behind.   Attendees of Nicsa’s Strategic Leadership Forum got the opportunity to stay on the cutting edge by exploring the latest tech solutions, ecosystems, and configurations during a general session moderated by Phil Andriyevsky, Partner, […]
- [Panelists Share DEI Mobilization Efforts](https://nicsa.org/panelists-share-dei-mobilization-efforts/): On the Clock to Advance DEI Replay Session Nicsa’s Strategic Leadership Forum wouldn’t be complete without a deep dive into building genuinely equitable workplaces — after all, DEI has to be practiced at the top, not just on the front lines.   Cassie McCarthy, Manager, EY’s Wealth and Asset Management Consulting Practice, moderated an important […]
- [The Trajectory of the Asset Management Industry](https://nicsa.org/the-trajectory-of-the-asset-management-industry/): Several CEOs spearheading the future of asset management kicked off the last day of Nicsa’s Strategic Leadership Forum with a fireside chat covering the industry’s hottest topics. The event was moderated by Kevin Mahn, President and Chief Investment Officer, Hennion & Walsh Asset Management, and featured leadership from Allspring Global Investments, BNY Mellon, and Columbia […]
- [How Industry Leaders are Transforming Challenge into Opportunity](https://nicsa.org/how-industry-leaders-are-transforming-challenge-into-opportunity/): The Great Reprioritization: How Industry Leaders are Transforming Challenge into Opportunity Replay Session  Compared with the hardest-hit industries, asset management has emerged from the pandemic relatively strong — at least from a financial standpoint, according to Yariv Itah, Managing Principal at Casey Quirk, a Deloitte Business.   “The industry has not managed more assets, generated […]
- [Industry Viewpoints of Broker-Dealers and Asset Managers](https://nicsa.org/industry-viewpoints-of-broker-dealers-and-asset-managers/): Today’s Headlines and Tomorrow’s Trends: A Look at the Industry from the Viewpoints of Broker-Dealers and Asset Managers   Nicsa members explored the here and now with an eye toward the future during the 2022 Strategic Leadership Forum (SLF) on March 30. The two-part session gave attendees the perspectives of both broker-dealers and asset managers […]
- [A Look at the 2022 SLF Speaker Lineup](https://nicsa.org/a-look-at-the-2022-slf-speaker-lineup/): Nicsa’s Strategic Leadership Forum will take place March 30-April 1 at the Sawgrass Marriott Golf Resort & Spa in Ponte Vedra Beach, FL.  Here, thought leaders within the asset management industry will convene to discuss the top issues facing today’s asset management industry, including hiring and retention trends, product and distribution opportunities, DEI priorities, the […]
- [Nicsa’s SLF to Focus on Looking Forward and Giving Back](https://nicsa.org/nicsas-slf-to-focus-on-looking-forward-and-giving-back/): Boston, MA – February 3, 2022 — Nicsa’s annual Strategic Leadership Forum, a premier industry event tackling business critical issues facing the global asset management industry, will take place March 30 to April 1 at the Sawgrass Marriott Golf Resort & Spa in Ponte Vedra Beach, Florida.   Whether in person or via live-streaming content, participants will […]
- [Sharing Powerful DEI Tips for Creating Workplace Change](https://nicsa.org/sharing-powerful-dei-tips-for-creating-workplace-change/): Sharing forward-thinking ideas that help firms advance equitable opportunity and support business results is a crucial mission of the Diversity Project North America. It’s also the impetus behind the Diversity Project’s Next Practices Committee.   The Next Practices Committee regularly seeks input from its member firms, as well as from external experts with different perspectives. […]
- [Sue Herera, “First Lady of Wall Street”, to Headline at Nicsa’s Strategic Leadership Forum in March](https://nicsa.org/sue-herera-first-lady-of-wall-street-to-headline-at-nicsas-strategic-leadership-forum-in-march/): Boston, MA – Jan 26, 2022 – One of CNN’s most dynamic thought leaders will address attendees of Nicsa’s 2022 Strategic Leadership Forum, taking place in Ponte Vedra Beach, Florida from March 30 – April 1. Sue Herera, Anchor at Large, has more than 30 years with CNBC. Nicknamed “The First Lady of Wall Street,” […]
- [Nicsa 2021 NOVA Awards Recognize Leaders in Asset Management](https://nicsa.org/nicsa-2021-nova-awards-recognize-leaders-in-asset-management/): Boston, MA -- December 13, 2021 -- Nicsa, a leading asset management trade association, is proud to announce the winners of the 2021 Nicsa NOVA Awards, which recognize excellence in innovation and leadership within the asset management industry. The 2021 award winners are as follows: Lifetime Achievement Award Michael (Mike) DeNofrio, Managing Director, Head of […]
- [A Journey to Be Kept Alive: Harnessing the Power of ID&E in the Financial Services Sector](https://nicsa.org/a-journey-to-be-kept-alive-harnessing-the-power-of-ide-in-the-financial-services-sector/): A Guest Blog by State Street | ALFI Member | Diversity Project North America Member   Abdel Hmitti, Senior Vice President, Head of EMEA Private Equity & Real Assets Fund Services Joshua Lovell, Senior Vice President, Head of Global Transfer Agency Operations   Every generation faces a new set of social and economic conditions. They […]
- [Leaders Talk Enhancing Advantage and Creating Value](https://nicsa.org/leaders-talk-enhancing-advantage-and-creating-value/): The ongoing evolution of asset management is an important industry topic — and was a frequent point of discussion throughout Nicsa’s recent GMM.   “It is no longer a question of ‘if’ asset management needs to change; but rather of what that transformation should look like and how it can create long-term value for all […]
- [Relationships Matter: How Asset Managers are Evolving Interactions with Business Partners and Clients](https://nicsa.org/relationships-matter-how-asset-managers-are-evolving-interactions-with-business-partners-and-clients/): Half of advisors are saying they will not meet an asset manager sales representative in person under any circumstances, and only 29% say they will only meet remotely, according to recent research conducted by SS&C in association with Horsesmouth.   “This speaks to the importance of understanding the behaviors and preferences, of the different audiences […]
- [Build Deep Connections with These Forward-Thinking Asset Management Approaches](https://nicsa.org/build-deep-connections-with-these-forward-thinking-asset-management-approaches/): Between changing investor demands, a global pandemic, and advancements in technology, the past few years have brought profound change to the wealth management industry.   Many of these trends existed pre-COVID-19, but most agree that the virus radically accelerated them, ushering in an inevitable future. Asset managers focused on building relevance and trust in this […]
- [C-Suite Leaders Share Insight on Innovation, Inclusion in a Post COVID-19 Era](https://nicsa.org/c-suite-leaders-share-insight-on-innovation-inclusion-in-a-post-covid-19-era/): “Our jobs are never boring, because our industry is always changing,” Kevin Mahn, President and Chief Investment Officer at Hennion & Walsh Asset Management, said during Nicsa’s 2021 General Membership Meeting (GMM) October 6-8.   Mahn was one of three executive-level panelists who shared perspectives on boosting client value in a rapidly evolving asset management […]
- [Nicsa Appoints Seven New Committee Chairs](https://nicsa.org/nicsa-appoints-seven-new-committee-chairs/): Boston, MA – November 1, 2021 – Nicsa announced the election of seven new Committee Chairs who will each help support the nonprofit’s work to advance leading practices within the global asset management industry. Nicsa supports a variety of committees that are open to all employees of member firms, providing an excellent opportunity for all divisions, […]
- [Nicsa’s Annual DEI Perception Study, Prepared with EY, Identifies Authenticity Gaps and Offers Actionable Tips](https://nicsa.org/nicsas-annual-dei-perception-study-prepared-with-ey-identifies-authenticity-gaps-and-offers-actionable-tips/): Nicsa’s Annual DEI Perception Study, Prepared with EY, Identifies Authenticity Gaps and Offers Actionable Tips Asset management industry participants perceive high adoption of DEI importance; however, navigating path to measurable results presents challenges and opportunities. Boston, MA – October 12, 2021– Despite a high level of acceptance of the importance of diversity, equity, and inclusion […]
- [Nicsa Appoints Six New Members to Board of Directors at 2021 GMM](https://nicsa.org/nicsa-appoints-six-new-members-to-board-of-directors-at-2021-gmm/): Boston, MA – October 6, 20201 – Nicsa announced at its 2021 General Membership Meeting the election of six new members to its Board of Directors.   The new Board members are as follows: Ryan Burns | Northern Trust Ken Cawley | Goldman Sachs Lisa Goulemas | Fidelity Kirsten Pickens | FS Investments Steve Rueschhoff | […]
- [Nicsa Announces Keynote Speaker For 2021 General Membership Meeting](https://nicsa.org/nicsa-announces-keynote-speaker-for-2021-general-membership-meeting/): Boston, MA – September 20, 2021 – Nicsa, leading provider of education and networking forums to professionals in the global asset management industry, announces the keynote speaker for its 2021 General Membership Meeting to take place on October 6-8. “High-caliber, dynamic speakers are a critical component of Nicsa’s national conferences, providing attendees a tremendous opportunity for new information on […]
- [Diversity Project North America Named WIAM DEI Initiative of the Year](https://nicsa.org/diversity-project-north-america-named-wiam-dei-initiative-of-the-year/): Boston, MA – September 8, 2021 – The third-annual Women in Asset Management Award Series (US Edition), presented by DiversityQ, has chosen Nicsa’s Diversity Project North America as 2021 DEI Initiative of the Year. Contestants for this award category were judged based on their initiative’s commitment to promoting diversity, equity and inclusion, its impact on […]
- [Nicsa 2021 GMM Agenda Highlights Industry Innovation](https://nicsa.org/nicsa-2021-gmm-agenda-highlights-industry-innovation/): The Nicsa 2021 General Membership Meeting (GMM) will take place virtually October 6-8 to explore what the next few years will look like as we seek out new ways to drive innovation in the global asset management industry. As we collectively return to a new normal and reset our expectations, our goals, and our business […]
- [Founding DPNA Member, CFA Institute, Seeks Public Comments on DEI Code](https://nicsa.org/founding-dpna-member-cfa-institute-seeks-public-comments-on-dei-code/): In July, CFA Institute, a founding member of the Diversity Project North America, published a draft if its voluntary Diversity, Equity, & Inclusion Code for the Investment Profession in the US and Canada for public comment.   We’ve now entered the last two weeks of the public consultation period. If you have not already done […]
- [Nicsa’s Diversity Project North America named to InvestmentNews’ 2021 Excellence in Diversity, Equity and Inclusion Awards](https://nicsa.org/nicsas-diversity-project-north-america-named-to-investmentnews-2021-excellence-in-diversity-equity-and-inclusion-awards/): Boston, MA – August 9, 2021 – InvestmentNews has recognized Nicsa’s Diversity Project North America as a 2021 Excellence in Diversity, Equity and Inclusion Awards finalist. Diversity Project North America, along with 15 other firms and initiatives, were chosen from more than 120 nominations by a committee of InvestmentNews representatives and judges from the advice […]
- [The Business Benefits of DEI Transparency](https://nicsa.org/the-business-benefits-of-dei-transparency/): Diversity Project North America members gathered during a recent “Next Practices” Committee meeting to discuss a pressing theme in the global asset management industry: DEI data transparency.   Two DPNA founding members proudly presented their firm’s recent DEI transparency initiatives. We share these resources as examples of bold leadership in this evolving area:   Capital […]
- [What Leadership Means in 2021](https://nicsa.org/what-leadership-means-in-2021/): The ongoing COVID-19 virus. Vaccine availability and adoption. Workplace flexibility. Talent recruitment and retention. Initiatives to address racial disparities.   Faced with a growing volume of industry concerns, leaders of the largest asset management firms have more than enough to keep them up at night.   Attendees of Nicsa’s Fearless Leadership Symposium got to hear […]
- [Northern Trust President Talks Leading with Your Heart](https://nicsa.org/northern-trust-president-talks-leading-with-your-heart/): On June 1, 2020, Northern Trust President Shundrawn Thomas published an open letter to the industry detailing his personal experience with racial profiling during an encounter with police in a Chicago suburb. At Nicsa’s Fearless Leadership Symposium approximately a year later, Thomas met virtually with CNBC's Sharon Epperson to further the conversation on diversity in […]
- [C-Suite Leaders on Building Diversity, Equity, and Inclusiveness at the Senior Level](https://nicsa.org/c-suite-leaders-on-building-diversity-equity-and-inclusiveness-at-the-senior-level/): We’ve all heard that change starts at the top, but many leaders aren’t sure how to approach urgent issues centered on diversity, equity, and inclusion (DE&I). During its recent Fearless Leadership Symposium, Nicsa brought together a panel of forward-thinking C-suite executives who helped demystify the process of integrating DE&I into organizational culture.   The session, […]
- [Financial Services Leadership Unites to Support LGBT+ People](https://nicsa.org/financial-services-leadership-unites-to-support-lgbt-people/): From our Partners at LGBT+ Great: Thursday 24 June 2021 -- LGBT Great has launched the 2021 Global Top 100 Executive Allies initiative to mark Pride and spotlight executives from across the financial services industry who have demonstrated excellent leadership on the diversity and inclusion agenda.   The 2021 Global Top 100 represent senior leaders […]
- [Powerful Ways to Further DE&I in the Asset Management Space](https://nicsa.org/powerful-ways-to-further-dei-in-the-asset-management-space/): Client expectations are shifting the paradigm on diversity, equity, and inclusion (DE&I) across the asset management industry. While plenty of work remains to be done, investment managers and other stakeholders know that ethnic, racial, and gender diversity is fundamental to the success of their firms — and they’re eager to effect real change.   Attendees […]
- [Nicsa’s Diversity Project Spurs Industry Dialogue on the AAPI Community Experience](https://nicsa.org/nicsas-diversity-project-spurs-industry-dialogue-on-the-aapi-community-experience/): Among the many devastating effects of the ongoing pandemic is a disheartening rise in harassment and attacks on the Asian American and Pacific Islander (AAPI) community.   The nonprofit organization Stop AAPI Hate — which tracks incidents of hate and discrimination against the AAPI community in the U.S. — saw an increase in reports from […]
- [Nicsa’s Diversity Project North America Announces Rising Stars](https://nicsa.org/nicsas-diversity-project-north-america-announces-rising-stars/): Boston, MA – June 16, 2021 – Nicsa is pleased to announce the winners of its Rising Star Program, a new mentorship and awards program aimed at providing networking and career development opportunities to diverse, aspiring leaders in the asset management industry. Read “Nicsa’s Diversity Project North America Launches DEI Mentorship and Awards Program.”   […]
