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Educational Tools - Committee Communique

Distribution Channels Committee Newsletter Issue 2 – 3rd Quarter 2005

The mission of the NICSA Distribution Channels Committee is to gather, synthesize and share information regarding current industry practices and future trends for the distribution, marketing, and development of investment products. To help fulfill this mission, this newsletter will utilize the industry experts of our member companies to facilitate the sharing of knowledge for the benefit of all NICSA members.

Distribution Disadvantaged? Cozy Up to Your Best Customers
by Yvonne Boisvert, PFPC Marketing and Distribution Services
Distribution issues – how to grow and prosper, how to gain greater market share faster and better, how to bring more value to the marketplace – are “equal opportunity” challenges... View the Article

The Coming Transparency of Omnibus Accounts —
Technology Implications and a New Industry Study
by Leslie Bates, Access Data Corp
Recent regulations by the SEC have been aimed at preventing market timing abuses in Mutual Funds. SEC Rule 22c-2 is likely to have a meaningful impact on... View the Article

For more information about the Distribution Channels Committee, contact the Committee co-chairs:

Martin Griffn, PFPC Inc.
martin.griffin@pfpc.com

Sue Ellyn Idelson, Fidelity Investments
Sue.Ellyn.Idelson@fmr.com

We welcome your feedback. To contribute content for upcoming newsletters, contact NICSA at info@nicsa.org.

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