- [Nicsa’s Fearless Leadership Symposium Draws Industry Powerhouses to the Stage](https://nicsa.org/nicsas-fearless-leadership-symposium-draws-industry-powerhouses-to-the-stage/): Nicsa’s Fearless Leadership Symposium – the first and only national conference focusing solely on Diversity, Equity and Inclusion (DEI) issues specific to the global asset management and fund industry – is set to take place June 16-17. The program will bring together senior business executives to explore how inclusive leadership can enhance productivity, promote growth, […]
- [Post-Pandemic Landscape Remains in State of Evolution](https://nicsa.org/post-pandemic-landscape-remains-in-state-of-evolution/): No one could have predicted the upheaval that 2020 would bring. But organizations across the investment management industry nonetheless stepped up to ease the transition to remote workforces.   Nicsa members took a deep dive into the most recent policy and process challenges that HR, operations, and client relations teams are overcoming during a recent […]
- [Nicsa Adds International Committee to Line-Up of Industry Networking Groups](https://nicsa.org/nicsa-adds-international-committee-to-line-up-of-industry-networking-groups/): Boston, MA – May 25, 2021 – Nicsa, a leading trade association dedicated to fostering dialogue and connecting all aspects of the global asset management industry, today announced the launch of a new committee as it further expands its reach across all business lines of the global industry: the Nicsa International Committee.   The Nicsa […]
- [George Gatch and Shundrawn Thomas to Headline at Nicsa's Fearless Leadership Symposium](https://nicsa.org/george-gatch-and-shundrawn-thomas-to-headline-at-nicsas-fearless-leadership-symposium/): Boston, MA - May 19, 2021 - Two of the industry’s most dynamic thought leaders will address attendees of Nicsa’s Fearless Leadership Symposium. The event, sponsored by Nicsa’s Diversity Project North America, is the first and only national conference focused on Diversity, Equity and Inclusion (DEI) issues specific to the asset management and fund industry […]
- [Nicsa Welcomes New Committee Chairs and Recognizes Past Service](https://nicsa.org/nicsa-welcomes-new-committee-chairs-and-recognizes-past-service/): Boston, MA – May 11, 2021 – Nicsa announced the election of thirteen new Committee Chairs who will each help support the nonprofit’s work to advance leading practices within the global asset management industry. Nicsa supports a variety of committees that are open to all employees of member firms, providing an excellent opportunity for all […]
- [FAQs About Our New Rising Star Program](https://nicsa.org/faqs-about-our-new-rising-star-program/): Nicsa’s Rising Star Program, a new mentorship and awards program aimed at providing networking and career development opportunities to diverse, aspiring leaders in the asset management industry, is underway! Members of Nicsa’s Diversity Project North America are currently selecting nominees for consideration, and winners will be announced at the Fearless Leadership Symposium in June.   To […]
- [Nicsa Announces Inaugural Fearless Leadership Symposium](https://nicsa.org/nicsa-announces-inaugural-fearless-leadership-symposium/): Event will highlight bold business practices that are changing the face of Diversity, Equity & Inclusion (DEI) initiatives Boston, MA – April 28, 2021 — Nicsa, a leading global asset management trade organization, will be hosting its inaugural Fearless Leadership Symposium virtually on June 16-17. The Fearless Leadership Symposium is the first and only national […]
- [Long-term Conviction Over Short-Term Yields](https://nicsa.org/long-term-conviction-over-short-term-yields/): Guest Blog by ALFI, a Nicsa partner. The Association of the Luxembourg Fund Industry (ALFI) represents the face and voice of the Luxembourg asset management and investment fund community. The following article was written by Michael Maldener, Managing Director & Conducting Officer at Nordea Investment Funds S.A. Nordea Asset Management is a member firm of […]
- [Nicsa’s Diversity Project North America Partners with LGBT Great on DEI Data Survey](https://nicsa.org/nicsas-diversity-project-north-america-partners-with-lgbt-great-on-dei-data-survey/): Boston, MA – April 22, 2021 – Nicsa’s Diversity Project North America has partnered with LGBT Great on the release of Holding Up the Mirror: Diversity Data in the Investment, Wealth Management and Savings Industry, a survey of investment, wealth management and savings industry organizations on the collection and usage of DEI data (supported by […]
- [Nicsa’s Diversity Project North America Launches DEI Mentorship and Awards Program](https://nicsa.org/nicsas-diversity-project-north-america-launches-dei-mentorship-and-awards-program/): Boston, MA – April 20, 2021 – Nicsa is pleased to announce the launch of its Rising Star Program, a new mentorship and awards program aimed at providing networking and career development opportunities to diverse, aspiring leaders in the asset management industry.  Nicsa’s Diversity Project North America recognizes the importance of supporting emerging leaders by […]
- [Nicsa Announces Kelly Sherrard as Executive Director,  Head of Operations and Events](https://nicsa.org/nicsa-announces-kelly-sherrard-as-executive-director-head-of-operations-and-events/): Boston, MA – April 1, 2021 – Nicsa announced the hiring of Kelly Sherrard as Executive Director and Head of Operations and Events.   Nicsa is a not-for-profit trade association striving to connect all facets of the global asset management industry in order to develop, share, implement, and advance leading practices. Nicsa member firms include […]
- [Secrets for Success at Smaller Firms](https://nicsa.org/secrets-for-success-at-smaller-firms/): If history has taught us anything, it’s that even the largest firms in the asset management industry had to start somewhere. So how can today’s smaller firms follow in their footsteps, gaining market share against the current backdrop of fewer resources and continued consolidation?   Attendees of Nicsa’s Strategic Leadership Forum took a deep dive […]
- [Managing Client Relationships in a Virtual Environment](https://nicsa.org/managing-client-relationships-in-a-virtual-environment/): There’s no doubt that last year’s events caused a paradigm shift in the way we foster meaningful connections with clients and prospects. Despite the challenges, the agile professionals in our industry have found clever ways to adapt to new operating environments.   “Wholesalers are leveraging technology more skillfully than they ever have,” said Jeff Duckworth, […]
- [Nicsa Empowers SLF Attendees to Deepen Relationships in a New Age](https://nicsa.org/nicsa-empowers-slf-attendees-to-deepen-relationships-in-a-new-age/): Those who joined together in Fort Lauderdale for Nicsa’s 2020 Strategic Leadership Forum had no way of knowing they would be attending the last industry conference before lockdown.   Soon after returning home, they — along with the rest of the industry — would rise to an unexpected challenge, implementing home office arrangements while working […]
- [A Post-Pandemic Shift in the Asset Management Landscape](https://nicsa.org/a-post-pandemic-shift-in-the-asset-management-landscape/): Between vaccine policies, office logistics, and unique threats to mental health, those leading today’s asset management industry often find themselves grappling with serious considerations.   Attendees of Nicsa’s Strategic Leadership Forum gained valuable insight on how they can support the transition to the post-pandemic workforce during a session moderated by Gayle Coluccio, Director at Aliter […]
- [The Interplay Between Data and Technology](https://nicsa.org/the-interplay-between-data-and-technology/): “Transformation is a popular term these days, and data and technology are certainly foundational to doing it successfully,” EY’s Senior Manager of Wealth and Asset Management Cheryl Boyd told attendees during a panel discussion held virtually for Nicsa’s recent SLF. “As we’ve seen financial services evolve, we’ve seen the leadership positions in the data and […]
- [Diversity Project North America 2021 DE&I Perception Survey is Live](https://nicsa.org/diversity-project-north-america-2021-dei-perception-survey-is-live/): The Diversity Project North America 2021 DE&I Perception Survey of the Asset Management industry is live!    As part of the Diversity Project North America's continued efforts to advance diversity, equity, and inclusion in the asset management industry, this survey is being conducted with EY to measure the industry’s perception of key diversity, equity, and […]
- [Nicsa Honors Volunteer of the Year Award Recipients](https://nicsa.org/nicsa-honors-volunteer-of-the-year-award-recipients/): Boston, MA – March 2, 2021 — Nicsa announced its Volunteer of the Year honorees at the Strategic Leadership Forum last week. Nica’s Volunteer of the Year Awards recognize the outstanding efforts of members who are especially dedicated to servicing the Nicsa community.   “Each year, Nicsa recognizes volunteers who have tirelessly committed to furthering our […]
- [Nicsa 2021 Strategic Leadership Forum to Focus  on Foundations for Authentic Engagement](https://nicsa.org/nicsa-2021-strategic-leadership-forum-to-focus-on-foundations-for-authentic-engagement/): Boston, MA – February 22, 2021 — Nicsa’s Strategic Leadership Forum will take place via a virtual platform from February 24-26 and will feature some of the industry’s most influential innovators.   The theme of this year’s SLF is “2021: The Year of the Relationship.” The event will bring together industry thought leaders to explore […]
- [Speakers Set for Nicsa’s Virtual Stage: SLF 2021](https://nicsa.org/speakers-set-for-nicsas-virtual-stage-slf-2021/): Nicsa’s Strategic Leadership Forum will take place Feb 24-26. This year’s theme is “2021: The Year of the Relationship”. The program will focus on building foundations for authentic engagement with employees, advisors, investors, and the communities we serve. The virtual conference will feature 15+ hours of educational content covering all facets of the global asset […]
- [Nicsa president: The themes that will define 2021 in asset management | Article by Fund Intelligence](https://nicsa.org/nicsa-president-the-themes-that-will-define-2021-in-asset-management-article-by-fund-intelligence/): Trade association president and CEO Jim Fitzpatrick explains why 2021 is 'year of the relationship.' Read the full article from Fund Intelligence here. #PressRelease #DiversityProject #PR-DiversityandInclusion​​​
- [BlackRock’s Robert Kapito to Headline at Nicsa SLF](https://nicsa.org/blackrocks-robert-kapito-to-headline-at-nicsa-slf/): A leader of one of the world’s premier providers of global investment management, risk management and advisory services, Robert Kapito is an industry innovator and thought leader on best practices in investment management. He was the recipient of the 2009 Joseph Wharton Leadership Award, the Marine Corps-Law Enforcement Foundation’s 2010 Semper Fidelis Award. Mr. Kapito […]
- [Strategic Leadership Forum Planning Underway: Relationships Take Center State](https://nicsa.org/strategic-leadership-forum-planning-underway-relationships-take-center-state/): Nicsa has been hard at work shaping the agenda for this year’s Strategic Leadership Forum. Planning is well under way and a terrific program full of rich, value-added content is taking form. Nicsa encourages all members to join us in tackling 2021: The Year of the Relationship at the Nicsa SLF from February 24 - […]
- [A Continued Conversation on Race in the Global Asset Management Industry](https://nicsa.org/a-continued-conversation-on-race-in-the-global-asset-management-industry/): Nicsa launched its Diversity Project America in late 2018 to provide the industry with a bold pathway for action in the diversity and inclusion (D&I) space.   Amid the current movement to end systemic racism, the association recently presented the second installment of the webinar series Listen, Learn, and Lead, sponsored by Northern Trust. This […]
- [Nicsa Honors Industry Leaders With 2020 NOVA Awards](https://nicsa.org/nicsa-honors-industry-leaders-with-2020-nova-awards/): Boston, MA – December 15, 2020— Nicsa, a leading asset management trade association, today announced the winners of the 2020 Nicsa NOVA Awards, which recognize excellence in innovation and leadership within the asset management industry. The 2020 award winners are as follows: Lifetime Achievement Award Paul Schott Stevens, President & CEO, Member of the Executive […]
- [Next-Wave Distribution](https://nicsa.org/next-wave-distribution/): Nicsa members received an in-depth look at current distribution trends during a Webinar Wednesday event moderated by Lesley Keefe, Managing Director at EY. The session, held early November, featured panelists from EY’s wealth and asset management business consulting practice.   During the second half of 2019 and early 2020, EY conducted research focused on two […]
- [Former Nicsa Chairman Dan Houlihan Weighs in on Industry Tech Transformations](https://nicsa.org/former-nicsa-chairman-dan-houlihan-weighs-in-on-industry-tech-transformations/): The COVID-19 pandemic has highlighted the potential of technology and why it could reshape the asset management landscape. With a spotlight on digital client interaction and resiliency, asset managers are adapting to the increasing importance of technology, but the industry has a way to go in terms of intervention and innovation. Former Nicsa Chairman of […]
- [Diversity Project North America Member Firms Hold Round Table on Advancing Racial Equity.](https://nicsa.org/diversity-project-north-america-member-firms-hold-round-table-on-advancing-racial-equity/): Racial equity is a critical topic for the asset management industry with a renewed sense of urgency sparked by the death of George Floyd in Minneapolis earlier this year and the events that followed. The industry has acknowledged a shared responsibility to address inequity, as well as its impact to employees, investors, and the communities […]
- [Regulatory Outlook Reveals Impact to Asset Managers](https://nicsa.org/regulatory-outlook-reveals-impact-to-asset-managers/): Nicsa members received a generous dose of regulatory oversight during a panel event moderated by Frank Maresca, Vice President of Broadridge. “The SEC has been very busy this year, both proposing and enacting rules that impact reporting,” Maresca said. “It is interesting to examine how these rules converge in making information for investors more digestible and […]
- [Workplace Wellness and Inclusion Amid Social Change](https://nicsa.org/workplace-wellness-and-inclusion-amid-social-change/): Between a global pandemic impacting the physical and mental health of employees across the globe and a national reckoning with racial injustice, a focus on workplace culture has never been more important.   Nicsa members explored these transformative forces through the lens of inclusion and wellness during the first day of GMM 2020, held virtually […]
- [Stripping the Labels: Panelists Talk Operational Change](https://nicsa.org/stripping-the-labels-panelists-talk-operational-change/): Investment management companies have had clearly-defined front, middle, and back offices for ages — but over the years, corporate culture has begun to change. Nicsa members explored how firms are breaking down the walls from an operational perspective during the second day of GMM 2020, held virtually on October 8.   “Asset managers, services providers: […]
- [Exploring the Asset Management Industry’s Return to Office](https://nicsa.org/exploring-the-asset-management-industrys-return-to-office/): A forward-thinking virtual panel kicked off Nicsa’s 2020 General Membership Meeting October 7 by addressing the question on nearly every professional’s mind: What will it take for the asset management industry to reopen offices safely?   Justin Hall, Partner at PwC, who moderated the session, said that over the past six months, he’s seen the […]
- [Political and Economic Uncertainty in the Asset Management Industry](https://nicsa.org/political-and-economic-uncertainty-in-the-asset-management-industry/): Uncertainty has been the name of the game in 2020 — and that trend that will likely continue as we head into 2021. But with uncertainty comes opportunities for competitive differentiation. To that end, panelists gathered to present a bird's-eye view of political and economic trends affecting the industry and during the final day of […]
- [Distributors Take a Close Look at the Product Lifecycle](https://nicsa.org/distributors-take-a-close-look-at-the-product-lifecycle/): Nicsa members received a detailed look into product lifecycle challenges from the distributor’s point of view during the second day of GMM 2020, held virtually on October 8.   Linda York, Senior Vice President of Cogent Syndicated, moderated the event, which featured diverse perspectives from Bank of America, LPL Financial, and Morgan Stanley.   Robert […]
- [A Product Masterclass for 2025](https://nicsa.org/a-product-masterclass-for-2025/): As we inch closer to 2021, seasoned product leaders from American Century, John Hancock, and Nationwide shared their future product priorities during the second day of GMM 2020 (held virtually on October 8).   Dan Beckman, Head of U.S. Product, Columbia Threadneedle, moderated the panel, which focused on the current landscape for alternative investments, interval […]
- [Nicsa’s Diversity Project North America Announces Release of D&I Pulse Survey Results](https://nicsa.org/nicsas-diversity-project-north-america-announces-release-of-di-pulse-survey-results/): Boston, MA – October 28, 2020 – Nicsa is pleased to announce the release of its 2020 Pulse Survey Report: a pulse check on the perception of diversity, equity and inclusion in the asset management industry.   As part of its mission to accelerate D&I in the asset management industry, Nicsa’s Diversity Project North America […]
- [Nicsa Announces Election of Chairman  and Six New Members to its Board of Directors](https://nicsa.org/nicsa-announces-election-of-chairman-and-six-new-members-to-its-board-of-directors/): Boston, MA – October 13, 2020 – Nicsa announced at its 2020 General Membership Meeting the election of Scott Brady, Head of US Product Development & Strategy at Columbia Threadneedle Investments, as Chairman of its Board of Directors.   As Chairman, Mr. Brady will preside over the governing body of the Association as well as […]
- [Nicsa’s “Face the Membership” Session to Feature Two of the Industry’s Most Influential Women](https://nicsa.org/nicsas-face-the-membership-session-to-feature-two-of-the-industrys-most-influential-women/): Asset management executives from over 50 firms will gather at Nicsa’s virtual General Membership Meeting to discuss some of the most timely and pertinent topics affecting the global asset management industry. As always, the much anticipated “Face the Membership” session is expected to provide valuable insight into industry trends from the perspective of industry thought […]
- [Nicsa 2020 General Membership Meeting to Focus  on the Path Forward for the Asset Management Industry](https://nicsa.org/nicsa-2020-general-membership-meeting-to-focus-on-the-path-forward-for-the-asset-management-industry/): Boston, MA – September 28, 2020 — Nicsa’s keystone industry event, its General Membership Meeting, is going virtual this year and features some of the industry’s most influential innovators. The GMM will take place from October 7-9.   The General Membership Meeting will bring together industry professionals via a virtual platform to hear dynamic and […]
- [Market Experts Talk ESG Supply and Demand](https://nicsa.org/market-experts-talk-esg-supply-and-demand/): Sustainability has become a core lifestyle value in recent years, driving demand in the asset management industry for Environmental, Social, and Governance (ESG)-based investment solutions. Nicsa members received updates on both the demand and supply side of the emerging market during a recent Webinar Wednesday event.   Dan Bender, Managing Director at EY, moderated the […]
- [Soledad O’Brien, Award-winning Journalist, Author and Philanthropist to Take Nicsa Stage at GMM](https://nicsa.org/soledad-obrien-award-winning-journalist-author-and-philanthropist-to-take-nicsa-stage-at-gmm/): Nicsa members will have the opportunity to hear the unique perspective of award-winning journalist, entrepreneur and host of the weekly syndicated political show, Matter of Fact, during the 2020 General Membership Meeting on October 9. Soledad O’Brien is CEO of Soledad O’Brien Productions, a multi-platform media product company dedicated to telling empowering and authentic stories […]
- [Nicsa Unveils Full Speaker Lineup for 2020 GMM, Covering All Facets of Asset Management](https://nicsa.org/nicsa-unveils-full-speaker-lineup-for-2020-gmm-covering-all-facets-of-asset-management/): Thought leaders and industry innovators from across the asset management spectrum will convene at Nicsa’s virtual General Membership Meeting from October 7-9. The speaker lineup features leading experts from a diverse set of asset management firms, broker dealers, and an extensive group of financial services firms.   Thirty-seven speakers from 34 different companies will cover […]
- [Regulatory Discussion Reveals New Rules, Reviews Impact to Asset Managers](https://nicsa.org/regulatory-discussion-reveals-new-rules-reviews-impact-to-asset-managers/): Nicsa members received a generous dose of regulatory oversight during a recent Webinar Wednesday panel event moderated by Frank Maresca, Vice President of Broadridge. “The SEC has been very busy this year, both proposing and enacting rules that impact reporting,” Maresca said. “It is interesting to examine how these rules converge in making information for investors […]
- [Nicsa Announces  Financial Industry Leader Jamie Dimon  as Keynote for General Membership Meeting](https://nicsa.org/nicsa-announces-financial-industry-leader-jamie-dimon-as-keynote-for-general-membership-meeting/): Boston, MA – September 2, 2020 —Nicsa, a global asset management trade association, announced that JPMorgan Chase & Co. Chairman and CEO Jamie Dimon, a financial industry leader and catalyst for innovation, will headline as a closing speaker at its 2020 General Membership Meeting in a Fireside Chat with Jim Fitzpatrick, President & CEO of […]
- [Nicsa’s Diversity Project Sponsors Industry Dialogue  on Authentic Allyship](https://nicsa.org/nicsas-diversity-project-sponsors-industry-dialogue-on-authentic-allyship/): Dismantling systemic racism in the workplace is an effort that will require a fundamental shift in workplace culture and governance. After all, racism and biases rear their persistent and ugly heads in many forms, including fewer job opportunities, lower salaries, and less career advancement.   One of the first steps in healing the wounds of […]
- [Repeat After Me: Am I an Anti-Racist?](https://nicsa.org/repeat-after-me-am-i-an-anti-racist/): By Justine Phoenix, Head of Diversity Project North America:  I was honored to participate in J.P. Morgan’s recent internal round table discussion led by their AsPIRE & BOLD Business Resource Groups, titled “Rediscovering Ourselves: Understanding Racism and Discrimination in the Workplace.” The panel boldly and skillfully explored the topics of racism and discrimination in the workplace. […]
- [The Data Analytics Journey: From Foundation to Financial Innovation](https://nicsa.org/the-data-analytics-journey-from-foundation-to-financial-innovation/): By: Nicsa Data Analytics Committee Every financial organization has more data than ever, but the real advantage comes from knowing how to use it with purpose. What once felt like a specialized technical discipline has become an essential business capability for professionals across operations, compliance, client service, and investment teams. As markets move faster, regulatory expectations grow, and AI becomes part of everyday workflows, data analytics is no longer just about reporting what happened. It is about building the skills, judgment, and collaborative mindset needed to turn information into trusted decisions and meaningful innovation. In today’s hyper-connected digital economy, data is […]
- [Help Shape the Future of Data Analytics in the Asset and Wealth Management Industry](https://nicsa.org/help-shape-the-future-of-data-analytics-in-the-asset-and-wealth-management-industry/): By: Nicsa Data Analytics Committee Data continues to play an increasingly critical role across the asset and wealth management industry, influencing everything from business strategy and operational efficiency to client engagement and regulatory readiness. As organizations navigate evolving technologies, growing data demands, and new opportunities for innovation, understanding the industry's priorities has never been more important. To help capture these insights, Nicsa's Data Analytics Committee is launching a brief industry survey designed to better understand the key challenges, opportunities, and strategic initiatives shaping organizations today. Complete the survey here. Why Participate? The survey will help the committee identify emerging trends, better […]
- [Digital Assets: Observations from Market Participants](https://nicsa.org/digital-assets-observations-from-market-participants/): By: Nicsa Technology & Innovation Committee Recent survey results from the Nicsa Technology & Innovation Committee offer a directional view into how Committee members are thinking about digital assets—highlighting both areas of strong understanding and where questions are now shifting toward practical application. A Closer Look at the Survey Results While foundational concepts such as blockchain and tokenization are well understood, responses were more mixed in areas tied to implementation. This includes more specialized technical concepts on distributed ledger mechanics and the evolving US regulatory landscape, where recent guidance has sought to clarify how existing commodities and securities laws apply […]
- [Advancing Clarity in Unclaimed Property: Industry Collaboration Driving Better Outcomes](https://nicsa.org/advancing-clarity-in-unclaimed-property-industry-collaboration-driving-better-outcomes/): By: Nicsa Unclaimed Property Committee & Nicsa Retirement Committee Collaboration is essential as regulatory expectations for unclaimed property continue to evolve across the asset and wealth management industry. Through a joint effort by NICSA’s Unclaimed Property Committee and Retirement Committee, members are aligning perspectives and navigating increasingly complex requirements across ERISA and non-ERISA frameworks. Central to this effort is the ERISA and Non-ERISA Unclaimed Property Reporting Guide, developed and presented by long-time NICSA member Abandoned Property Advisors (APA). This work is particularly timely as policymakers consider proposals such as H.R. 5325, which could introduce new frameworks for handling unclaimed retirement distributions. […]
- [Who Owns AI Failure? A Brief Framework for AI Governance](https://nicsa.org/who-owns-ai-failure-a-brief-framework-for-ai-governance/): By: Nicsa Data Analytics Committee Nicsa's Data Analytics Committee, comprising executives in the asset and wealth management community, presents the following insights around AI Governance:   On the presupposition that computers, and by extension artificial intelligence, cannot be held accountable either morally or legally, business owners, AI engineers, and other AI actors in the financial services industry face the same question: Who is responsible for AI failure? And just as importantly, how do we implement AI while mitigating risk? Why “Failure” Isn’t Hypothetical Failure may sound extreme, but in the context of intellectual property disputes, data governance pressures, and geopolitical dependencies […]
- [Private Market Valuations Take Center Stage at Nicsa’s Fund Administration Committee](https://nicsa.org/private-market-valuations-take-center-stage-at-nicsas-fund-administration-committee/): By: Nicsa Fund Administration Committee Nicsa’s Fund Administration Committee continues to serve as a forum for timely, practical discussions on the evolving challenges facing fund operations. At our latest meeting, members came together to explore one of the most complex areas in the industry today: private market valuations. The session featured Liza Bowersox, Partner in Weaver’s Valuation Services practice, who led a thoughtful discussion on the realities of valuing private equity and venture capital investments. Navigating Complexity in Private Markets As private markets continue to grow and expand into new product structures, valuation practices are under increasing scrutiny. Liza highlighted several […]
- [Inclusion in Finance Leaders Present Transformative Rebrand](https://nicsa.org/inclusion-in-finance-leaders-present-transformative-rebrand/): In a recent global webinar, Inclusion in Finance (formerly the Diversity Project) introduced a transformative rebrand alongside an ambitious five-year strategy designed to accelerate inclusion, strengthen performance, and unify efforts across regions. This is not a cosmetic change. It is a strategic evolution. Learn more by watching the replay: Watch the recording  A New Name, A Broader Mandate After a decade of impact, the transition from the Diversity Project to Inclusion in Finance reflects maturity, momentum, and a stronger global alignment. Operating across three coordinated regions (UK, Europe, and North America), the organization remains locally responsive while increasingly aligned globally. […]
- [Nicsa and Expect Miracles Foundation (EMF) Unite to Advance Financial Relief for Young Adult Cancer Survivors](https://nicsa.org/nicsa-and-expect-miracles-foundation-emf-unite-to-advance-financial-relief-for-young-adult-cancer-survivors/): Nicsa’s $20,000 contribution underscores the collective impact of the asset and wealth management industry in driving meaningful change. The power of industry collaboration was on full display at the 2026 SAMFund Soirée Boston, where Nicsa reinforced its commitment to purpose-driven leadership through its ongoing partnership with the Expect Miracles Foundation (EMF). Held on March 10, the event convened a passionate community dedicated to supporting young adult cancer survivors—an often underserved population navigating both health and financial challenges. As part of this impactful evening, Sarah Walter of Nicsa presented a $20,000 check to EMF in support of its SAMFund Grant Program. […]
- [Private Markets Committee Highlights Key Focus Areas Shaping the Industry](https://nicsa.org/private-markets-committee-highlights-key-focus-areas-shaping-the-industry/): Authored by Sarah Walter, Head of Asset and Wealth Management Relationships at Nicsa Private markets continue to play an increasingly central role in asset and wealth management strategies, driven by investor demand for differentiated return streams, income, and diversification. Nicsa’s Private Markets Committee convenes senior leaders from across asset management, wealth platforms, distribution, technology, and professional services to examine how firms are navigating this evolving landscape. Formerly known as the Alternative Investments Committee, the group formally updated its name in 2025, with 95% of members voting in favor of the change. The new name, private markets, is more aligned with current industry terminology and […]
- [Governance Isn’t Glamorous, But It’s What Makes AI in Finance Work](https://nicsa.org/governance-isnt-glamorous-but-its-what-makes-ai-in-finance-work/): By: Nicsa Innovation & Technology Committee Nicsa's Innovation & Technology Strategy Committee, comprising executives in the asset and wealth management community, presents the following insights around AI implementation:   Artificial Intelligence is no longer a side experiment in financial services. In asset and wealth management, it is quickly becoming strategic infrastructure. Firms are using AI to streamline client reporting, automate compliance monitoring, analyze risk, and enhance customer service. But this transformation comes with real risk. AI in finance is not like AI in consumer apps. A mistake in an investment memo, a missed clause in a regulatory filing, or a fabricated […]
- [Global AI Advisor and Former OpenAI Executive Zack Kass to Keynote Nicsa’s 2025 Asset & Wealth Management Summit](https://nicsa.org/global-ai-advisor-and-former-openai-executive-zack-kass-to-keynote-nicsas-2025-asset-wealth-management-summit/): Get ready to look ahead.Nicsa has invited Zack Kass— Global AI Advisor and Former Head of Go-To-Market at OpenAI—to deliver the keynote address at the 2025 Asset & Wealth Management Summit, taking place November 11–12, with the keynote on Wednesday, November 12. As the asset and wealth management industry continues to navigate the transformative power of artificial intelligence, Zack brings a uniquely informed and practical perspective on what’s next—and how firms can stay ahead. At OpenAI, Zack led the teams responsible for sales, partnerships, and customer success, turning the company’s cutting-edge research into real-world business solutions. He has personally advised […]
- [Nicsa International Committee Reviews Opportunities in Chinese AWM Market](https://nicsa.org/nicsa-international-committee-reviews-opportunities-in-chinese-awm-market/): The International Committee hosted a discussion on developments in the China investment and funds industry. The Committee invited Dean Chisholm, who lead Invesco business in China & its wider region for many years, and Qing Ni, PwC’s Head of Asset & Wealth Management in Chinese Mainland, based in Beijing. The Committee also invited participation by representatives from Franklin Templeton with experience working in China through joint venture investment entities.  The asset and wealth management (AWM) industry in China continues to evolve, underpinned by regulatory reform, growing investor demand and availability of new collective investment products and services. Qing Ni went […]
- [International Committee Explores Trends in Sustainability Investment Products](https://nicsa.org/international-committee-explores-trends-in-sustainability-investment-products/): The ESG investing landscape is evolving fast. Nicsa’s International Committee, comprising executives in the international asset and wealth management community, recently invited Federated Hermes’ Head of Product Strategy & Development, Stuart Ballard to present findings around ESG & Sustainability investments. Recent trends reveal a nuanced picture: while demand for sustainability-aligned products remains significant, the market is undergoing major shifts driven by fund flows, regulation, and investor sentiment. Fund flow data highlights both resilience and headwinds, while upcoming regulation could reshape the market entirely. Drawing on the latest data presented by Federated Hermes (June 2025), here are the key developments shaping […]
- [A Letter to Members from Jim Fitzpatrick, 2025](https://nicsa.org/a-letter-to-members-from-jim-fitzpatrick-2025/): To the Nicsa Community, I hope 2025 is off to a great start for our members. It’s a privilege to be part of a network offering unique connectivity among industry professionals to better serve clients, support employees, and drive innovation in the asset and wealth management landscape. With over 30 committees covering front-to-back-office business functions, Nicsa has seen growing engagement and new volunteers. The success we enjoy is primarily a result of the passion and energy of these communities, collaborating on today’s top-of-mind industry issues.  Looking ahead, I’m excited to share the dates for our 2025 signature events. These events […]
- [Nicsa Announces 2025 Rising Stars of the Asset & Wealth Management Industry](https://nicsa.org/nicsa-announces-2025-rising-stars-of-the-asset-wealth-management-industry/): Boston, MA – June 5,2025 – Nicsa is pleased to announce the 2025 cohort of its annual Rising Star Program, an awards program aimed at providing mentorship, networking, and career development opportunities to diverse, aspiring leaders in the asset and wealth management industry.   Nicsa’s Diversity Project North America supports emerging leaders with a program that not only provides recognition and exposure for rising professionals, but develops and hones the skills critical for retention and advancement of valued talent within the industry. The 2025 Rising Stars were nominated by member firms of Nicsa’s Diversity Project North America and were recognized at Nicsa’s Fearless Leadership Symposium on […]
- [Navigating the Future](https://nicsa.org/navigating-the-future/): If you or someone from your firm is interested in having their voice heard on the ETF dual share class topic, please contact Sarah Walter (swalter@nicsa.org) to learn more. Nicsa is proud to serve as a catalyst for collaboration across the asset and wealth management industry. As firms navigate a rapidly evolving landscape, we remain committed to providing timely, practical resources to support their journey. Our new ETF Share Class Toolkit is the latest example of this commitment. The proposed ETF share class structure—allowing mutual funds to issue ETF share classes within the same portfolio—offers exciting opportunities for innovation and expanded […]
- [Introducing Nicsa's State of Alternative Investments in Asset & Wealth Management Report](https://nicsa.org/introducing-nicsas-state-of-alternative-investments-in-asset-wealth-management-report/): Nicsa's The State of Alternative Investments in Asset & Wealth Management report is now available! ...
- [Winning with Distribution Intelligence](https://nicsa.org/winning-with-distribution-intelligence-how-top-asset-managers-leverage-distribution-architecture-today/): A Guest Blog by Olmstead Associates Austin Lewis | Head of Client Experience | Lewis@olmst.com In an era of industry consolidation and intense competition in asset management, the key to leading the market—or falling behind—often comes down to intelligence. Smarter distribution decisions, driven by technology
- [Nicsa Announces Volunteer of the Year Awardees](https://nicsa.org/nicsa-announces-volunteer-of-the-year-awardees/): Boston, MA – January 30, 2025 — Nicsa has announced its Volunteer of the Year Awardees, who will be honored at its Strategic Leadership Forum on March 6 in Ft. Lauderdale, FL. Nicsa’s Volunteer of the Year Awards recognize outstanding efforts of members who are dedicated to supporting the mission of the Association, serving the global asset
- [Driving Inclusion and Innovation: The Work of Diversity Project North America's Committees](https://nicsa.org/driving-inclusion-and-innovation-the-work-of-diversity-project-north-americas-committees/): In the ever-evolving landscape of asset and wealth management, fostering innovation through inclusivity is business imperative. The Diversity Project North America (DPNA) is at the forefront of this mission. At the heart of DPNA’s efforts are its committees, each working collaboratively to promote best practices, create meaningful initiatives, and drive lasting change. Here’s how each committee is contributing to a more inclusive and innovative future. Education Engagement Committee: Expanding the Talent Pipeline Attracting and retaining the best early-career talent is essential for the industry's long-term sustainability. The Education Engagement Committee partners with high schools, colleges, and universities to build strong […]
- [Industry Leaders Belski, Pan to Speak at Nicsa’s 2025 Strategic Leadership Forum](https://nicsa.org/industry-leaders-belski-pan-to-speak-at-nicsas-2025-strategic-leadership-forum/): Boston, MA – January 14, 2025 – Nicsa, a leading not-for-profit trade association connecting the global asset and wealth management industry, is thrilled to announce an exceptional lineup of speakers for its 2025 Strategic Leadership Forum (SLF), taking place March 5-7 in Fort Lauderdale, Florida. The conference will feature Cheri Belski, Executive Vice President and Head of Investment Management Solutions at LPL Financial; and Eric Pan, President and CEO of the Investment Company Institute (ICI). The Strategic Leadership Forum, renowned for advancing thought leadership and fostering collaboration, will bring together decision-makers from asset and wealth management firms to address pivotal […]
- [Nisca Recognizes Committee Chairs for First Half of 2025](https://nicsa.org/nisca-recognizes-committee-chairs-for-first-half-of-2025/): Boston, MA – December 19, 2024 – Nicsa, a leading association in support of the asset and wealth management industry, recognizes its Committee Chairs for the first half of 2025. These individuals will help lead the nonprofit’s work to advance leading practices across a wide spectrum of industry business lines. Nicsa’s committees are open to employees of member firms and comprise professionals across divisions, departments, and all levels of management. Committee engagement is focused on professional networking and collaboration centered on the latest industry trends. A full list of Nicsa Chairs and Diversity Project North America Chairs follows:New roles indicated by asterisk: Nicsa Executive Committee: […]
- [Nicsa Promotes Allison Walsh to Executive Director, Head of Membership, Sales & Marketing](https://nicsa.org/nicsa-promotes-allison-walsh-to-executive-director-head-of-membership-sales-marketing/): Boston, MA – December 3, 2024 – Nicsa, a leading not-for-profit trade association serving the asset and wealth management industry, is pleased to announce the promotion of Allison Walsh to Executive Director, Head of Membership, Sales & Marketing. Ms. Walsh has been an integral part of Nicsa for over five years, demonstrating leadership and commitment to the organization's mission. In her previous role as Vice President of Marketing, she led initiatives that significantly increased Nicsa's visibility and member engagement. Before joining Nicsa, Ms. Walsh gained over a decade of experience in various marketing roles. She was a Marketing Manager in […]
- [Nicsa Welcomes Sarah Walter as Vice President, Head of Asset and Wealth Management Relationships](https://nicsa.org/nicsa-welcomes-sarah-walter-as-vice-president-head-of-asset-and-wealth-management-relationships/): Boston, MA – December 3, 2024 – Nicsa, a premier trade association dedicated to fostering innovation and collaboration in the asset and wealth management industry, is thrilled to announce the appointment of Sarah Walter as Vice President, Head of Asset and Wealth Management Relationships.   Ms. Walter brings an impressive track record in financial services and a dynamic vision for advancing best practices across the industry. With extensive expertise in portfolio strategies, investor relationship management, and thought leadership, she is well-positioned to contribute to Nicsa's mission of advancing excellence and connectivity among its member firms.   "As someone deeply committed to […]
- [How AI Powers Entrepreneurs in Asset & Wealth Management](https://nicsa.org/how-ai-powers-entrepreneurs-in-asset-wealth-management/): In an engaging session at Nicsa’s 2024 Asset & Wealth Management Summit, Brian Moran, CEO and Founder of FLX Networks, shared an inspiring “Entrepreneur's Story." Moran took the audience on a deep dive into how AI is fueling transformative growth. He identified industry inefficiencies and the need for innovation to revolutionize industry practices. Moran highlighted crucial shifts in the asset and wealth management industry; here are the key takeaways: Critical Trends Disrupting the Asset and Wealth Management Space Outdated Distribution Models: Traditional methods of delivering investment products are labor-intensive and inefficient, necessitating a shift towards more streamlined, tech-driven solutions. Financial […]
- [A Master Class in Onboarding Alts](https://nicsa.org/a-master-class-in-onboarding-alts/): In a live session "Mastering Alternative Investments: Onboarding & Educating Advisors," asset and wealth management experts shared insights on effectively integrating alternative investments (alts) into financial advisory practices. The discussion, center stage at Nicsa’s 2024 Asset & Wealth Management Summit, focused on democratizing access to alts, the importance of specialized education for advisors, and practical strategies for portfolio construction. Kirsten Pickens, Managing Director and Co-Head of U.S. Distribution, FS Investments moderated the discussion among the following panelists: Joanna Berg, Director, Sr. Alternative Investments Strategist, BNY Advisors Adam Pennacchio, Executive Director, Alternative Investments, Morgan Stanley Claire Sawyer, Program Manager, UniFi by […]
- [Implementing Artificial Intelligence: Getting to Results](https://nicsa.org/implementing-artificial-intelligence-getting-to-results/): Nicsa’s 2024 Asset & Wealth Management Summit highlighted Artificial Intelligence’s (AI) promise to transformative the industry. Yet, the journey from concept to practical deployment is fraught with challenges. In the session "Implementing Artificial Intelligence: Getting to Results," a panel of experts unpacked their experiences, sharing both triumphs and trials in AI implementation.   Vanessa Touma, Head of CX Strategy, Distribution Intelligence and Digital Sales, Invesco moderated the discussion revolving around finding the right AI objectives, building organizational trust for adoption, and defining success metrics. Speakers included: Rob Pettman, Chief Revenue Officer and President, TIFIN Zar Toolan, Principal, Wealth Platforms, Data […]
- [Expert Perspectives on the Alts Boom from Nicsa’s Summit](https://nicsa.org/expert-perspectives-on-the-alts-boom-from-nicsas-summit/): Nicsa’s Asset & Wealth Management Summit examined the evolving landscape of alternative investments, including the niche firms, technology platforms, and service providers that are emerging to support the alts ecosystem. Marty Griffin, Managing Director at Beacon Ridge Capital Management, moderated the panel of thought leaders including: Andrew Barnum, Senior Vice President – Wealth Managers, iCapital Nick Darsch, Managing Director, Ultimus Fund Solutions York Lo, Global Head of Alternative Product Management, John Hancock Justin Schwartz, Executive Director, Product Management, Wealth Management Services, DTCC Following are key takeaways from this highly attended session, which provided insights into the factors fueling the growth of […]
- [Top Insights on Regulatory Shifts for AI and Alts](https://nicsa.org/top-insights-on-regulatory-shifts-for-ai-and-alts/): The 2024 Asset & Wealth Management Summit, hosted by Nicsa, presented two days of dynamic content featuring key executives sharing insights on the most pressing issues in our industry today. In the session titled "Regulatory Shifts: What's Next for AI and Alts," industry experts provided a deep dive into the evolving regulatory landscape impacting artificial intelligence (AI) and alternative assets. The session was moderated by Joanne Kane, Chief Compliance Officer, Global Investor and Distribution Services, US, SS&C, and illuminated the opportunities and challenges posed by rapid technological advancements and the regulatory frameworks attempting to keep pace. Speakers included: Dan Hays, […]
- [Key Learnings from Nicsa’s “AI Unleashed” Summit Session](https://nicsa.org/key-learnings-from-nicsas-ai-unleashed-summit-session/): Nicsa’s Asset & Wealth Management Summit featured an exploration of how to put Artificial Intelligence to work within industry organizations. The “AI Unleashed” session highlighted adoption trends, use cases, challenges, and future projections. Leaders in asset management and banking discussed AI’s evolving role, emphasizing the importance of thoughtful implementation, regulatory preparedness, and cultural adaptability. The panel focused on which AI strategies are delivering the most value, from investment management and client engagement to compliance, risk management, and reporting.   Accenture’s Senior Manager Michael Sands moderated the discussion among a panel of leading experts including: Kate Chatzopoulos, Independent Consultant Carl Lingenfelter, Artificial […]
- [Summit Keynote Reveals Key AI Lessons](https://nicsa.org/summit-keynote-reveals-key-ai-lessons/): Nicsa’s Asset & Wealth Management Summit in Boston featured a compelling keynote titled "The Artificial Intelligence Revolution," wherein David Wu, Head of Generative AI at Morgan Stanley Wealth Management, illuminated how AI is reshaping the asset and wealth management industry. Wu’s visionary insights underscored the transformative potential of AI, revealing both the opportunities and challenges ahead. Here are the key takeaways: Engagement as a CornerstoneThe most successful advisors prioritize client engagement. Regular, meaningful interactions—whether through calls, emails, or meetings—are crucial in building trust and enhancing client relationships. However, the challenge lies in managing time effectively and determining which clients to […]
- [Summit 2024: Takeaways from Nicsa’s Powerhouse Panel](https://nicsa.org/summit-2024-takeaways-from-nicsas-powerhouse-panel/): Nicsa’s Asset & Wealth Management Summit kicked off with a dynamic session featuring top C-suite executives in the asset and wealth management industry. Moderated by Kevin Mahn, President and Chief Investment Officer at Hennion & Walsh Asset Management, this session dove into the most pressing issues and innovations in our industry today. Panelists  Michelle Fuller, Independent Consultant, formerly Head of US Private Wealth at John Hancock Kristina Hooper, Chief Global Market Strategist, Invesco Rob Kane, Director, Alternative Investments, Commonwealth Financial Network The discussion focused on insights on the economic landscape, the evolving role of alternative investments, the impact of artificial intelligence, and the […]
- [What We Learned About AI's Impact on Asset & Wealth Management](https://nicsa.org/what-we-learned-about-ais-impact-on-asset-wealth-management/): Nicsa’s Asset & Wealth Management Summit in Boston brought together industry leaders to explore the dynamic role of AI in investment management. Kaushal Vinodchandra Sheth, Chief Architect Officer at GFT delivered a compelling session on the transformative potential of Artificial Intelligence within asset and wealth management. Following are key takeaways from the session, highlighting AI’s integration into financial services. 1. From Machine Learning to Machine Intelligence: Sheth highlighted the rapid advancements in AI, driven by organizations like OpenAI, Google, and DeepMind. While traditional machine learning focused on data analysis, machine intelligence now enables AI to autonomously perform complex tasks. This […]
- [Top Insights from Nicsa’s Alternative Investments Keynote](https://nicsa.org/top-insights-from-nicsas-alternative-investments-keynote/): Nicsa’s Asset & Wealth Management Summit featured a deep dive into the growth of alternative investments. The Summit keynote featured expert insights on the integration of alts with traditional asset classes, distribution strategies, advisor education, and expanding access to non-traditional investments, aiming to support growth in alternative asset adoption. Speakers: Doug Krupa, Managing Director and Head of Global Wealth Solutions in the Americas, KKR David Unanue, Director, Wealth Management Investment Resources, Capital Group Key Points: Evolving Market Demand There is a growing demand among institutional and high-net-worth investors for diversified portfolios that incorporate private and public market assets. These hybrid […]
- [Nicsa Honors Industry Leaders with 2024 NOVA Awards](https://nicsa.org/nicsa-honors-industry-leaders-with-2024-nova-awards/): Boston, MA – October 22, 2024 – Nicsa, a prominent association in the asset and wealth management industry, is excited to reveal the recipients of the 2024 Nicsa NOVA Awards. These prestigious awards celebrate outstanding achievements in leadership and innovation across the industry. The winners of this year's awards are: Lifetime Achievement Satnam Gambhir, Chief Executive Officer & Chief Design Officer, Envision Financial Systems Strategic Leadership - William T. Blackwell Award Amrit Kanwal, Chief Financial Officer, MFS Investments Outstanding Service - Robert L. Gould Award Eileen Storz-Salino, Executive Director, Morgan Stanley Jim Keenan Industry Innovation  Asset Management Firm of the […]
- [Celebrating Culture: How DPNA Member Firms Honored Hispanic Heritage Month 2024](https://nicsa.org/celebrating-culture-how-dpna-member-firms-honored-hispanic-heritage-month-2024/): Each year, from September 15 to October 15, National Hispanic Heritage Month celebrates the rich histories, cultures, and contributions of Hispanic and Latino communities. This period is a time to reflect on the profound influence Hispanic Americans have had on the history of the United States and the world. Many of Nicsa’s Diversity Project North America (DPNA) member firms recognized Hispanic Heritage Month with events and activities that foster education, cultural appreciation, and community engagement. DPNA’s Industry Engagement & Events Committee gathered ideas from member firms reflecting the ways they celebrated Hispanic Heritage Month and highlight Hispanic contributions within their […]
- [Nicsa Announces New Board Members to Advance Leading Practices in Asset and Wealth Management](https://nicsa.org/nicsa-announces-new-board-members-to-advance-leading-practices-in-asset-and-wealth-management/): Boston, MA – October 14, 2024 – Nicsa, a non-profit trade association dedicated to connecting all facets of the asset and wealth management industry to advance leading practices, is pleased to announce the appointment of several distinguished professionals to its Board of Directors. These new board members bring a wealth of expertise, diverse perspectives, and industry leadership that will play a pivotal role in furthering Nicsa’s mission to foster collaboration, innovation, and best practices within the asset and wealth management community. Their collective impact is expected to drive meaningful progress in addressing the challenges and opportunities facing the industry, ensuring […]
- [TSR Implementation: Impacts & Outlooks](https://nicsa.org/tsr-implementation-impacts-outlooks/): Nicsa’s recent webinar, The Pulse on Tailored Shareholder Report Implementation, brought together over 290 attendees, highlighting the growing importance of this regulatory change. Moderated by Michael Donowitz, VP of Regulatory Affairs at Broadridge, the webinar focused on the experiences and lessons learned by industry experts as they navigated the first wave of tailored shareholder report implementations. Background on the Regulatory Landscape The SEC’s efforts to modernize fund disclosure in the U.S. have been in development since 2015 and aim to simplify shareholder reporting, improve clarity, and enhance the accessibility of key information. Similar movements are taking place globally, with Canada […]
- [Introducing Nicsa's Diversity Project North America 2024 Impact Report: A Tool for Growth and Engagement](https://nicsa.org/introducing-nicsas-diversity-project-north-america-2024-impact-report-a-tool-for-growth-and-engagement/): Nicsa's Diversity Project North America 2024 Impact Report is now available! This comprehensive report captures our ongoing efforts to promote diversity, equity, and inclusion across the asset and wealth management industry. It highlights key engagements with members, industry leaders, and stakeholders, while showcasing major initiatives that have driven change and impact since our inception. The report also serves as a centralized resource hub, organizing a wealth of content and tools into clearly defined, easy-to-navigate pillars. These pillars are designed to provide actionable insights and practical solutions for firms looking to embed DEI strategies within their organizations. Read the Impact Report […]
- [Keynote Speakers at Nicsa's Asset and Wealth Management Summit](https://nicsa.org/keynote-speakers-at-nicsas-asset-and-wealth-management-summit/): A Deep Dive into the Future of Finance Nicsa's highly anticipated Asset and Wealth Management Summit, set to take place in October 2024, is set to bring together some of the most influential industry voices. Groundbreaking discussions on artificial intelligence (AI) and alternative investments will drive this Summit toward forward-looking conversations on the evolution of asset and wealth management. Here’s a look at the key speakers who will be shaping the conversation. C-Suite Fireside Chat Moderated by Kevin Mahn, President and Chief Investment Officer at Hennion & Walsh Asset Management, our C-Suite fireside chat will dive into the most pressing issues […]
- [Retaining and Promoting Top Talent: Insights from the Diversity Project’s Education & Outreach Committee](https://nicsa.org/retaining-and-promoting-top-talent-insights-from-the-diversity-projects-education-outreach-committee/): Nicsa’s Diversity Project North America's Education Engagement & Outreach Committee is dedicated to widening pipelines of diverse, early career talent into the asset and wealth management industry. In a recent meeting, the committee focused on how to support, retain, and promote that talent. A summary of the results of that Round Table discussion follows. Nicsa’s DEI Perception Study offers robust data on industry perceptions and challenges us all to think and act differently in our organizations. One of the key takeaways from the study, “Best Practices in Talent Recruitment and Retention Must Evolve” discusses the need for the industry to “commit to […]
- [Building a Positive Workplace Culture: Insights from the Diversity Project North America's Next Practices Committee](https://nicsa.org/building-a-positive-workplace-culture-insights-from-the-diversity-project-north-americas-next-practices-committee/): Nicsa’s Diversity Project North America's Next Practices Committee is dedicated to supporting its members through best practice collaboration. In a recent meeting, the committee focused on creating healthy, thriving corporate cultures. The committee welcomed Alan Kolp, a distinguished faculty member in residence at Baldwin Wallace University and co-author of several influential works on organizational culture. Alan shared his extensive expertise on the importance of cultivating a positive work environment and led a thought-provoking roundtable discussion that explored the nuances of building and sustaining a strong organizational culture. Culture as the Foundation of Organizational Success The discussion touched on the critical […]
- [Nisca Recognizes Committee Chairs for Second Half of FY25](https://nicsa.org/nisca-recognizes-committee-chairs-for-second-half-of-fy25/): Boston, MA – August 12, 2024 – Nicsa, a leading Association in support of the asset and wealth management industry, recognizes its Committee Chairs for the second half of its fiscal year 2025. These individuals help lead the nonprofit’s work to advance leading practices across a wide spectrum of industry business lines. Nicsa’s committees are open to employees of member firms and comprise professionals across divisions, departments, and all levels of management. Committee engagement is focused on professional networking and collaboration centered on the latest industry trends. A full list of Nicsa Chairs and Diversity Project North America Chairs follows: Nicsa Executive […]
- [Cerulli Associates and Nicsa Host Round Table Among Product & Distribution Asset Managers](https://nicsa.org/cerulli-associates-and-nicsa-host-round-table-among-product-distribution-asset-managers/): The roundtable discussion provided insights into various aspects of the asset and wealth management industry, including market trends, investment vehicles, advisor distribution, and the growth of RIA channels. The discussion explored projected market share of different investment vehicles like ETFs, CITs, and SMAs. Also discussed were alternative investments and platform demand, product development, and the importance of differentiation for practices. Key themes included the consolidation of assets among the largest B/D firms and the rise of RIA aggregators.  Here are a few highlights from the discussion: One key focus was the shifting landscape of investment vehicles, with projections indicating a […]
- [Nicsa Unveils New Asset & Wealth Management Summit](https://nicsa.org/nicsa-unveils-new-asset-wealth-management-summit/): Boston, MA – July 10, 2024 – Nicsa, a trade association connecting all facets of the global asset and wealth management industry, is evolving to better serve the changing needs of its clients by introducing a new Fall event. Nicsa is launching the Asset & Wealth Management Summit in October of 2024, featuring this year's theme: Reshaping the Industry with Artificial Intelligence (AI) & Alternative Investments. Taking place October 29-30 at the Marriott Long Wharf in Boston, MA, this forward-thinking Summit offers a comprehensive perspective on the latest advancements in asset and wealth management. The new Summit is designed to be […]
- [Putting Words into Action: Quick Takes from the Fearless Leadership Symposium](https://nicsa.org/putting-words-into-action-quick-takes-from-the-fearless-leadership-symposium/): Advice from the C-Suite was flowing throughout Nicsa’s Fearless Leadership Symposium in NYC this June. Here's a summary of the key action items for participants to take to their own firms to advance Diversity, Equity, and Inclusion (DEI): Key Action Items and Takeaways: Get Involved in Business Resource Groups (BRGs): BRGs for underrepresented communities are highly beneficial and provide opportunities for networking, learning about others' challenges, and discovering ways to help. BRGs facilitate deeper connections and understanding among employees. Mentor and Sponsor: Mentorship is crucial, with leaders encouraged to mentor multiple individuals. Sponsorship involves actively advocating for the career advancement […]
- [Fireside Chat Looks to Sponsorship as Key Element in DEI Advancement](https://nicsa.org/fireside-chat-looks-to-sponsorship-as-key-element-in-dei-advancement/): Nicsa’s Fearless Leadership Symposium hosted Byron Pitts, ABC correspondent: Bob Adams, Chief Operations Officer, Fidelity Investments; and Cinda Whitten, Head of Global Investment Operations, Nuveen for a Fireside Chat about the importance of DEI within the global Asset and Wealth Management industry. The trio provided insights as to how intentional sponsorship can move the needle on DEI and talent retention. According to these thought leaders, here’s how to support a successful sponsorship: Understand the Difference: While both mentorship and sponsorship are important, they serve different roles. Mentorship focuses on guidance and advice, whereas sponsorship involves advocating for someone’s career advancement. […]
- [Advancing Diversity, Equity, and Inclusion through AI](https://nicsa.org/advancing-diversity-equity-and-inclusion-through-ai/): Attendees of Nicsa’s Fearless Leadership Symposium discovered the potential of AI in mitigating bias and empowering investors.   A panel of four women addressed the audience, delving into this dynamic, technology-driven subject. During the NYC-based event, Cheryl Boyd, Co-Leader of Asset Management Business Transformation at EY led a panel including Myra Chen, Director, VP, Insights and Analytics, Capital Group; Shannon Daigh, Executive Director, Global Head of Middle Office Product, JP Morgan; and Fee Torpey, Senior Manager, Deloitte Consulting Investment Management.   Below is a summary of their discussion.   The advent of artificial intelligence (AI) is poised to revolutionize nearly every […]
- [DEI: Are We Going Backwards?](https://nicsa.org/dei-are-we-going-backwards/): Are our strides towards a more diverse, equitable, and inclusive industry being sustained or regressing? Nicsa’s Fearless Leadership Symposium tackled this hard-hitting question with an esteemed panel including Tommy Arnold, Principal, FSO Consulting Wealth & Asset Management, Ernst & Young LLP; Omar Aguilar, CEO and CIO, Schwab Asset Management; and Michelle Thompson-Dolberry, Chief DEI Officer, MFS. The discussion on whether we are making progress in Diversity, Equity, and Inclusion (DEI) highlighted both positive strides and significant challenges. The conversation was centered around the pressing question: "Are we going backwards?" Here are the key points from the discussion: 1. Challenges and […]
- [C-Suite Executives Chart a Course for DEI at Nicsa’s FLS](https://nicsa.org/c-suite-executives-chart-a-course-for-dei-at-nicsas-fls/): During Nicsa’s recent NYC-based Fearless Leadership Symposium, ABC correspondent Byron Pitts led a discussion among industry leaders about the pivotal issues shaping the DEI journey in asset and wealth management. Bob Adams, Chief Operations Officer, Fidelity Investments and Cinda Whitten, Head of Global Investment Operations, Nuveen provided invaluable perspectives on navigating today's complex challenges and seizing opportunities from industry trailblazers. These influential business leaders discussed their responsibility in fostering an inclusive environment within their organizations, emphasizing the critical role of creating a culture where diversity is viewed as a business imperative essential to the enterprise's success. Here are our key action […]
- [Honoring Freedom: How DPNA Member Firms are Celebrating Juneteenth in 2024](https://nicsa.org/honoring-freedom-how-dpna-member-firms-are-celebrating-juneteenth-in-2024/): By the DPNA Industry Engagement & Events Committee In recent years, Juneteenth has gained significant recognition as a critical moment in American history, commemorating the end of slavery in the United States. As awareness of this pivotal day grows, many Diversity Project North America member firms are stepping up to honor it, not only as a celebration of freedom but also as an opportunity to educate and engage their employees about its significance. This movement reflects a broader commitment to diversity, equity, and inclusion within the asset and wealth industry. Many of our members have added Juneteenth to their list […]
- [Nicsa’s Diversity Project North America Announces 2024 Rising Stars](https://nicsa.org/nicsas-diversity-project-north-america-announces-2024-rising-stars/): Boston, MA – June 4, 2024 – Nicsa is pleased to announce the winners of its Rising Star Program, a mentorship and awards program aimed at providing networking and career development opportunities to diverse, aspiring leaders in the asset and wealth management industry.   Nicsa’s Diversity Project North America recognizes the importance of supporting emerging leaders with a program that not only provides recognition and exposure for diverse employees, but develops and hones the skills critical for retention and advancement of valued talent within the industry. The 2024 Rising Stars were nominated by member firms of Nicsa’s Diversity Project North America and will receive the following […]
- [Nicsa Plans NYC Event Focused on DEI in Asset and Wealth Management](https://nicsa.org/nicsa-plans-nyc-event-focused-on-dei-in-asset-and-wealth-management/): Boston, MA – May 13, 2024 — Nicsa, a leading global asset and wealth management trade organization, will be hosting its annual Fearless Leadership Symposium in NYC on June 12, 2024.   The in-person event will highlight business practices that promote long-term growth in the asset and wealth management industry. The event will bring together industry leaders to discuss talent acquisition and retention, corporate culture, and future-looking strategies to influence diversity, equity, and inclusion in asset and wealth management.    Featured speakers include Bob Adams, Chief Operations Officer, Fidelity Investments; Omar Aguilar, PhD, President, Chief Executive Officer, Chief Investment Officer, Schwab Asset Management; Erika […]
- [Nicsa Announces Final Speaker Lineup for Annual Fearless Leadership Symposium](https://nicsa.org/nicsa-announces-final-speaker-lineup-for-annual-fearless-leadership-symposium/): Nicsa’s Diversity Project North America, an initiative that champions DEI as a strategic business priority within the asset and wealth management industry, is pleased to announce its impressive speaker lineup for its upcoming Fearless Leadership Symposium. The event will be held in NYC on June 12 and is an ideal opportunity to hear from asset and wealth management firms, broker dealers, and an extensive group of professional service firms. View the agenda here. The event will feature industry trailblazers discussing the pivotal issues shaping the DEI journey. The conference promises to be a powerful and inspiring event, where business leaders convene […]
- [Nicsa’s DPNA Committees at Work](https://nicsa.org/nicsas-dpna-committees-at-work/): Nicsa’s committees are at the heart of our mission to connect all facets of the asset and wealth management industry to advance leading practices. Creating synergies among our various Diversity Project North America committees is one way to maintain positive momentum toward our mission of championing DEI as a business priority.  Take a look at how our working committees are enriching our organization and advancing our initiative. If you are inspired by efforts below, reach out to learn how to get involved. Our Benchmarking Committee explores industry measurements and metrics around DEI standards. They are focused on benchmarking sources, internal […]
- [Nicsa’s Alts Committee Gets Insights from CAIA](https://nicsa.org/nicsas-alts-committee-gets-insights-from-caia/): Aaron Filbeck a Managing Director from the Chartered Alternative Investment Analyst Association (CAIA) spoke to Nicsa’s Alternative Investments Committee on recent thought leadership issued by CAIA. Aaron is a frequent speaker and writer on various topics of alternative investments and his work has been published in CAIA’s educational programs, numerous academic journals, books, and industry publications.    CAIA focuses on education, transparency and raising ethical standards in the alternative investments sector. The CAIA recently issued a thought leadership paper on the Total Portfolio Approach.  Total Portfolio Approach   The Total Portfolio (TPA) Approach is a relatively new strategy in the […]
- [Nicsa Announces Allison Walsh as Vice President, Sales and Member Engagement](https://nicsa.org/nicsa-announces-allison-walsh-as-vice-president-sales-and-member-engagement/): Nicsa is pleased to announce that Allison Walsh will assume the role of Vice President, Sales and Member Engagement, effective June 2024. Allison’s primary responsibilities will be to drive engagement, recruit new members across the asset and wealth management industry, and act as the primary contact for all sponsorship opportunities.   “Allie’s industry expertise and deep relationships built over her tenure as VP of Marketing will enable Nicsa to expand our reach across an ever-evolving industry,” said Jim Fitzpatrick, President & CEO of Nicsa. The Nicsa leader added, “We plan to bring new members to our community with increased engagement, […]
- [Nicsa Members Gain Insight on Industry M&A Trends](https://nicsa.org/nicsa-members-gain-insight-on-industry-ma-trends/): A live panel discussion at Nicsa's 2024 Strategic Leadership Forum, M&A Hotbed, delved into the market-moving M&A deals that are dramatically altering the asset and wealth management industry. The panel was moderated by Jeff Stakel, Deloitte Consulting. Panelists included Jeb Doggett, Chief Administrative Officer, Polen Capital; Dan Houlihan, President, STP Investment Services; and Amrit Kanwal, Executive Vice President and Chief Financial Officer, MFS. The session explored the complexities and challenges involved with mergers and acquisitions (M&A) in the asset and wealth management industry. The speaker emphasized that unlike in other sectors where acquisitions are often based on tangible assets like technology or revenue lists, the asset and […]
- [Nicsa’s “Face the Membership” Session Featured Two of the Industry’s Most Influential Women](https://nicsa.org/nicsas-face-the-membership-session-featured-two-of-the-industrys-most-influential-women/): Asset and wealth management executives gathered at Nicsa’s 2024 Strategic Leadership Forum to discuss the most pertinent topics affecting financial professionals worldwide. The popular “Face the Membership” session provided valuable insight into industry trends from two of the industry’s most influential women. Bob Pisani of CNBC moderated the highly anticipated session, featuring Yie-Hsin Hung, President & Chief Executive Officer of State Street Global Advisors, and Penny Pennington, Managing Partner of Edward Jones. The following offers some insights on the trends taking the spotlight. On Artificial Intelligence: The panel explored the profound impact of artificial intelligence (AI) on asset and wealth […]
- [The Rise of Hyperpersonalization in Wealth Management](https://nicsa.org/the-rise-of-hyperpersonalization-in-wealth-management/): Attendees of Nicsa's 2024 Strategic Leadership Forum explored the evolution of customization in asset and wealth management in a live session titled The Quest for Hyperpersonalization.   The discussion highlighted the shift from basic alignment of client needs with solutions to more sophisticated personalized models enabled by technology. The panel was moderated by Laton Spahr of SS&C and included perspectives from Steve Harris, Edward Jones; Megan Miller, Allspring Global Investments; and Mark Zeitoun, Columbia Threadneedle.   Panelists emphasized the paramount importance of understanding clients' individual needs and preferences, while integrating various aspects such as investment strategies, tax management, and geographic considerations. […]
- [Five Trends from Nicsa’s Product-Focused SLF Session](https://nicsa.org/five-trends-from-nicsas-product-focused-slf-session/): A recent panel discussion at Nicsa's 2024 Strategic Leadership Forum, Building Tomorrow’s Portfolio, delved into the trends are gathering steam—from investment themes to pricing and packaging—and provided insight into target investors and their preferences. The panel was moderated by Davis Walmsley, Principal at Broadridge Global Asset Management Strategy Consulting. Panelists included Katie Fischer, Director, Equity, Fixed Income and Multi-Asset Pillars, US Wealth Advisory, BlackRock; Alex Goldsmith, Chief Strategy Officer, First Eagle Investments; and Ben Slavin, Global Head of Commercial Engagement & Strategic Growth, BNY Mellon. Themes, Ideas, and Takeaways:   Shift in Investor Needs: The shift in investor needs is focused on […]
- [SLF Attendees Learn AI Tips and Trends](https://nicsa.org/slf-attendees-learn-ai-tips-and-trends/): A recent panel discussion at Nicsa's 2024 Strategic Leadership Forum, Reshaping the Value Chain with AI, explored the transformative impact of Artificial Intelligence (AI) on the asset and wealth management industry. The panel was moderated by Michael Sands, Senior Manager, Strategy & Consulting - Capital Markets, Accenture and featured Joe Bonanno, Global Head of Data, Digital and Innovation, Citi; Vinay Nair, Founder and CEO, TIFIN; and Koren Picariello, Executive Director and Head of Generative AI Strategy and Execution, Morgan Stanley. The discussion highlighted how AI is revolutionizing existing practices and driving automation, consequently reshaping opportunities and value streams within the industry. However, questions […]
- [Nicsa Members Learn How to Be Futurists](https://nicsa.org/nicsa-members-learn-how-to-be-futurists/): In a live session at the recent Nicsa 2024 Strategic Leadership Forum, Think Like a Futurist, participants explored the fascinating world of futurism and how to navigate the ever-evolving landscape of technological advances. Forward-thinking leadership perspectives from Matt Mackay, Executive Director, Platform Sales, Corporate & Investment Bank, J.P. Morgan and Debora Kantt, Strategic Foresight & Future Studies Director, JP Morgan discussed the mindsets that propel businesses forward. Advice from Nicsa’s future-focused session highlighted that business leaders must embrace the capacity to imagine the unimaginable. "We prepare for a future that is uncertain by looking at trends and imagining how the external […]
- [Industry Veteran Marty Flanagan Shares Lessons Learned](https://nicsa.org/industry-veteran-marty-flanagan-shares-lessons-learned/): Nicsa's 2024 Strategic Leadership Forum offered a retrospective and forward-looking view of the asset and wealth management landscape. Industry veteran Marty Flanagan, Chairman Emeritus of Invesco, was presented with the prestigious Lifetime Achievement Award during the event. The Lifetime Achievement Award honors distinguished executives who, during their lifetimes, have made impactful contributions of outstanding leadership to the field of asset management.  Nicsa Board Member Clint Harris, Head of Wealth Management Platforms and Institutional Consultant Relations at Invesco, sat down with Marty to share perspectives and lessons learned at pivotal times in their careers and how that can be applied to future "watershed" […]
- [Nicsa’s 2024 SLF to Unite Industry Visionaries](https://nicsa.org/nicsas-2024-slf-to-unite-industry-visionaries/): Boston, MA – February 6, 2024 – Nicsa, a leading provider of education and networking forums to professionals in the global asset and wealth management industry, announced its key speakers and session highlights for the 2024 Strategic Leadership Forum taking place on March 13-15 in Orlando, Florida. ·       Industry veteran Marty Flanagan, Chairman Emeritus of Invesco, will share perspectives from pivotal times in his career and explore how lessons learned can be applied to future "watershed" moments.   ·       Bob Pisani of CNBC will moderate an intimate C-Suite Roundtable featuring Edward Jones’ Penny Pennington and Yie-Hsin Hung, President & Chief Executive Officer, State Street Global Advisors in […]
- [Nicsa Partners with Expect Miracles Foundation on 2024 Nicsa Gives Back Golf Event](https://nicsa.org/nicsa-partners-with-expect-miracles-foundation-on-2024-nicsa-gives-back-golf-event/): Boston, MA – January 26, 2024 – Nicsa, a premier asset and wealth management association, is proud to announce a partnership with Expect Miracles Foundation (EMF) for its 2024 Nicsa Gives Back Charity Golf Tournament. Nicsa will invite attendees of its Strategic Leadership Forum, executives from leading asset and wealth management firms, to participate in its March 14 event at Waldorf Astoria Orlando Golf Club in Orlando, Florida. Net proceeds from the Nicsa Gives Back Charity Golf Tournament will go to Expect Miracles Foundation, a leading advocate in the fight against cancer within the financial services industry. “The opportunity to work with […]
- [A Letter to Members from Jim Fitzpatrick, 2024](https://nicsa.org/a-letter-to-members-from-jim-fitzpatrick-2024/): To the Nicsa Community: Happy 2024! I hope each of you rang in the new year with renewed optimism for the industry we all serve. I am very proud to be part of a community that has made impressive strides in servicing clients, supporting employees, and offering innovative investment solutions. Likewise, I am exceptionally proud of Nicsa’s role in that progress, and I’d like to take this opportunity to thank our members for their ongoing support of each other, our industry, and our association during the last twelve months.      People Nicsa has always been about “the people,” and […]
- [Nicsa Recognizes New Committee Chairs](https://nicsa.org/nicsa-recognizes-new-committee-chairs/): Boston, MA – January 3, 2024 – Nicsa, a leading Association in support of the asset and wealth management industry, recognizes eight new Committee Chairs. These individuals help lead the nonprofit’s work to advance leading practices across a wide spectrum of industry business lines and professionals. Nicsa’s committees are open to all employees of member firms and comprise professionals across divisions, departments, and all levels of management. A full list of Nicsa Committee Chairs follows, with recent appointees appearing in bold: BOD/Executive Committee Scott Brady, Columbia Threadneedle | Chair Stacy Bernstein, American Century | Vice Chair Clint Harris, Invesco | Nominating Irene […]
- [What's Driving the Alts Market?](https://nicsa.org/whats-driving-the-alts-market/): Participants at Nicsa’s 2023 General Membership Meeting explored what’s driving the diverse landscape of alternative assets, from private equity to venture capital, hedge funds, and beyond. The session, What’s Driving the Alts Landscape, took a deep dive into the untapped opportunities that alts can offer. York Lo, Head of Alternative Product and LLCs, John Hancock Investment Management moderated the panel which comprised Brendan Cuddihy, Chief Operating Office, CAIS; Kenny King, Head of Alternatives, Asset Servicing, BNY Mellon; and Meisan Lim, Investment Managing Director, Hedge Funds, Cambridge Associates Alternative investments have emerged as a diverse array of strategies, gaining significant attention […]
- [Workforce Evolution Across Asset and Wealth Management](https://nicsa.org/workforce-evolution-across-asset-and-wealth-management/): Nicsa’s 2023 General Membership Meeting featured a thought provoking, debate-style discussion on the differences between “traditional” and “Next Gen” workforces.   The different perspectives on the future of the workforce included moderator Kevin McCord, Sales Manager, National Quality Review, alongside panelists Robert Fox, Senior Manager, Clarendon Partners; Rima Haddad, Vice President, Hedge Fund Financial Reporting, JP Morgan; and LeAnn Trejo, Senior Vice President of American Funds Service Company (AFS), part of Capital Group (CG).    The conference session highlighted key learnings and insights into generational work preferences, particularly in the context of the changes brought about by the COVID-19 pandemic. […]
- [Nicsa Members Prepare for the Future at GMM](https://nicsa.org/nicsa-members-prepare-for-the-future-at-gmm/): Overview: Nicsa’s 2023 General Membership Meeting kicked off with an eye-opening keynote: Mutual Funds 2030: Rising Expectations, led by PwC’s Peter Finnerty and Declan Byrne, Mutual Funds Practice Leader and Research & Analytics Leader, respectively. The session explored how expectations from investors, employees, regulators, and society as a whole have drastically increased through the pandemic, inflation, and market pressures over the last several years. PwC’s thought leaders led a discussion around the impact of these trends and how managers will respond through strategic positioning, product innovation, technology transformation, and the workforce of the future. Key Trends: Fee pressure was a […]
- [Nicsa’s GMM Explores the Convergence of Wealth & Retirement](https://nicsa.org/nicsas-gmm-explores-the-convergence-of-wealth-retirement/): Nicsa’s 2023 General Membership Meeting featured an insightful panel discussion focused on the evolving relationship between the wealth management and retirement industries. Moderated by Bing Waldert, Managing Director, U.S. Research, Cerulli Associates, the panel featured Kevin Murphy, Senior Vice President, Head of Workplace Retirement Distribution, Franklin Templeton, Jania Stout, Senior Vice President, OneDigital | Retirement Services, and Nathan Voris, Head of Channel Strategy, Morningstar. The conversation centered on the transformation of wealth management from a conventional business model to one that prioritizes financial planning. One central theme was the changing battleground in wealth management, shifting towards organic growth and acquiring […]
- [Strategies for Effective Governance Explored at GMM](https://nicsa.org/strategies-for-effective-governance-explored-at-gmm/): A recent panel discussion at Nicsa's 2023 General Membership Meeting, A Confident Board, delved into the strategies for effective governance within the asset and wealth management industry,    The panel was moderated by Amy Merrill, Senior Manager, EY. Panelists included Gary Casagrande, Senior Vice President - Head of US Fund Administration, Northern Trust, Joanne Kane, Chief Compliance Officer, SS&C Technologies, and Rosa Licea-Mailloux, Vice President and Head of Compliance, Americas, MFS Investment Management   The discussion revolved around the critical interplay between board oversight, compliance, and operational understanding within an organization. The participants emphasized the necessity of a well-designed compliance […]
- [The Power of AI Awakens in Asset and Wealth Management](https://nicsa.org/the-power-of-ai-awakens-in-asset-and-wealth-management/): A recent panel discussion at Nicsa's 2023 General Membership Meeting, Unveiling the Power of AI, delved into the transformative impact of Artificial Intelligence (AI) on the asset and wealth management industry and the unique dynamics at play, giving rise to this technological wave.   The panel was moderated by Matt Labovich, US Data Analytics and AI Leader, PwC. Panelists included Vanessa Fernandes, Head of Digital Experience and Delivery, BNY Mellon, Amie Fleming, Data & AI Director, Microsoft, and Ninou Sarwono, VP, Head of Emerging Technology, Capital Group.   An AI Revolution: The panel discussed the significant paradigm shift that has […]
- [A New Dawn for the Advisor Landscape](https://nicsa.org/a-new-dawn-for-the-advisor-landscape/): Nicsa's 2023 General Membership Meeting offered a look into the advisor landscape and the shifting intermediary marketplace. Broadridge’s Tim Kresl and Columbia Threadneedle Investments’ Jim Bumpus, Head of Intermediary Markets, discussed key trends. With the increasing product complexity and evolving investor expectations, advice models are being reshaped. The session’s audience included executives from across the asset and wealth management industry. The discussion offered the following takeaways: Financial advisors are increasingly diversifying their allocations, including alternatives (liquid and non-liquid), separately managed accounts, model portfolios, active ETFs, and passive ETFs. Advisors are simultaneously shifting towards a focus on holistic financial planning, spending […]
- [Nicsa’s DEI Study Calls for Further Action from Industry Leaders Amid Uncertain Environment](https://nicsa.org/nicsas-dei-study-calls-for-further-action-from-industry-leaders-amid-uncertain-environment/): Boston, MA – November 7, 2023 – The asset and wealth management industry has made meaningful strides on the journey to advance Diversity, Equity, and Inclusion (DEI), but needs to go the distance to deeply integrate their commitments into corporate culture and everyday business decisions according to Going the Distance: Accelerating DEI in Asset and Wealth Management. Nicsa’s study is now available to the public via a fully accessible landing page. Click here to view. The 2023-2024 study is offered by Nicsa’s Diversity Project North America and will be released to registrants of the 2023 Nicsa General Membership Meeting on November 7. The survey and […]
- [Neurodiversity in the workplace – BlackRock](https://nicsa.org/neurodiversity-in-the-workplace-blackrock/): A Guest Blog by BlackRock | Diversity Project North America Member  Neurodiversity in the workplace -- different ways of thinking, learning, perceiving the world, processing information, and interacting with others -- helps organizations thrive, as such an inclusive workforce can improve creativity, innovation, and problem solving. October is National Disability Employment Awareness month, and this gives us the opportunity to shine a light on neurodivergent members of the corporate workforce whose disabilities may get less attention than others but who are no less important to an organization’s success.   Neurodivergent is a nonmedical umbrella term that includes people with autism, […]
- [Product & Distribution Committee Talks with Cerulli](https://nicsa.org/product-distribution-committee-talks-with-cerulli/): A Guest Blog by Nicsa's Chairman and Chair of Product & Distribution Committee If you’re like me, you strive to not only stay on top of industry trends, but anticipate them. Doing so allows for nimble and strategic business planning, and benefits me, my team, and my firm. It’s not an easy task, but it is made easier by leveraging a community of industry peers to gain transparency on the issues, build confidence in my preparation, and frankly have some great conversations with folks I respect and enjoy being around.   Nicsa’s Product & Distribution Committee represents many of the […]
- [Nicsa Honors Industry Leaders with 2023 NOVA Awards](https://nicsa.org/nicsa-honors-industry-leaders-with-2023-nova-awards/): Boston, MA – October 23, 2023 -- Nicsa, a leading asset and wealth management industry association, is proud to announce the winners of the 2023 Nicsa NOVA Awards, which recognize excellence in innovation and leadership. The 2023 award winners are as follows: President’s Awards Chuck Gallant, Director, Digital and Data Strategy, BNY Mellon Kirsten Pickens, Managing Director, Co-Head of US Distribution, FS Investments ____________________________________________________________________________________________________________________________________________________________  Strategic Leadership Award Jenny Johnson, President and CEO, Franklin Templeton  ____________________________________________________________________________________________________________________________________________________________ Lifetime Achievement Martin L. Flanagan, Chairman Emeritus, Invesco Burton Keller, Founder, Director Emeritus, Delta Data ____________________________________________________________________________________________________________________________________________________________ Outstanding Service to the Fund Industry - Robert L. […]
- [Nicsa Announces Keynote and Other Speaker Highlights For 2023 GMM](https://nicsa.org/nicsa-announces-keynote-and-other-speaker-highlights-for-2023-gmm/): Boston, MA – October 16, 2023 – Nicsa, a leading provider of education and networking forums to professionals in the global asset and wealth management industry, announced its keynote and other speaker highlights for the 2023 General Membership Meeting  taking place on November 7-8. GMM sessions will kick off on Tuesday November 7 with a keynote presentation by Peter Finnerty, Mutual Funds Practice Leader, PwC and Declan Byrne, PwC Partner, Mutual Fund Research and Analytics Leader. Their address, Rising Expectations: 2030, will provide attendees with predictions on how expectations from investors, employees, regulators, and society as a whole will fundamentally shape the future of the entire asset and […]
- [Celebrating National Disability Awareness Month: A Guide to Inclusion](https://nicsa.org/celebrating-national-disability-awareness-month-a-guide-to-inclusion/): National Disability Awareness Month in October is an opportunity for individuals and organizations to recognize and celebrate the achievements, contributions, and unique challenges faced by the disabled community. Nicsa’s Diversity Project North America is committed to promoting inclusion. The DPNA Industry Events & Engagement Committee has compiled a list of resources and simple strategies to help firms and individuals make the most of this important month. START WITH SIMPLE CHANGES: To recognize National Disability Awareness Month, consider implementing some straightforward measures. DPNA member JP Morgan, for example, intentionally renames this month "Disability Inclusion Month" to emphasize the importance of inclusion. […]
- [Speaker Line-Up for Nicsa’s GMM to Provide Critical Business Pathing for Asset and Wealth Managers](https://nicsa.org/speaker-line-up-for-nicsas-gmm-to-provide-critical-business-pathing-for-asset-and-wealth-managers/): Boston, MA – September 25, 2023 – The Nicsa 2023 General Membership Meeting (GMM) will take place November 7 -8 at the Marriott Long Wharf in Boston, MA.  The two days of on-site learning and networking will provide timely insights into critical business pathing for 2024 and beyond. Conference content will take deep dives into AI, product development, NextGen workforce, and the retirement landscape. The event will also feature the Annual NOVA Awards Luncheon honoring industry change agents. Conference participants will include industry executive from all facets of asset and wealth management including  product development, distribution, technology, operations, compliance, talent management and client service. Speakers include: […]
- [Nicsa Announces 2023 Blackwell Scholarship Awards](https://nicsa.org/nicsa-announces-2023-blackwell-scholarship-awards/): Boston, MA – July 21, 2023 — Nicsa has announced the winners of its 2023 Blackwell Scholarship Awards. Blackwell Scholars receive up to four years of scholarship support, a mentor from a Nicsa member company, and access to career networking and internship opportunities. 2023 marks the 25th year of Blackwell Scholarship awards.   The 2023 Blackwell Scholarship recipients are as follows:   Alyssa Castro | Davidson College, class of 2027 Saanvi Chougule | New Jersey Institute of Technology, class of 2027 Nicholas Gasper | Saint Vincent College, class of 2027 Amanda Sanchez | Louisiana State University, class of 2027 Rebecca Stansell | University […]
- [Nicsa Recognizes New Committee Chairs, First Half of 2023](https://nicsa.org/nicsa-recognizes-new-committee-chairs-first-half-of-2023/): Boston, MA – July 10, 2023 – Nicsa, a leading Association in support of the asset and wealth management industry, recognized six new Committee Chairs over the past six months. These individuals have each helped support the nonprofit’s work to advance leading practices across a wide spectrum of industry business lines and professionals. Nicsa supports a variety of committees that are open to all employees of member firms. Committees comprise individuals across divisions, departments, and all levels of management who actively participate in collaboration around industry solutions. View full list of Nicsa Committees here. Committee Chairs are the visionaries responsible for establishing and […]
- [Nicsa's Diversity Project North America Announces 2023 Rising Stars](https://nicsa.org/nicsas-diversity-project-north-america-announces-2023-rising-stars/): Boston, MA – June 14, 2023 – Nicsa is pleased to announce the 2023 awardees of its Rising Star Program, a mentorship and awards program aimed at providing networking and career development opportunities to diverse, aspiring leaders in the asset management industry.  Nicsa’s Diversity Project North America recognizes the importance of supporting emerging leaders with a program that not only provides recognition and exposure for diverse employees, but develops and hones the skills critical for retention and advancement of valued talent within the industry. The 2023 Rising Stars were nominated by member firms of Nicsa’s Diversity Project North America and receive the following benefits: Recognition at […]
- [Speaker Lineup Announced for Nicsa’s 2023 Fearless Leadership Symposium](https://nicsa.org/speaker-lineup-announced-for-nicsas-2023-fearless-leadership-symposium/): Nicsa’s Diversity Project North America, a leading advocate for advancing diversity, equity, and inclusion (DEI) within the asset and wealth management industry, is pleased to announce its impressive speaker lineup for its upcoming Fearless Leadership Symposium. The event will be held in NYC on June 14 and will bring together experts, advocates, and thought leaders from a variety of industry perspectives. The conference promises to be a powerful and inspiring event, where experts from across the industry will convene to discuss DEI issues specific to the industry, including executive accountability, industry sustainability, critical skills and strategies of influence. The following […]
- [Leading Asset and Wealth Management Firms Convene to Advance Diversity, Equity, and Inclusion in the Industry](https://nicsa.org/leading-asset-and-wealth-management-firms-convene-to-advance-diversity-equity-and-inclusion-in-the-industry/): May 4, 2023 -- FOR IMMEDIATE RELEASE On June 14, the asset and wealth management industry will come together for meaningful dialogue and action planning around key business initiatives that enhance productivity, promote growth, and drive bottom line results. Nicsa’s Fearless Leadership Symposium – the premier DEI-focused conference for global asset and wealth management business leaders – will unite senior executives to explore the advancement of diversity, equity and inclusion in the industry. The event, powered by Nicsa’s Diversity Project North America (DPNA) and launched in 2021, was the first national conference focused on DEI issues specific to asset and wealth management professionals. […]
- [Nicsa Launches 2023 DEI Perception Study, Prepared with EY](https://nicsa.org/nicsa-launches-2023-dei-perception-study-prepared-with-ey/): Boston, MA –April 17, 2023 – As part of its ongoing mission to accelerate diversity, equity, and inclusion (DEI) in the asset and wealth management industry, Nicsa’s Diversity Project North America has teamed up with EY to deliver its 2023 DEI Perception Survey. The survey explores insights on the perception of progress in the asset and wealth management industry in addressing important areas of focus around DEI, including transparency, talent attraction and retention, and corporate culture. The survey was launched on April 19 and was prepared with Ernst & Young LLP (EY US), a founding member of the Diversity Project North America. The […]
- [Financial Services in the Metaverse](https://nicsa.org/financial-services-in-the-metaverse/): A session on the potential of the metaverse in the global asset and wealth management industry closed out Nicsa’s Strategic Leadership Forum in March — proving that science fiction is inching its way much closer to fact.   John W. Stadtler, Partner, Financial Services Industry, PwC, moderated the panel, which focused on how the metaverse will shape products, services, and relationships moving forward. The conversation started with what remains a pressing question for many pondering the metaverse: What, exactly, is it?   “Metaverse is part of what we call Web3, which is the third iteration of the internet and web,” […]
- [Financial Inclusion: Why and How to Take Action](https://nicsa.org/financial-inclusion-why-and-how-to-take-action/): Inclusion in the workplace —a practice that prioritizes empathetic leadership and a universal sense of belonging — is a vital characteristic of a healthy company culture. But there’s a related piece of the puzzle our industry must keep top of mind: Financial inclusion.   “We define that as the intentional focus on creating products, services, and strategies that solve for the underserved and underrepresented communities,” Jamila Mayfield, Partner at EY, told attendees of Nicsa’s 2023 Strategic Leadership Forum in March.   The educational session, moderated by Jessica Ruggles, Corporate Vice President, Financial Wellness Thought Leadership & Market Insights, New York […]
- [CEOs Forecast the Trajectory of the Asset Management Industry](https://nicsa.org/ceos-forecast-the-trajectory-of-the-asset-management-industry/): A familiar face helped kick off the last day of the Strategic Leadership Forum: CNBC Anchor Tyler Mathisen, a long-time moderator of Nicsa's Face the Membership session.   The journalist's fireside chat with top leaders from the asset management industry centered on the pressing issues of 2023, from how technology will continue to shape financial services to ESG investing and DEI. The conversation opened with a discussion of the impact of artificial intelligence (AI) on financial services — and what firms should do about it.   Lena Haas, Head of Wealth Management Advice and Solutions at Edward Jones, cautioned against […]
- [Rethink Your Product Pipeline](https://nicsa.org/rethink-your-product-pipeline/): Each year, market intelligence provider Cerulli Associates surveys more than 10,000 affluent investors to identify investment product development trends. In early March, attendees of Nicsa's Strategic Leadership Form were given valuable takeaways from this research, as well as strategic insight into demand, distribution, and innovation across packaged investment vehicles.   Scott Smith, Director at Cerulli Associates, who moderated the conference session, said today's investors seek financial advisors who take the time to understand their needs, consider their entire financial picture, and propose solutions customized to their needs and goals. With that in mind, panelists from Ameriprise Financial Services, Bank of […]
- [Nicsa Announces Volunteer of the Year Awardees](https://nicsa.org/nicsa-announces-volunteer-of-the-year-awardees-2/): Boston, MA – February 9, 2023 — Nicsa has announced its Volunteer of the Year Awardees, who will be honored at its Strategic Leadership Forum at the beginning of March. Nicsa’s Volunteer of the Year Awards recognize outstanding efforts of members who are dedicated to supporting the mission of the Association, serving the global asset management community, and advancing the broader industry.    Nicsa’s committees work to provide association members with educational resources on the issues that matter most to the global asset management industry.  On behalf of Nicsa, committee members support the association’s mission of developing, sharing, and advancing leading […]
- [A Letter to Members from Jim Fitzpatrick, 2023](https://nicsa.org/a-letter-to-members-from-jim-fitzpatrick-2023/): As we move along into this new year, I’d like to take a moment to thank you for your ongoing support of each other, our industry, and Nicsa during the last twelve months.     2022 was a very special year for Nicsa as we celebrated our 60th anniversary. I’d like to highlight some of the ways we’ve been working to advance the industry and promote best practices. Please join me for a moment to look at how critical connections among our membership, including asset managers, wealth mangers, broker dealers and service providers, have shaped and powered the industry.   […]
- [What Would You Do If You Knew You Could Not Fail? Find out at Nicsa’s SLF.](https://nicsa.org/what-would-you-do-if-you-knew-you-could-not-fail-find-out-at-nicsas-slf/): Chasing Failure is all about having a vision for a goal and knowing that the road will be paved with failure, but still proceeding with conviction and passion. This is what sets apart those who succeed beyond measure. When was the last time you said yes to an opportunity that you knew might fail? This is the question that leadership expert Ryan Leak is asking Fortune 500 executives, NBA all-stars, and on March 1 in Fort Lauderdale: the Nicsa membership. Join us at Nicsa’s Strategic Leadership Forum, where Ryan will share the blueprint for Chasing Failure. Ryan Leak is an Author, […]
- [Nicsa Elects Four New Members to Its Board Of Directors](https://nicsa.org/nicsa-elects-four-new-members-to-its-board-of-directors/): Boston, MA – January 30, 2023 – Nicsa has announced the election of four new members to its Board of Directors.   The new Board members are as follows:   Emmy Bernard, Partner, Head of Marketing & Strategic Partnerships, ACA Group John Gray, Senior Vice President, Envision Financial Systems, Inc.  Angela Morales, Director of Alternative Investments, Charles Schwab Investment Management Christine Selmi, Senior Vice President, Account, Treasury & Tax Services, Fidelity Investments   Ryan Burns, Senior Vice President, Northern Trust was nominated to join the Executive Committee and serve as a Vice President and Chair of the Membership Committee.   “Nicsa […]
- [Invesco’s Head of Americas Region to Address Nicsa Membership at Flagship Event in March](https://nicsa.org/invescos-head-of-americas-region-to-address-nicsa-membership-at-flagship-event-in-march/):   Andrew Schlossberg is Senior Managing Director and of Invesco’s Head Americas region. He has been in the asset management industry since 1996 and has been with Invesco Ltd. since 2001, serving in multiple leadership roles across the company’s global businesses. Mr. Schlossberg will address Nicsa members at the 2023 Strategic Leadership Forum in Ft Lauderdale this March. Mr. Schlossberg is active within the financial services industry, currently serving on the Investment Company Institute (ICI) Board of Governors and Executive Committee. Previously, he served on the board and advisory boards of the U.K. Investment Association, ICI Global, City U.K. and the Diversity […]
- [JP Morgan’s Chief Global Strategist to Headline at Nicsa’s Strategic Leadership Forum](https://nicsa.org/jp-morgans-chief-global-strategist-to-headline-at-nicsas-strategic-leadership-forum/): Dr. David Kelly, one of the industry’s most respected authorities on capital markets, will address Nicsa members at the 2023 Strategic Leadership Forum in Ft Lauderdale this March. Dr. Kelly is the Chief Global Strategist and Head of the Global Market Insights Strategy Team for J.P. Morgan Asset Management. With a focus on investment implications of an evolving environment, Dr. Kelly will share his views on the economic landscape and prospective asset class returns. Attendees will benefit from this Economic & Election Impact Masterclass and have an opportunity to ask questions that will shed light on an environment of rapid market […]
- [Nicsa's 2022 NOVA Awards Highlight Innovation and Leadership](https://nicsa.org/nicsas-2022-nova-awards-highlight-innovation-and-leadership/): Boston, MA -- Nicsa, a leading asset management trade association, announced the winners of the 2022 Nicsa NOVA Awards at its recent General Membership Meeting. The awards recognize excellence in innovation and leadership within the asset management industry. The 2022 award winners are as follows: Outstanding Service to the Fund Industry - Robert L. Gould Award Rheeta Wise, President, MFS Service Center, MFS Investment Management   Strategic Leadership Award Anne Hebard-Duduch, Strategic Client Executive, SS&C Technologies   Industry Innovation Awards  Innovation in Distribution | Eaton Vance Advisor Institute | Chasing Positivity® Innovation in Product Development & Marketing | State Street | Total ESG […]
- [Five Critical Dimensions of Data: A Primer for Asset Managers](https://nicsa.org/five-critical-dimensions-of-data-a-primer-for-asset-managers/): Thought leaders from Citi and Capital Group shared their perspectives on how to consume big data, manage its governance, and deploy comprehensive management solutions during a recent Nicsa GMM session moderated by Brad Mahaney, Managing Consultant at Aliter Investment Services.   "The amount of information available to us has grown exponentially, and that's a function of innovations in hardware storage and computational power," said Tom Lloyd, Director of Quantitative Research and Analytics at Capital Group. "Twenty to 30 years ago, storing a megabyte of data was hugely expensive. Today, we're talking about terabytes of data the same way we were […]

## Pages

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- [Conference Sponsorship](https://nicsa.org/conference-sponsorship/)
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- [DPNA Perception Study](https://nicsa.org/dpna-perception-study/)
- [Rising Star Program](https://nicsa.org/rising-star-program/)
- [DPNA Content](https://nicsa.org/dpna-content/)
- [Diversity Project Mission](https://nicsa.org/diversity-project-mission/)
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- [Member Firms](https://nicsa.org/directory/)
- [Benefits](https://nicsa.org/membership/why-join/)
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- [Leadership](https://nicsa.org/leadership/)
- [Mission & Vision](https://nicsa.org/mission/)
- [Home](https://nicsa.org/)

## Optional

- [Agent (MCP protocol)](websites-agents.hostinger.com/nicsa.org/mcp)

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